-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DretlMRm5deboYmg2VOei6okElpG8BSiskYCPReByx556TAYyBFD6d2X5uS0nKG2 4WBWSztIuVdomqSo5InNwA== 0001088875-03-000003.txt : 20030210 0001088875-03-000003.hdr.sgml : 20030210 20030210084550 ACCESSION NUMBER: 0001088875-03-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030210 EFFECTIVENESS DATE: 20030210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILLIE GIFFORD & CO CENTRAL INDEX KEY: 0001088875 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04825 FILM NUMBER: 03545866 BUSINESS ADDRESS: STREET 1: 1 RUTLAND COURT CITY: EDINBURGH STATE: X0 ZIP: EH3 8E4 BUSINESS PHONE: 011441312224145 MAIL ADDRESS: STREET 1: 1 RUTLAND COURT CITY: EDINBURGH STATE: X0 ZIP: EH3 8E4 13F-HR 1 edg1502.txt 13F-HR 1 12/31/02 0001088875 d5qeit@b NONE Nasim Bibi +44 131 222 4269 nasim.bibi@bailliegifford.co.uk 13F-HR Form 13F Holding Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name : Baillie Gifford & Co Address: 1 Rutland Court EDINBURGH EH3 8EY SCOTLAND UK 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorised to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables , are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name : Ross Lidstone Title : Partner Phone : 131 222 4031 Signature, Place and Date of Signing: Ross Lidstone, Edinburgh, 7 FEB 2002 Report type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCAHNGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary : Number of Other Included Managers: 2 Form 13F Information Table Entry Total : 146 Form 13F Information Table Value Total : $2 045 517 000 List of Other Included Managers: No. 13F File Number Name 01 Baillie Gifford & Co Limited 02 Baillie Gifford Overseas Limited VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AIG COM 026874107 40 690 SH DEFINED 02 690 0 0 D Altria Group COM 718154107 118870 2932887 SH SOLE 2854218 0 78669 D Altria Group COM 718154107 5697 140563 SH DEFINED 01 140563 0 0 D Altria Group COM 718154107 7642 188547 SH DEFINED 02 188547 0 0 D Amerada Hess COM 023551104 0 0 SH SOLE 0 0 0 D American Express COM 025816109 48 1360 SH DEFINED 02 1360 0 0 D Analog Devices COM 03265410 39245 1644111 SH SOLE 1594364 0 49747 D Analog Devices COM 03265410 1517 63560 SH DEFINED 01 63560 0 0 D Analog Devices COM 03265410 1877 78629 SH DEFINED 02 78629 0 0 D Applied Materials COM 03822210 461 35384 SH DEFINED 01 35384 0 0 D Applied Materials COM 03822210 14 1080 SH DEFINED 02 1080 0 0 D Automatic Data Processing COM 053015103 25505 649800 SH SOLE 649800 0 0 D Automatic Data Processing COM 053015103 2083 53074 SH DEFINED 01 53074 0 0 D Automatic Data Processing COM 053015103 1042 26540 SH DEFINED 02 26540 0 0 D Bank of Nova Scotia COM 064149107 17644 529334 SH DEFINED 02 136870 0 392464 D Biomet Inc COM 090613100 519 18100 SH DEFINED 01 18100 0 0 D Biomet Inc COM 090613100 32 1100 SH DEFINED 02 1100 0 0 D Brown-Forman B COM 115637209 43930 672127 SH SOLE 633757 0 38370 D Brown-Forman B COM 115637209 1254 19184 SH DEFINED 01 19184 0 0 D Brown-Forman B COM 115637209 1951 29845 SH DEFINED 02 29845 0 0 D Burlington Resources COM 122014103 15354 360000 SH SOLE 360000 0 0 D Burlington Resources COM 122014103 1493 35000 SH DEFINED 02 35000 0 0 D ChevronTexaco Corporation COM 16676410 5104 76770 SH SOLE 76770 0 0 D ChevronTexaco Corporation COM 16676410 480 7214 SH DEFINED 01 7214 0 0 D Choicepoint COM 170388102 829 21000 SH DEFINED 01 21000 0 0 D Citigroup COM 172967101 63 1790 SH DEFINED 02 1790 0 0 D Comcast Special 'A' COM 925524308 25 1090 SH DEFINED 02 1090 0 0 D Costco Companies COM 22160K105 56846 2025869 SH SOLE 1960942 0 64927 D Costco Companies COM 22160K105 2022 72071 SH DEFINED 01 72071 0 0 D Costco Companies COM 22160K105 2756 98220 SH DEFINED 02 98220 0 0 D DST Systems Inc. COM 233326107 21548 606126 SH SOLE 606126 0 0 D DST Systems Inc. COM 233326107 1690 47531 SH DEFINED 01 47531 0 0 D DST Systems Inc. COM 233326107 1172 32980 SH DEFINED 02 32980 0 0 D Dell Computer COM 247025109 33 1250 SH DEFINED 02 1250 0 0 D Duke Realty Corporation COM 264411505 53181 2089627 SH SOLE 1971364 0 118263 D Duke Realty Corporation COM 264411505 1697 66674 SH DEFINED 01 66674 0 0 D Duke Realty Corporation COM 264411505 2194 86197 SH DEFINED 02 86197 0 0 D EOG Resources COM 26875P101 15760 394800 SH SOLE 394800 0 0 D EOG Resources COM 26875P101 3111 77925 SH DEFINED 02 77925 0 0 D Ecolab COM 278865100 891 18000 SH DEFINED 01 18000 0 0 D Ecolab COM 278865100 45 900 SH DEFINED 02 900 0 0 D Eli Lilly COM 532457108 60873 958631 SH SOLE 932597 0 26034 D Eli Lilly COM 532457108 3357 52859 SH DEFINED 01 52859 0 0 D Eli Lilly COM 532457108 3372 53106 SH DEFINED 02 53106 0 0 D Exxon Mobil COM 30231G102 101 2900 SH DEFINED 02 2900 0 0 D Fannie Mae COM 313586109 946 14705 SH DEFINED 01 14705 0 0 D Federated Investors Inc COM 314211103 9022 355600 SH SOLE 355600 0 0 D Federated Investors Inc COM 314211103 1715 67606 SH DEFINED 01 67606 0 0 D Federated Investors Inc COM 314211103 923 36400 SH DEFINED 02 36400 0 0 D Fifth Third Bancorp COM 316773100 41 700 SH DEFINED 02 700 0 0 D First Data COM 319963104 25789 728301 SH SOLE 728301 0 0 D First Data COM 319963104 2420 68348 SH DEFINED 01 68348 0 0 D First Data COM 319963104 1490 42070 SH DEFINED 02 42070 0 0 D Freddie Mac COM 313400301 132127 2237552 SH SOLE 2183973 0 53579 D Freddie Mac COM 313400301 6176 104594 SH DEFINED 01 104594 0 0 D Freddie Mac COM 313400301 6322 107056 SH DEFINED 02 107056 0 0 D General Electric COM 369604103 5988 245919 SH SOLE 245919 0 0 D General Electric COM 369604103 1014 41645 SH DEFINED 01 41645 0 0 D General Electric COM 369604103 685 28130 SH DEFINED 02 28130 0 0 D Gillette COM 375766102 32203 1060689 SH SOLE 1006972 0 53717 D Gillette COM 375766102 1109 36519 SH DEFINED 01 36519 0 0 D Gillette COM 375766102 1239 40808 SH DEFINED 02 40808 0 0 D Golden West Financial COM 381317106 132440 1844313 SH SOLE 1805833 0 38480 D Golden West Financial COM 381317106 5581 77717 SH DEFINED 01 77717 0 0 D Golden West Financial COM 381317106 4887 68054 SH DEFINED 02 68054 0 0 D Integra Sys.(U$) COM 45811M105 0 45802 SH SOLE 45802 0 0 D Johnson & Johnson COM 478160104 414 7700 SH DEFINED 01 7700 0 0 D Johnson & Johnson COM 478160104 65 1210 SH DEFINED 02 1210 0 0 D M&T Bank COM 55261F104 70059 882917 SH SOLE 854177 0 28740 D M&T Bank COM 55261F104 2610 32887 SH DEFINED 01 32887 0 0 D M&T Bank COM 55261F104 3001 37820 SH DEFINED 02 37820 0 0 D Manulife Financial COM 56501R106 7642 351041 SH DEFINED 02 89072 0 261969 D Marsh & McLennan COM 571748102 60914 1318202 SH SOLE 1290732 0 27470 D Marsh & McLennan COM 571748102 3417 73954 SH DEFINED 01 73954 0 0 D Marsh & McLennan COM 571748102 2926 63330 SH DEFINED 02 63330 0 0 D Maxim Integrated Products COM 57772K101 33398 1010850 SH SOLE 978797 0 32053 D Maxim Integrated Products COM 57772K101 1307 39547 SH DEFINED 01 39547 0 0 D Maxim Integrated Products COM 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Morgan Stanley Dean Witter COM 617446448 27 670 SH DEFINED 02 670 0 0 D New York Community Bancorp COM 64944510 895 31000 SH DEFINED 01 31000 0 0 D New York Community Bancorp COM 64944510 50 1740 SH DEFINED 02 1740 0 0 D Novellus Systems COM 670008101 379 13500 SH DEFINED 01 13500 0 0 D Omnicom (U$) COM 681919106 73107 1131683 SH SOLE 1097360 0 34323 D Omnicom (U$) COM 681919106 3847 59556 SH DEFINED 01 59556 0 0 D Omnicom (U$) COM 681919106 2947 45626 SH DEFINED 02 45626 0 0 D Oracle Corp COM 68389X105 23 2150 SH DEFINED 02 2150 0 0 D Patterson Dental COM 70341210 7283 166500 SH SOLE 166500 0 0 D Patterson Dental COM 70341210 1015 23200 SH DEFINED 01 23200 0 0 D Patterson Dental COM 70341210 844 19300 SH DEFINED 02 19300 0 0 D Pepsico COM 713448108 30 700 SH DEFINED 02 700 0 0 D Pfizer COM 717081103 104716 3425448 SH SOLE 3343680 0 81768 D Pfizer COM 717081103 5559 181835 SH DEFINED 01 181835 0 0 D Pfizer COM 717081103 5116 167354 SH DEFINED 02 167354 0 0 D Praxair COM 74005P104 872 15100 SH DEFINED 01 15100 0 0 D Praxair COM 74005P104 40 700 SH DEFINED 02 700 0 0 D Precision Drilling COM 74022D100 7343 227698 SH DEFINED 02 56450 0 171248 D Public Storage US Prop.Tst. COM 74460D109 0 434.709 SH SOLE 434.709 0 0 D Rothmans Inc COM 77869J106 12321 672800 SH DEFINED 02 145030 0 527770 D Royal Bank of Canada COM 780087102 16673 455305 SH DEFINED 02 103665 0 0351640 D State Str.Boston COM 857477103 82639 2118943 SH SOLE 2042808 0 76135 D State Str.Boston COM 857477103 3315 85005 SH DEFINED 01 85005 0 0 D State Str.Boston COM 857477103 3948 101237 SH DEFINED 02 101237 0 0 D Suncor Energy COM 867229106 47742 3053500 SH SOLE 3053500 0 0 D Suncor Energy COM 867229106 2627 168000 SH DEFINED 01 168000 0 0 D Suncor Energy COM 867229106 30437 1946744 SH DEFINED 02 612050 0 1334694 D Sysco COM 871829107 492 16500 SH DEFINED 01 16500 0 0 D TJX Companies COM 87254010 17051 873500 SH SOLE 873500 0 0 D TJX Companies COM 87254010 1669 85500 SH DEFINED 01 85500 0 0 D TJX Companies COM 87254010 962 49300 SH DEFINED 02 49300 0 0 D Tembec Inc. COM 879920106 12011 1726546 SH DEFINED 02 398716 0 1327830 D US Industries COM 912080108 1 241 SH SOLE 241 0 0 D US Properties COM 91239P106 0 42347 SH SOLE 42347 0 0 D Verizon Communications COM 92343V104 42 1090 SH DEFINED 02 1090 0 0 D Viacom B COM 925524308 42 1020 SH DEFINED 02 1020 0 0 D Wal-Mart Stores COM 931142103 74 1470 SH DEFINED 02 1470 0 0 D Walgreen COM 931422109 73227 2508617 SH SOLE 2427657 0 80960 D Walgreen COM 931422109 3171 108644 SH DEFINED 01 108644 0 0 D Walgreen COM 931422109 4127 141367 SH DEFINED 02 141367 0 0 D Washington Mutual COM 939322103 501 14500 SH DEFINED 01 14500 0 0 D Wellpoint Health Networks COM 94973H108 91255 1282394 SH SOLE 1243366 0 39028 D Wellpoint Health Networks COM 94973H108 3434 48260 SH DEFINED 01 48260 0 0 D Wellpoint Health Networks COM 94973H108 3665 51506 SH DEFINED 02 51506 0 0 D Wendy's International Inc COM 950590109 51991 1920622 SH SOLE 1841292 0 79330 D Wendy's International Inc COM 950590109 1946 71890 SH DEFINED 01 71890 0 0 D Wendy's International Inc COM 950590109 2364 87320 SH DEFINED 02 87320 0 0 D Wrigley COM 982526105 74599 1359306 SH SOLE 1314518 0 44788 D Wrigley COM 982526105 2537 46222 SH DEFINED 01 46222 0 0 D Wrigley COM 982526105 3072 55980 SH DEFINED 02 55980 0 0 D Wyeth COM 98302410 46912 1254337 SH SOLE 1212837 0 41500 D Wyeth COM 98302410 3716 99358 SH DEFINED 01 99358 0 0 D Wyeth COM 98302410 2159 57730 SH DEFINED 02 57730 0 0 S REPORT SUMMARY 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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