0001179110-16-020836.txt : 20160303 0001179110-16-020836.hdr.sgml : 20160303 20160303143109 ACCESSION NUMBER: 0001179110-16-020836 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151217 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ReachLocal Inc CENTRAL INDEX KEY: 0001297336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 200498783 BUSINESS ADDRESS: STREET 1: 21700 OXNARD STREET, SUITE 1600 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8189369906 MAIL ADDRESS: STREET 1: 21700 OXNARD STREET, SUITE 1600 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VantagePoint Venture Associates 2006, L.L.C. CENTRAL INDEX KEY: 0001492121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480579 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE, SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 650-866-3100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE, SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP CENTRAL INDEX KEY: 0001114993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480582 BUSINESS ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP CENTRAL INDEX KEY: 0001267585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480584 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 FORMER NAME: FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP DATE OF NAME CHANGE: 20031020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS III Q L P CENTRAL INDEX KEY: 0001088844 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480587 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DR STREET 2: STE 100 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DR STREET 2: STE 100 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALZMAN ALAN E CENTRAL INDEX KEY: 0001098349 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480588 MAIL ADDRESS: STREET 1: C/O VANTAGEPOINT STREET 2: 1001 BAY HILL DR #300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES III LLC CENTRAL INDEX KEY: 0001106696 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480581 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DR STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DR STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE ASSOCIATES IV LLC CENTRAL INDEX KEY: 0001256847 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480580 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS III LP CENTRAL INDEX KEY: 0001101097 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480586 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DR STREET 2: STE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 100 BAYHILL DR STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vantagepoint Venture Partners 2006(Q)LP CENTRAL INDEX KEY: 0001348590 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480583 BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: STE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066-3061 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: STE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066-3061 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV Q LP CENTRAL INDEX KEY: 0001129585 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34749 FILM NUMBER: 161480585 BUSINESS ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2015-12-17 2015-12-21 0 0001297336 ReachLocal Inc RLOC 0001098349 SALZMAN ALAN E C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001088844 VANTAGEPOINT VENTURE PARTNERS III Q L P C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001101097 VANTAGEPOINT VENTURE PARTNERS III LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001129585 VANTAGEPOINT VENTURE PARTNERS IV Q LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001267585 VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001348590 Vantagepoint Venture Partners 2006(Q)LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001114993 VANTAGEPOINT VENTURE PARTNERS IV LP C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001106696 VANTAGEPOINT VENTURE ASSOCIATES III LLC C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001256847 VANTAGEPOINT VENTURE ASSOCIATES IV LLC C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 0001492121 VantagePoint Venture Associates 2006, L.L.C. C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 94066 1 0 1 0 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 778673.79 778673.79 A 2015-12-17 2018-04-15 Common Stock 61320 778673.79 I See footnote 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 94802.68 94802.68 A 2015-12-17 2018-04-15 Common Stock 7466 94802.68 I See footnote 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 3369732.8 3369732.80 A 2015-12-17 2018-04-15 Common Stock 265366 3369732.80 I See footnote 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 337346.03 337346.03 A 2015-12-17 2018-04-15 Common Stock 26566 337346.03 I See footnote 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 12275.81 12275.81 A 2015-12-17 2018-04-15 Common Stock 967 12275.81 I See footnote 4.00% Convertible Secured Subordinated Notes 5 2015-12-17 4 P 0 407168.89 407168.89 A 2015-12-17 2018-04-15 Common Stock 32064 407168.89 I See footnote This amendment reduces the number of shares issuable in footnotes 2, 4, 6, 8, 10, 12 below and the Underlying Securities in Column 7 as a result of an option to purchase Common Stock granted in 2015 which on March 1, 2016 became exercisable within 60 days. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 61,320 shares. These securities are directly held by VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 7,466 shares. These securities are directly held by VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 265,366 shares. These securities are directly held by VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 26,566 shares. These securities are directly held by VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 967 shares. These securities are directly held by VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 393,749 shares. The Reporting Owner's Note when issued was convertible into a maximum of 32,064 shares. These securities are directly held by VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. is the general partner of VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates 2006, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Alan E. Salzman 2016-03-03 VantagePoint Venture Partners III (Q), L.P., By: VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Partners III, L.P., By: VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Partners IV (Q), L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Partners IV Principals Fund, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Partners 2006 (Q), L.P., By: VantagePoint Venture Associates 2006, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Partners IV, L.P., By: VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Associates III, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Associates IV, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03 VantagePoint Venture Associates 2006, L.L.C., By: Alan E. Salzman, Managing Member 2016-03-03