0001209191-18-018510.txt : 20180309 0001209191-18-018510.hdr.sgml : 20180309 20180309163221 ACCESSION NUMBER: 0001209191-18-018510 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180203 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STACK EDWARD W CENTRAL INDEX KEY: 0001198911 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31463 FILM NUMBER: 18680517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DICKS SPORTING GOODS INC CENTRAL INDEX KEY: 0001089063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 161241537 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 BUSINESS PHONE: 7242733400 MAIL ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2018-02-03 0 0 0 0001089063 DICKS SPORTING GOODS INC DKS 0001198911 STACK EDWARD W 345 COURT STREET CORAOPOLIS PA 15108 1 1 1 0 Chairman and CEO Common Stock, par value $0.01 per share 2017-05-26 5 G 0 1000311 0.00 D 0 I By grantor retained annuity trust Common Stock, par value $0.01 per share 2017-12-18 5 G 0 1191 0.00 D 1336654 D Common Stock, par value $0.01 per share 1837748 I By grantor retained annuity trust Common Stock, par value $0.01 per share 2295333 I By grantor retained annuity trust Common Stock, par value $0.01 per share 2637833 I By grantor retained annuity trust Common Stock, par value $0.01 per share 2839834 I By grantor retained annuity trust Common Stock, par value $0.01 per share 5455999 I By grantor retained annuity trust On May 26, 2010, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust IV for the benefit of himself and his children. Thereafter, shares have been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations, including 439,000 shares transferred from the trust to Mr. Stack on May 26, 2017 (as reflected herein). Upon termination of the Grantor Retained Annuity Trust IV on May 26, 2017, the remaining 1,000,311 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest. Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations (i) on May 26, 2017, 439,000 shares from the Edward W. Stack Grantor Retained Annuity Trust IV and 221,000 shares from the Edward W. Stack Grantor Retained Annuity Trust V, and (ii) on June 19, 2017, 1,038,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VI, 695,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VII, and 493,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VIII. Amount also reflects a subsequent shift from direct to indirect ownership of 5,455,999 shares of Class B Common Stock from Edward W. Stack into the Edward W. Stack Grantor Retained Annuity Trust IX on November 22, 2017, as reflected in this filing. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX. /s/ Edward W. Stack 2018-03-09