0001088825-15-000094.txt : 20150506
0001088825-15-000094.hdr.sgml : 20150506
20150506160155
ACCESSION NUMBER: 0001088825-15-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150504
FILED AS OF DATE: 20150506
DATE AS OF CHANGE: 20150506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIVO INC
CENTRAL INDEX KEY: 0001088825
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 770463167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 2160 GOLD STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95002
BUSINESS PHONE: 408-519-9100
MAIL ADDRESS:
STREET 1: 2160 GOLD STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS THOMAS S
CENTRAL INDEX KEY: 0001264973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27141
FILM NUMBER: 15836885
MAIL ADDRESS:
STREET 1: C/O TIVO INC
STREET 2: 2160 GOLD ST
CITY: ALVISO
STATE: CA
ZIP: 95002
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-05-04
0
0001088825
TIVO INC
TIVO
0001264973
ROGERS THOMAS S
2160 GOLD STREET
ALVISO
CA
95002
1
1
0
0
President and CEO
Common Stock
2015-05-04
4
M
0
37455.0
6.52
A
2032032
D
Common Stock
2015-05-04
4
S
0
37455.0
11.154
D
1994577
D
Common Stock
2015-05-04
4
M
0
50000.0
6.52
A
2044577
D
Common Stock
2015-05-04
4
D
0
29556.0
11.03
D
2015021
D
Common Stock
2015-05-04
4
F
0
10585.0
11.03
D
2004436
D
Non-Qualified Stock Option (right to buy)
6.52
2015-05-04
4
M
0
37455.0
6.52
D
2008-12-01
2015-07-01
Common Stock
37455
262184
D
Stock Appreciation Rights
6.52
2015-05-04
4
M
0
50000.0
6.52
D
2009-07-01
2015-07-01
Common Stock
50000
350000
D
These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of July 1, 2015.
Weighted Average Sales Price - Actual sale prices range from $11.08 to $11.29. The reporting person will provide the SEC staff, the company, or a security holder of the company the relevant information regarding sales at each respective price within the range.
The cost of the 50,000 shares was $326,000 equal to 29,556 shares of TiVo stock, with a remainder of 20,444 shares of which 10,585 were withheld for taxes.
These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.
By: Attorney-in-fact Jacob Starkweather
2015-05-05