0001140361-16-082582.txt : 20161012 0001140361-16-082582.hdr.sgml : 20161012 20161012150306 ACCESSION NUMBER: 0001140361-16-082582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20161012 DATE AS OF CHANGE: 20161012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CD INTERNATIONAL ENTERPRISES, INC. CENTRAL INDEX KEY: 0001088787 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 133876100 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 431 FAIRWAY DRIVE STREET 2: SUITE 200 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 BUSINESS PHONE: (954) 363-7333 MAIL ADDRESS: STREET 1: 431 FAIRWAY DRIVE STREET 2: SUITE 200 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 FORMER COMPANY: FORMER CONFORMED NAME: China Direct Industries, Inc. DATE OF NAME CHANGE: 20090605 FORMER COMPANY: FORMER CONFORMED NAME: China Direct, Inc. DATE OF NAME CHANGE: 20080404 FORMER COMPANY: FORMER CONFORMED NAME: China Direct, Inc DATE OF NAME CHANGE: 20061030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Yuejian CENTRAL INDEX KEY: 0001373469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33694 FILM NUMBER: 161933109 MAIL ADDRESS: STREET 1: 5301 N. FEDERAL HIGHWAY STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2016-09-12 0 0001088787 CD INTERNATIONAL ENTERPRISES, INC. CDII 0001373469 Wang Yuejian C/O CHINA DIRECT INDUSTRIES, INC. 431 FAIRWAY DRIVE, SUITE 200 DEERFIELD BEACH FL 33441 1 1 1 0 Chief Executive Officer Common Stock, $0.0001 par value 2016-09-12 4 A 0 150000000 0.001 A 215003236 D Common Stock, $0.0001 par value 2016-10-05 4 A 0 700000000 0.0002 A 915003236 D On September 12, 2016, the Issuer issued 150,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment. Amount does not include 20,000 shares of the Issuer's common stock held by Dragon Fund Management LLC ("Dragon Fund"), an entity in which the reporting person owns 1% of the membership interests and holds 50% of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by Dragon Fund except to the extent of his pecuniary interest in Dragon Fund and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities. On October 5, 2016, the Issuer issued 700,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment. /s/ Yuejian (James) Wang 2016-10-12