0001140361-16-082582.txt : 20161012
0001140361-16-082582.hdr.sgml : 20161012
20161012150306
ACCESSION NUMBER: 0001140361-16-082582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20161012
DATE AS OF CHANGE: 20161012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CD INTERNATIONAL ENTERPRISES, INC.
CENTRAL INDEX KEY: 0001088787
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 133876100
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 431 FAIRWAY DRIVE
STREET 2: SUITE 200
CITY: DEERFIELD BEACH
STATE: FL
ZIP: 33441
BUSINESS PHONE: (954) 363-7333
MAIL ADDRESS:
STREET 1: 431 FAIRWAY DRIVE
STREET 2: SUITE 200
CITY: DEERFIELD BEACH
STATE: FL
ZIP: 33441
FORMER COMPANY:
FORMER CONFORMED NAME: China Direct Industries, Inc.
DATE OF NAME CHANGE: 20090605
FORMER COMPANY:
FORMER CONFORMED NAME: China Direct, Inc.
DATE OF NAME CHANGE: 20080404
FORMER COMPANY:
FORMER CONFORMED NAME: China Direct, Inc
DATE OF NAME CHANGE: 20061030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wang Yuejian
CENTRAL INDEX KEY: 0001373469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33694
FILM NUMBER: 161933109
MAIL ADDRESS:
STREET 1: 5301 N. FEDERAL HIGHWAY
STREET 2: SUITE 120
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
doc1.xml
FORM 4
X0306
4
2016-09-12
0
0001088787
CD INTERNATIONAL ENTERPRISES, INC.
CDII
0001373469
Wang Yuejian
C/O CHINA DIRECT INDUSTRIES, INC.
431 FAIRWAY DRIVE, SUITE 200
DEERFIELD BEACH
FL
33441
1
1
1
0
Chief Executive Officer
Common Stock, $0.0001 par value
2016-09-12
4
A
0
150000000
0.001
A
215003236
D
Common Stock, $0.0001 par value
2016-10-05
4
A
0
700000000
0.0002
A
915003236
D
On September 12, 2016, the Issuer issued 150,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment.
Amount does not include 20,000 shares of the Issuer's common stock held by Dragon Fund Management LLC ("Dragon Fund"), an entity in which the reporting person owns 1% of the membership interests and holds 50% of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by Dragon Fund except to the extent of his pecuniary interest in Dragon Fund and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.
On October 5, 2016, the Issuer issued 700,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment.
/s/ Yuejian (James) Wang
2016-10-12