0001179110-16-027367.txt : 20160705
0001179110-16-027367.hdr.sgml : 20160705
20160705174055
ACCESSION NUMBER: 0001179110-16-027367
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151217
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ReachLocal Inc
CENTRAL INDEX KEY: 0001297336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 200498783
BUSINESS ADDRESS:
STREET 1: 21700 OXNARD STREET, SUITE 1600
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 8189369906
MAIL ADDRESS:
STREET 1: 21700 OXNARD STREET, SUITE 1600
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VantagePoint Venture Associates 2006, L.L.C.
CENTRAL INDEX KEY: 0001492121
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751718
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 650-866-3100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP
CENTRAL INDEX KEY: 0001114993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751721
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
CENTRAL INDEX KEY: 0001267585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751723
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
FORMER NAME:
FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
DATE OF NAME CHANGE: 20031020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS III Q L P
CENTRAL INDEX KEY: 0001088844
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751726
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DR
STREET 2: STE 100
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DR
STREET 2: STE 100
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALZMAN ALAN E
CENTRAL INDEX KEY: 0001098349
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751727
MAIL ADDRESS:
STREET 1: C/O VANTAGEPOINT
STREET 2: 1001 BAY HILL DR #300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES III LLC
CENTRAL INDEX KEY: 0001106696
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751720
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DR
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DR
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES IV LLC
CENTRAL INDEX KEY: 0001256847
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751719
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS III LP
CENTRAL INDEX KEY: 0001101097
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751725
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DR
STREET 2: STE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 100 BAYHILL DR
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vantagepoint Venture Partners 2006(Q)LP
CENTRAL INDEX KEY: 0001348590
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751722
BUSINESS ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: STE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066-3061
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE
STREET 2: STE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066-3061
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV Q LP
CENTRAL INDEX KEY: 0001129585
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34749
FILM NUMBER: 161751724
BUSINESS ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
BUSINESS PHONE: 6508663100
MAIL ADDRESS:
STREET 1: 1001 BAY HILL DRIVE
STREET 2: SUITE 300
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2015-12-17
2015-12-21
0
0001297336
ReachLocal Inc
RLOC
0001098349
SALZMAN ALAN E
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001088844
VANTAGEPOINT VENTURE PARTNERS III Q L P
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001101097
VANTAGEPOINT VENTURE PARTNERS III LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001129585
VANTAGEPOINT VENTURE PARTNERS IV Q LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001267585
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001348590
Vantagepoint Venture Partners 2006(Q)LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001114993
VANTAGEPOINT VENTURE PARTNERS IV LP
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001106696
VANTAGEPOINT VENTURE ASSOCIATES III LLC
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001256847
VANTAGEPOINT VENTURE ASSOCIATES IV LLC
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
0001492121
VantagePoint Venture Associates 2006, L.L.C.
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
94066
1
0
1
0
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
778673.79
778673.79
A
2015-12-17
2018-04-15
Common Stock
60547
778673.79
I
See footnote
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
94802.68
94802.68
A
2015-12-17
2018-04-15
Common Stock
7372
94802.68
I
See footnote
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
3369732.8
3369732.80
A
2015-12-17
2018-04-15
Common Stock
262019
3369732.80
I
See footnote
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
337346.03
337346.03
A
2015-12-17
2018-04-15
Common Stock
26231
337346.03
I
See footnote
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
12275.81
12275.81
A
2015-12-17
2018-04-15
Common Stock
955
12275.81
I
See footnote
4.00% Convertible Secured Subordinated Notes
5
2015-12-17
4
P
0
407168.89
407168.89
A
2015-12-17
2018-04-15
Common Stock
31660
407168.89
I
See footnote
This amendment reduces the number of shares issuable on conversion of the Notes as described in footnotes 2, 4, 6, 8, 10, 12 below and the Underlying Securities in Column 7 due to acquisition of beneficial ownership of shares as reported on a Form 4 filed the same date as this Amendment on June 30, 2016.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 60,547 shares.
These securities are directly held by VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 7,372 shares.
These securities are directly held by VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 262,019 shares.
These securities are directly held by VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 26,231 shares.
These securities are directly held by VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 955 shares.
These securities are directly held by VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 30,070,750 shares outstanding on March 23, 2016, all of the Notes together when issued were convertible into a maximum of 388,783 shares. The Reporting Owner's Note when issued was convertible into a maximum of 31,660 shares.
These securities are directly held by VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. is the general partner of VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates 2006, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
Alan E. Salzman
2016-07-05
VantagePoint Venture Partners III (Q), L.P., By: VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Partners III, L.P., By: VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Partners 2006 (Q), L.P., By: VantagePoint Venture Associates 2006, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05
VantagePoint Venture Associates 2006, L.L.C., By: Alan E. Salzman, Managing Member
2016-07-05