Delaware | 000-27141 | 77-0463167 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
TIVO INC. | ||||||
Date: | 5/25/2016 | By: | /S/ NAVEEN CHOPRA | |||
Naveen Chopra | ||||||
Interim Chief Executive Officer and Chief Financial Officer (Principal Executive and Financial Officer) | ||||||
Exhibit No. | Description |
1.01 | Conflict Minerals Report for the period January 1, 2015 through December 31, 2015 |
• | The Conflict Minerals Team conducted a supply chain survey of our direct suppliers to obtain country of origin information for the conflict minerals included in the products and materials provided to us by those direct suppliers. In support of that effort, TiVo retained the services of a third-party supply chain compliance agency. |
• | TiVo requested that its suppliers complete the electronic Conflict Minerals Reporting Template (the “CMRT”) of the Electronic Industry Citizenship Coalition and Global e-Sustainability (“EICC/GeSI”). This reporting template requested information regarding the country of origin of the conflict minerals included in materials and components supplied to us, as well as the smelters or refiners of those conflict minerals. |
• | TiVo’s third-party agency assisted us in communicating with our supplier network. |
• | Supplier responses were evaluated for plausibility, consistency, and gaps. If concerns regarding the quality of responses from suppliers were raised, the Conflict Minerals Team engaged TiVo’s third-party compliance agency to follow up with the suppliers to resolve the flagged responses. |
• | established strong company management systems; |
• | worked to identify and assess risks in our supply chain that may increase the likelihood our materials have originated in a Covered Country; |
• | designed and implemented strategies to respond to identified risks; and, |
• | as evidenced by this Report, has reported annually on our supply chain due diligence. |
• | Increasing quality control and data verification of supply chain information through continued use of a third party professional in the conflict minerals reporting sector; |
• | Updating TiVo’s Conflict Minerals Policy and internal processes, as needed, to improve transparency and communication with suppliers and to collect better data; |
• | Encouraging suppliers in our supply chain to work with smelters and refiners that have the CFSP designation and to encourage others to participate in a program, such as the CFSP, to become certified as “conflict free”; |
• | Refining and updating TiVo’s “grievance” process so that concerned persons can report any sourcing of conflict minerals in our supply chain suspected of financing or benefiting armed groups in a Covered Country; and |
• | Continuing the use of contractual provisions in our agreements with new suppliers and contract manufacturers to require information and supporting documentation regarding the use and sourcing of conflict minerals in advance of using such manufacturer or supplier. |
Metal | Smelter Name | Location* |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China |
Gold | Matsuda Sangyo Co., Ltd. | Japan |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria |
Gold | Singway Technology Co., Ltd. | Taiwan |
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan |
Tin | Melt Metais e Ligas S/A | Brazil |
Gold | So Accurate Group, Inc. | United States |
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | Mexico |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russia |
Tin | Soft Metais Ltda. | Brazil |
Gold | Solar Applied Materials Technology Corp. | Taiwan |
Tin | Metahub Industries Sdn. Bhd. | Malaysia |
Gold | Gansu Seemine Material Hi-Tech Co Ltd | China |
Tantalum | Solikamsk Magnesium Works OAO | Russia |
Tungsten | Ganxian Shirui New Material Co., Ltd. | China |
Tin | Metallic Resources, Inc. | United States |
Tin | Metallo-Chimique N.V. | Belgium |
Gold | Advanced Chemical Company | United States |
Tantalum | Metallurgical Products India Pvt., Ltd. | India |
Gold | Metalor Technologies (Hong Kong) Ltd. | China |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China |
Gold | Metalor Technologies (Suzhou) Co Ltd | China |
Gold | Metalor Technologies SA | Switzerland |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China |
Gold | Metalor USA Refining Corporation | United States |
Gold | Asahi Refining Canada Limited | Canada |
Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | China |
Gold | Aida Chemical Industries Co., Ltd. | Japan |
Tin | CV Dua Sekawan | Indonesia |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China |
Tin | HuiChang Hill Tin Industry Co., Ltd. | China |
Gold | Geib Refining Corporation | United States |
Tin | Gejiu Kai Meng Industry and Trade LLC | China |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
Gold | Aktyubinsk Copper Company TOO | Kazakhstan |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China |
Metal | Smelter Name | Location* |
Gold | Al Etihad Gold | United Arab Emirates |
Tin | Gejiu Zi-Li | China |
Gold | SAAMP | France |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany |
Tin | Mineração Taboca S.A. | Brazil |
Tantalum | Mineração Taboca S.A. | Brazil |
Tantalum | Zhuzhou Cemented Carbide | China |
Tantalum | Global Advanced Metals Aizu | Japan |
Tantalum | Global Advanced Metals Boyertown | United States |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
Tin | Minsur | Peru |
Tin | Alpha | United States |
Tungsten | Global Tungsten & Powders Corp. | United States |
Gold | Sudan Gold Refinery | Sudan |
Gold | Mitsubishi Materials Corporation | Japan |
Tin | Mitsubishi Materials Corporation | Japan |
Gold | Mitsui Mining & Smelting | Japan |
Tantalum | Mitsui Mining & Smelting | Japan |
Gold | MMTC-PAMP India Pvt., Ltd. | India |
Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
Tantalum | Molycorp Silmet A.S. | Estonia |
Gold | Morris and Watson | New Zealand |
Gold | Moscow Special Alloys Processing Plant | Russia |
Tin | An Thai Minerals Company Limited | Vietnam |
Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil |
Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | Turkey |
Gold | Guangdong Jinding Gold Limited | China |
Gold | T.C.A S.p.A | Italy |
Gold | Argor-Heraeus SA | Switzerland |
Tin | Nankang Nanshan Tin Co., Ltd. | China |
Gold | Asahi Pretec Corporation | Japan |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China |
Gold | Asaka Riken Co., Ltd. | Japan |
Tantalum | Taki Chemicals | Japan |
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam |
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan |
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | China |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey |
Tantalum | H.C. Starck Co., Ltd. | Thailand |
Metal | Smelter Name | Location* |
Tungsten | H.C. Starck GmbH | Germany |
Tantalum | H.C. Starck GmbH Goslar | Germany |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam |
Tantalum | H.C. Starck GmbH Laufenburg | Germany |
Gold | Aurubis AG | Germany |
Tungsten | Niagara Refining LLC | United States |
Tantalum | H.C. Starck Hermsdorf GmbH | Germany |
Tantalum | H.C. Starck Inc. | United States |
Tantalum | H.C. Starck Ltd. | Japan |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany |
Tantalum | Avon Specialty Metals Ltd | United Kingdom |
Gold | Nihon Material Co., Ltd. | Japan |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam |
Tantalum | Telex Metals | United States |
Tin | Thaisarco | Thailand |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China |
Gold | The Great Wall Gold and Silver Refinery of China | China |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China |
Gold | Bauer Walser AG | Germany |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
Gold | Heimerle + Meule GmbH | Germany |
Tin | Best Metais e Soldas SA | Brazil |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
Gold | Heraeus Ltd. Hong Kong | China |
Gold | Boliden AB | Sweden |
Tin | Heraeus Materials Technology GmbH & Co. KG | Singapore |
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany |
Gold | Tokuriki Honten Co., Ltd. | Japan |
Gold | TongLing Nonferrous Metals Group Holdings Co., Ltd. | China |
Gold | Torecom | South Korea |
Tin | Novosibirsk Integrated Tin Works | Russia |
Tantalum | Hi-Temp Specialty Metals, Inc. | United States |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam |
Gold | C. Hafner GmbH + Co. KG | Germany |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
Tantalum | Tranzact, Inc. | United States |
Gold | Elemetal Refining, LLC | United States |
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
Gold | OJSC Kolyma Refinery | Russia |
Gold | OJSC Novosibirsk Refinery | Russia |
Metal | Smelter Name | Location* |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russia |
Gold | Caridad | Mexico |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam |
Gold | CCR Refinery - Glencore Canada Corporation | Canada |
Tin | Operaciones Metalurgical S.A. | Bolivia |
Gold | Cendres + Métaux SA | Switzerland |
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
Gold | Umicore Brasil Ltda. | Brazil |
Gold | Umicore Precious Metals Thailand | Thailand |
Gold | Umicore SA Business Unit Precious Metals Refining | Belgium |
Tin | Huichang Jinshunda Tin Co. Ltd | China |
Gold | Hunan Chenzhou Mining Co., Ltd. | China |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China |
Gold | PAMP SA | Switzerland |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | China |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China |
Gold | Penglai Penggang Gold Industry Co Ltd | China |
Gold | Hwasung CJ Co. Ltd | South Korea |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China |
Tungsten | Hydrometallurg, JSC | Russia |
Gold | Valcambi SA | Switzerland |
Gold | Chimet S.p.A. | Italy |
Tin | Phoenix Metal Ltd | Rwanda |
Tantalum | Plansee SE Liezen | Austria |
Tungsten | Pobedit, JSC | Russia |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam |
Tin | China Tin Group Co., Ltd. | China |
Tin | VQB Mineral and Trading Group JSC | Vietnam |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | China |
Gold | Prioksky Plant of Non-Ferrous Metals | Russia |
Gold | Chugai Mining | Japan |
Tin | PT Alam Lestari Kencana | Indonesia |
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
Tin | CNMC (Guangxi) PGMA Co. Ltd. | China |
Tin | PT Aries Kencana Sejahtera | Indonesia |
Tin | PT Artha Cipta Langgeng | Indonesia |
Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
Gold | Codelco | Chile |
Tin | PT Babel Inti Perkasa | Indonesia |
Metal | Smelter Name | Location* |
Tin | Colonial Metals, Inc | United States |
Tin | PT Bangka Kudai Tin | Indonesia |
Gold | Western Australian Mint trading as The Perth Mint | Australia |
Tin | PT Bangka Timah Utama Sejahtera | Indonesia |
Tin | PT Bangka Tin Industry | Indonesia |
Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
Tin | PT Belitung Industri Sejahtera | Indonesia |
Tin | PT BilliTin Makmur Lestari | Indonesia |
Tin | PT Bukit Timah | Indonesia |
Tantalum | Conghua Tantalum and Niobium Smeltry | China |
Tin | PT Cipta Persada Mulia | Indonesia |
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil |
Gold | Istanbul Gold Refinery | Turkey |
Gold | WIELAND Edelmetalle GmbH | Germany |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil |
Tin | PT DS Jaya Abadi | Indonesia |
Tin | PT Eunindo Usaha Mandiri | Indonesia |
Tin | PT Fang Di MulTindo | Indonesia |
Tin | PT Inti Stania Prima | Indonesia |
Tin | PT Justindo | Indonesia |
Tin | PT Karimun Mining | Indonesia |
Gold | Japan Mint | Japan |
Tungsten | Japan New Metals Co., Ltd. | Japan |
Tin | PT Mitra Stania Prima | Indonesia |
Tin | PT Panca Mega Persada | Indonesia |
Tin | PT Pelat Timah Nusantara Tbk | Indonesia |
Tin | CV Ayi Jaya | Indonesia |
Tin | PT Prima Timah Utama | Indonesia |
Tin | CV Duta Putra Bangka | Indonesia |
Tin | CV Gita Pesona | Indonesia |
Tin | PT Refined Bangka Tin | Indonesia |
Tin | PT Sariwiguna Binasentosa | Indonesia |
Tungsten | Wolfram Bergbau und Hütten AG | Austria |
Tin | PT Seirama Tin investment | Indonesia |
Tin | CV Serumpun Sebalai | Indonesia |
Tin | CV United Smelting | Indonesia |
Tin | PT Stanindo Inti Perkasa | Indonesia |
Tin | CV Venus Inti Perkasa | Indonesia |
Tin | PT Sukses Inti Makmur | Indonesia |
Tin | PT Sumber Jaya Indah | Indonesia |
Tantalum | D Block Metals, LLC | United States |
Tin | PT Timah (Persero) Tbk Mentok | Indonesia |
Metal | Smelter Name | Location* |
Tin | PT Timah (Persero) Tbk Kundur | Indonesia |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
Tin | PT Tinindo Inter Nusa | Indonesia |
Gold | Jiangxi Copper Company Limited | China |
Tin | PT Tirus Putra Mandiri | Indonesia |
Tungsten | Xiamen Tungsten Co., Ltd. | China |
Tin | PT Tommy Utama | Indonesia |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd | China |
Tin | PT WAHANA PERKIT JAYA | Indonesia |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
Gold | Daejin Indus Co., Ltd. | South Korea |
Tin | Xianghualing Tin Co., Ltd. | China |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
Gold | PX PrŽcinox SA | Switzerland |
Tantalum | XinXing Haorong Electronic Material Co., Ltd. | China |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
Gold | Daye Non-Ferrous Metals Mining Ltd. | China |
Gold | Yamamoto Precious Metal Co., Ltd. | Japan |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | China |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China |
Gold | Yantai Guodasafina High-tech Environmental Refinery CO., Ltd. | China |
Tantalum | QuantumClean | United States |
Gold | Rand Refinery (Pty) Ltd. | South Africa |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
Tungsten | Jiujiang Tanbre Co., Ltd. | China |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China |
Gold | Asahi Refining USA Inc. | United States |
Gold | DSC (Do Sung Corporation) | South Korea |
Gold | Yokohama Metal Co., Ltd. | Japan |
Gold | DODUCO GmbH | Germany |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russia |
Gold | JSC Uralelectromed | Russia |
Gold | Republic Metals Corporation | United States |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
Tin | Resind Indústria e Comércio Ltda. | Brazil |
Tantalum | Resind Indústria e Comércio Ltda. | Brazil |
Metal | Smelter Name | Location* |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | China |
Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | China |
Gold | Kaloti Precious Metals | United Arab Emirates |
Gold | Yunnan Copper Industry Co Ltd | China |
Tin | Yunnan Tin Group (Holding) Company Limited | China |
Gold | Kazakhmys plc | Kazakhstan |
Gold | Royal Canadian Mint | Canada |
Gold | Kazzinc | Kazakhstan |
Tin | Rui Da Hung | Taiwan |
Tantalum | KEMET Blue Metals | United States |
Tantalum | Kemet Blue Powder | United States |
Tungsten | Kennametal Fallon | United States |
Gold | Sabin Metal Corp. | United States |
Tungsten | Kennametal Huntsville | United States |
Gold | Kennecott Utah Copper LLC | United States |
Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | Poland |
Gold | Dowa | Japan |
Tin | Dowa | Japan |
Gold | Samduck Precious Metals | South Korea |
Tantalum | King-Tan Tantalum Industry Ltd. | China |
Tantalum | Duoluoshan | China |
Gold | SAMWON METALS Corp. | South Korea |
Gold | Kojima Chemicals Co., Ltd. | Japan |
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | Vietnam |
Gold | Korea Metal Co. Ltd | South Korea |
Gold | Korea Zinc Co. Ltd. | South Korea |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
Gold | SAXONIA Edelmetalle GmbH | Germany |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China |
Gold | Schone Edelmetaal B.V. | Netherlands |
Gold | Eco-System Recycling Co., Ltd. | Japan |
Gold | SEMPSA Joyería Platería SA | Spain |
Gold | Kyrgyzaltyn JSC | Kyrgyzstan |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam |
Gold | L' azurde Company For Jewelry | Saudi Arabia |
Tin | Electroloy Metal Pte | Singapore |
Tin | Elmet S.L.U. (Metallo Group) | Spain |
Gold | Emirates Gold DMCC | United Arab Emirates |
Tin | EM Vinto | Bolivia |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China |
Metal | Smelter Name | Location* |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
Tin | Estanho de Rondônia S.A. | Brazil |
Gold | Lingbao Gold Company Ltd. | China |
Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | China |
Tungsten | Exotech Inc. | United States |
Tantalum | Exotech Inc. | United States |
Tin | Linwu Xianggui Smelter Co | China |
Tantalum | F&X Electro-Materials Ltd. | China |
Gold | Faggi Enrico S.p.A. | Italy |
Tin | Feinhutte Halsbrucke GmbH | Germany |
Gold | LS-NIKKO Copper Inc. | South Korea |
Tantalum | LSM Brasil S.A. | Brazil |
Tin | Fenix Metals | Poland |
Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe |
Tantalum | FIR Metals & Resource Ltd. | China |
Gold | Luo yang Zijin Yinhui Metal Smelt Co Ltd | China |
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
Tin | Malaysia Smelting Corporation (MSC) | Malaysia |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
Gold | Materion | United States |