0001088825-16-000224.txt : 20160211 0001088825-16-000224.hdr.sgml : 20160211 20160211160829 ACCESSION NUMBER: 0001088825-16-000224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160209 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS THOMAS S CENTRAL INDEX KEY: 0001264973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 161411466 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD ST CITY: ALVISO STATE: CA ZIP: 95002 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-09 0 0001088825 TIVO INC TIVO 0001264973 ROGERS THOMAS S 2160 GOLD STREET ALVISO CA 95002 1 0 0 0 Common Stock 2016-02-09 4 D 0 38395.0 7.5 D 2033325 D Common Stock 2016-02-09 4 D 0 47401.0 7.5 D 1985924 D Common Stock 2016-02-09 4 D 0 25856.0 7.5 D 1960068 D Common Stock 2016-02-09 4 A 0 450000.0 0.0 A 2410068 D Common Stock 2016-02-09 4 D 0 232697.0 7.5 D 2177371 D Common Stock 2016-02-09 4 D 0 25856.0 7.5 D 2151515 D Common Stock 2016-02-09 4 D 0 25856.0 7.5 D 2125659 D Common Stock 2016-02-09 4 A 0 450000.0 0.0 A 2575659 D These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock. The beneficial holdings include 2,133 shares purchased through the Employee Stock Purchase Plan on 6/30/15. These shares were released in connection with the Transition Agreement that was disclosed in the Form 8-K dated November 13, 2015. By: Attorney-in-Fact Jacob Starkweather For: Thomas S. Rogers 2016-02-10