0001209191-18-018510.txt : 20180309
0001209191-18-018510.hdr.sgml : 20180309
20180309163221
ACCESSION NUMBER: 0001209191-18-018510
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180203
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STACK EDWARD W
CENTRAL INDEX KEY: 0001198911
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31463
FILM NUMBER: 18680517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DICKS SPORTING GOODS INC
CENTRAL INDEX KEY: 0001089063
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 161241537
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0128
BUSINESS ADDRESS:
STREET 1: 345 COURT STREET
CITY: CORAOPOLIS
STATE: PA
ZIP: 15108
BUSINESS PHONE: 7242733400
MAIL ADDRESS:
STREET 1: 345 COURT STREET
CITY: CORAOPOLIS
STATE: PA
ZIP: 15108
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2018-02-03
0
0
0
0001089063
DICKS SPORTING GOODS INC
DKS
0001198911
STACK EDWARD W
345 COURT STREET
CORAOPOLIS
PA
15108
1
1
1
0
Chairman and CEO
Common Stock, par value $0.01 per share
2017-05-26
5
G
0
1000311
0.00
D
0
I
By grantor retained annuity trust
Common Stock, par value $0.01 per share
2017-12-18
5
G
0
1191
0.00
D
1336654
D
Common Stock, par value $0.01 per share
1837748
I
By grantor retained annuity trust
Common Stock, par value $0.01 per share
2295333
I
By grantor retained annuity trust
Common Stock, par value $0.01 per share
2637833
I
By grantor retained annuity trust
Common Stock, par value $0.01 per share
2839834
I
By grantor retained annuity trust
Common Stock, par value $0.01 per share
5455999
I
By grantor retained annuity trust
On May 26, 2010, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust IV for the benefit of himself and his children. Thereafter, shares have been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations, including 439,000 shares transferred from the trust to Mr. Stack on May 26, 2017 (as reflected herein). Upon termination of the Grantor Retained Annuity Trust IV on May 26, 2017, the remaining 1,000,311 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.
Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations (i) on May 26, 2017, 439,000 shares from the Edward W. Stack Grantor Retained Annuity Trust IV and 221,000 shares from the Edward W. Stack Grantor Retained Annuity Trust V, and (ii) on June 19, 2017, 1,038,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VI, 695,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VII, and 493,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VIII. Amount also reflects a subsequent shift from direct to indirect ownership of 5,455,999 shares of Class B Common Stock from Edward W. Stack into the Edward W. Stack Grantor Retained Annuity Trust IX on November 22, 2017, as reflected in this filing.
These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.
/s/ Edward W. Stack
2018-03-09