13F-HR 1 qnbx13111.txt 13F-HR 1 09/28/01 0001088875 d5qeit@b NONE Nasim Bibi 131 222 4269 nasim.bibi@bailliegifford.co.uk 13F-HR Form 13F Holding Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 28, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name : Baillie Gifford & Co Address: 1 Rutland Court EDINBURGH EH3 8EY SCOTLAND UK 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorised to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables , are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name : Robin Menzies Title : Partner Phone : 131 222 4412 Signature, Place and Date of Signing: Robin Menzies, Edinburgh, 14th November 2001 Report type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary : Number of Other Included Managers: 2 Form 13F Information Table Entry Total : 151 Form 13F Information Table Value Total : $1 942 229 000 List of Other Included Managers: No. 13F File Number Name 01 Baillie Gifford & Co Limited 02 Baillie Gifford Overseas Limited VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AIG COM 026874107 54 690 SH DEFINED 02 690 0 0 D AOL Time Warner COM 00184A105 72062 2177098 SH SOLE 2149593 0 27505 D AOL Time Warner COM 00184A105 2730 82471 SH DEFINED 01 82471 0 0 D AOL Time Warner COM 00184A105 3456 104425 SH DEFINED 02 104425 0 0 D Amerada Hess COM 023551104 79455 1251258 SH SOLE 1239518 0 11740 D Amerada Hess COM 023551104 3999 62974 SH DEFINED 01 62974 0 0 D Amerada Hess COM 023551104 4873 76740 SH DEFINED 02 76740 0 0 D American Express COM 025816109 40 1360 SH DEFINED 02 1360 0 0 D American Home Products COM 26609107 574 9858 SH DEFINED 01 9858 0 0 D Analog Devices COM 32654105 54833 1676857 SH SOLE 1656976 0 19881 D Analog Devices COM 32654105 2022 61842 SH DEFINED 01 61842 0 0 D Analog Devices COM 32654105 2690 82262 SH DEFINED 02 82262 0 0 D Applied Materials COM 38222105 53672 1887211 SH SOLE 1864294 0 22917 D Applied Materials COM 38222105 1925 67701 SH DEFINED 01 67701 0 0 D Applied Materials COM 38222105 2706 95153 SH DEFINED 02 95153 0 0 D Automatic Data Processing COM 053015103 18215 387230 SH SOLE 387230 0 0 D Automatic Data Processing COM 053015103 72 1540 SH DEFINED 02 1540 0 0 D Automatic Data Processing COM 053015103 1449 30800 SH DEFINED 01 30800 0 0 D Bank of Nova Scotia COM 064149107 8760 298364 SH DEFINED 02 163964 0 134400 D Biomet Inc COM 090613100 483 16500 SH DEFINED 01 16500 0 0 D Bristol Myers Squibb COM 110122108 47 840 SH DEFINED 02 840 0 0 D Brown-Forman B COM 115637209 63053 997988 SH SOLE 979878 0 18110 D Brown-Forman B COM 115637209 2321 36734 SH DEFINED 01 36734 0 0 D Brown-Forman B COM 115637209 3347 52980 SH DEFINED 02 52980 0 0 D Burlington Resources COM 122014103 12316 360000 SH SOLE 360000 0 0 D Burlington Resources COM 122014103 1197 35000 SH DEFINED 02 35000 0 0 D ChevronTexaco Corporation COM 166751107 6506 76770 SH SOLE 76770 0 0 D ChevronTexaco Corporation COM 166751107 50 590 SH DEFINED 02 590 0 0 D ChevronTexaco Corporation COM 166751107 815 9614 SH DEFINED 01 9614 0 0 D Choicepoint COM 170388102 333 8000 SH SOLE 8000 0 0 D Choicepoint COM 170388102 599 14377 SH DEFINED 01 14377 0 0 D Citigroup COM 172967101 299 7384 SH DEFINED 01 7384 0 0 D Citigroup COM 172967101 119 2940 SH DEFINED 02 2940 0 0 D Coca Cola COM 191216100 29 620 SH DEFINED 02 620 0 0 D Comcast Special 'A' COM 925524308 39 1090 SH DEFINED 02 1090 0 0 D Concord Communications COM 206186108 15 1648 SH SOLE 1648 0 0 D Costco Companies COM 22160K105 64901 1825114 SH SOLE 1801325 0 23789 D Costco Companies COM 22160K105 2516 70749 SH DEFINED 01 70749 0 0 D Costco Companies COM 22160K105 3606 101420 SH DEFINED 02 101420 0 0 D Crown Castle International COM 228227104 20943 2327039 SH SOLE 208269 0 23770 D Crown Castle International COM 228227104 945 105030 SH DEFINED 02 105030 0 0 D Crown Castle International COM 228227104 922 102416 SH DEFINED 01 102416 0 0 D DST Systems Inc. COM 233326107 70913 1639607 SH SOLE 1639607 0 0 D DST Systems Inc. COM 233326107 3516 81300 SH DEFINED 02 81300 0 0 D DST Systems Inc. COM 233326107 2681 61990 SH DEFINED 01 61990 0 0 D DeVry COM 251893103 11738 326963 SH SOLE 326963 0 0 D DeVry COM 251893103 2183 60813 SH DEFINED 01 60813 0 0 D DeVry COM 251893103 1488 41440 SH DEFINED 02 41440 0 0 D Dell Computer COM 247025109 44 2350 SH DEFINED 02 2350 0 0 D Duke Realty Corporation COM 264411505 39498 1667283 SH SOLE 1626811 0 40472 D Duke Realty Corporation COM 264411505 1237 52234 SH DEFINED 01 52234 0 0 D Duke Realty Corporation COM 264411505 1470 62061 SH DEFINED 02 62061 0 0 D EOG Resources COM 26875P101 54384 1879839 SH SOLE 1867991 0 11848 D EOG Resources COM 26875P101 1352 46735 SH DEFINED 01 46735 0 0 D EOG Resources COM 26875P101 5159 178330 SH DEFINED 02 178330 0 0 D El Paso Corporation COM 283905107 1270 30565 SH SOLE 30565 0 0 D El Paso Corporation COM 283905107 40 971 SH DEFINED 02 971 0 0 D El Paso Corporation COM 283905107 749 18028 SH DEFINED 01 18028 0 0 D Eli Lilly COM 532457108 28890 357992 SH SOLE 352392 0 5600 D Eli Lilly COM 532457108 1891 23433 SH DEFINED 02 23433 0 0 D Eli Lilly COM 532457108 1867 23131 SH DEFINED 01 23131 0 0 D Exxon Mobil COM 30231G102 91 2300 SH DEFINED 02 2300 0 0 D Fannie Mae COM 313586109 537 6705 SH DEFINED 01 6705 0 0 D Fannie Mae COM 313586109 139 1730 SH DEFINED 02 1730 0 0 D Federated Investors Inc COM 314211103 9492 320690 SH SOLE 320690 0 0 D Federated Investors Inc COM 314211103 1750 59106 SH DEFINED 01 59106 0 0 D Federated Investors Inc COM 314211103 1036 35000 SH DEFINED 02 35000 0 0 D First Data COM 319963104 19092 327700 SH SOLE 327700 0 0 D First Data COM 319963104 1439 24705 SH DEFINED 01 24705 0 0 D First Data COM 319963104 1262 21660 SH DEFINED 02 21660 0 0 D Four Seasons Hotels (C$) COM 35100E104 374 10000 SH DEFINED 01 10000 0 0 D Four Seasons Hotels (C$) COM 35100E104 8204 219319 SH DEFINED 02 115956 0 103363 D Freddie Mac COM 313400301 124199 1910750 SH SOLE 1891680 0 19070 D Freddie Mac COM 313400301 5192 79879 SH DEFINED 01 79879 0 0 D Freddie Mac COM 313400301 6884 105900 SH DEFINED 02 105900 0 0 D General Electric COM 369604103 7965 214100 SH SOLE 214100 0 0 D General Electric COM 369604103 1544 41500 SH DEFINED 01 41500 0 0 D General Electric COM 369604103 1046 28130 SH DEFINED 02 28130 0 0 D Golden West Financial COM 381317106 107547 1851060 SH SOLE 1829550 0 21510 D Golden West Financial COM 381317106 5057 87040 SH DEFINED 02 87040 0 0 D Golden West Financial COM 381317106 3711 63872 SH DEFINED 01 63872 0 0 D Home Depot COM 437076102 44 1150 SH DEFINED 02 1150 0 0 D Integra Sys.(U$) COM 45811M105 1 45802 SH SOLE 45802 0 0 D Johnson & Johnson COM 478160104 81 1460 SH DEFINED 02 1460 0 0 D M&T Bank COM 55261F104 58996 797240 SH SOLE 787590 0 9650 D M&T Bank COM 55261F104 1872 25299 SH DEFINED 01 25299 0 0 D M&T Bank COM 55261F104 2802 37870 SH DEFINED 02 37870 0 0 D Manulife Financial COM 56501R106 11679 446171 SH DEFINED 02 233508 0 212663 D Marsh & McLennan COM 571748102 28518 294910 SH SOLE 294910 0 0 D Marsh & McLennan COM 571748102 2707 27998 SH 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SH DEFINED 02 46520 0 0 D Molex 'A' Share COM 608554200 1520 62560 SH DEFINED 01 62560 0 0 D Morgan Stanley Dean Witter COM 617446448 54 1170 SH DEFINED 02 1170 0 0 D Nortel Networks COM 656568102 3471 619511 SH DEFINED 02 330080 0 289431 D Northern Trust COM 665859104 525 10000 SH DEFINED 01 10000 0 0 D Omnicom (U$) COM 681919106 18972 292330 SH SOLE 292330 0 0 D Omnicom (U$) COM 681919106 1860 28665 SH DEFINED 01 28665 0 0 D Omnicom (U$) COM 681919106 1214 18710 SH DEFINED 02 18710 0 0 D Oracle Corp COM 68389X105 27 2150 SH DEFINED 02 2150 0 0 D Pfizer COM 717081103 107604 2683403 SH SOLE 2653177 0 30226 D Pfizer COM 717081103 5004 124787 SH DEFINED 01 124787 0 0 D Pfizer COM 717081103 5902 147172 SH DEFINED 02 147172 0 0 D Philip Morris COM 718154107 124502 2578217 SH SOLE 2557017 0 21200 D Philip Morris COM 718154107 5650 116995 SH DEFINED 01 116995 0 0 D Philip Morris COM 718154107 8930 184920 SH DEFINED 02 184920 0 0 D Precision Drilling COM 74022D100 4728 223628 SH DEFINED 02 117539 0 106089 D Public Storage Us Prop.Tst. COM 74460D109 0 434.709 SH SOLE 434.709 0 0 D Royal Bank of Canada COM 780087102 8146 267240 SH DEFINED 02 141800 0 125440 D SBC Communications COM 78387G10 64 1360 SH DEFINED 02 1360 0 0 D Scientific-Atlanta COM 808655104 7259 414791 SH SOLE 406281 0 8510 D Scientific-Atlanta COM 808655104 102 5833 SH DEFINED 01 5833 0 0 D Scientific-Atlanta COM 808655104 340 19430 SH DEFINED 02 19430 0 0 D State Str.Boston COM 857477103 62228 1367638 SH SOLE 1352482 0 15156 D State Str.Boston COM 857477103 3035 66696 SH DEFINED 02 66696 0 0 D State Str.Boston COM 857477103 2576 56607 SH DEFINED 01 56607 0 0 D Sun Microsystems COM 866810104 12 1480 SH DEFINED 02 1480 0 0 D Suncor Energy COM 867229106 13637 489582 SH DEFINED 02 227589 0 261993 D TMP Worldwide COM 872941109 49636 1748350 SH SOLE 1728375 0 19975 D TMP Worldwide COM 872941109 2082 73339 SH DEFINED 01 73339 0 0 D TMP Worldwide COM 872941109 2594 91380 SH DEFINED 02 91380 0 0 D Tembec Inc. COM 879920106 6439 1007020 SH DEFINED 02 527966 0 479054 D Tyco International COM 902124106 40 880 SH DEFINED 02 880 0 0 D US Industries COM 912080108 1 241 SH SOLE 241 0 0 D US Properties COM 91239P106 0 42347 SH SOLE 42347 0 0 D Verizon Communications COM 92343V104 59 1090 SH DEFINED 02 1090 0 0 D Viacom B COM 925524308 35 1020 SH DEFINED 02 1020 0 0 D Wal-Mart Stores COM 931142103 65 1310 SH DEFINED 02 1310 0 0 D Walgreen COM 931422109 90029 2614829 SH SOLE 2583689 0 31140 D Walgreen COM 931422109 3498 101587 SH DEFINED 01 101587 0 0 D Walgreen COM 931422109 5137 149190 SH DEFINED 02 149190 0 0 D Wellpoint Health Networks COM 94973H108 87839 804758 SH SOLE 793938 0 10820 D Wellpoint Health Networks COM 94973H108 1919 17581 SH DEFINED 01 17581 0 0 D Wellpoint Health Networks COM 94973H108 3121 28590 SH DEFINED 02 28590 0 0 D Wells Fargo COM 949746101 95 2140 SH DEFINED 02 2140 0 0 D Wrigley COM 982526105 68674 1338680 SH SOLE 1321856 0 16824 D Wrigley COM 982526105 2540 49522 SH DEFINED 01 49522 0 0 D Wrigley COM 982526105 2707 52760 SH DEFINED 02 52760 0 0 S REPORT SUMMARY 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED