0001019056-23-000207.txt : 20230417
0001019056-23-000207.hdr.sgml : 20230417
20230417133445
ACCESSION NUMBER: 0001019056-23-000207
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230417
DATE AS OF CHANGE: 20230417
EFFECTIVENESS DATE: 20230417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 23823470
BUSINESS ADDRESS:
STREET 1: 320 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 203-280-1170
MAIL ADDRESS:
STREET 1: 320 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
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0001088731
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03-31-2023
03-31-2023
false
BOURGEON CAPITAL MANAGEMENT LLC
320 Post Road
Darien
CT
06820
13F HOLDINGS REPORT
028-06175
000108054
801-56289
N
John A. Zaro, III
President
203-280-1170
/s/ John A. Zaro, III
Darien
CT
04-17-2023
0
321
419999864
INFORMATION TABLE
2
infotable.xml
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COM
88579Y101
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126
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89BIO INC
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ABBOTT LABS
COM
002824100
26519
262
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262
ABBVIE INC
COM
00287Y109
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ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
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ADOBE SYSTEMS INCORPORATED
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3854
10
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AERSALE CORPORATION
COM
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10419
605
SH
SOLE
605
0
0
AFLAC INC
COM
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41658
646
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646
0
0
AGNICO EAGLE MINES LTD
COM
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1605555
31500
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0
ALCOA CORP
COM
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1404480
33000
SH
SOLE
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0
ALEXANDRIA REAL ESTATE EQ IN
COM
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ALLOGENE THERAPEUTICS INC
COM
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ALPHABET INC
CAP STK CL A
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ALPHABET INC
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ALTRIA GROUP INC
COM
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542
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0
ALX ONCOLOGY HLDGS INC
COM
00166B105
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AMAZON COM INC
COM
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AMBARELLA INC
SHS
G037AX101
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AMER STATES WTR CO
COM
029899101
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2100
SH
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0
0
AMERICAN WTR WKS CO INC NEW
COM
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0
AMGEN INC
COM
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930494
3849
SH
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3749
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100
AMPHENOL CORP NEW
CL A
032095101
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SH
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0
ANALOG DEVICES INC
COM
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21500
SH
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0
APPLE INC
COM
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42952
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APTIV PLC
SHS
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0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
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16
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AT&T INC
COM
00206R102
4409
229
SH
SOLE
229
0
0
AXOS FINANCIAL INC
COM
05465C100
147680
4000
SH
SOLE
4000
0
0
BAIDU INC
SPON ADR REP A
056752108
45276
300
SH
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0
300
BAKER HUGHES COMPANY
CL A
05722G100
6280023
217603
SH
SOLE
216783
0
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BANK AMERICA CORP
COM
060505104
9082611
317574
SH
SOLE
317318
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BANK NEW YORK MELLON CORP
COM
064058100
45440
1000
SH
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0
BAXTER INTL INC
COM
071813109
21619
533
SH
SOLE
533
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0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1873617
6068
SH
SOLE
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0
65
BLACKROCK INC
COM
09247X101
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BLACKSTONE INC
COM
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116
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BOEING CO
COM
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549132
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BP PLC
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BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
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BROWN FORMAN CORP
CL A
115637100
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SOLE
58
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0
CATERPILLAR INC
COM
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SH
SOLE
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CHART INDS INC
COM
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82
SH
SOLE
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0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
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41
SH
SOLE
41
0
0
CHEMOURS CO
COM
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10000
SH
SOLE
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0
0
CHEVRON CORP NEW
COM
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SOLE
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0
CHURCH & DWIGHT CO INC
COM
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169
SH
SOLE
169
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0
CISCO SYS INC
COM
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SH
SOLE
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0
CITIGROUP INC
COM NEW
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COCA COLA CO
COM
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COLGATE PALMOLIVE CO
COM
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CL A
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COMMERCIAL METALS CO
COM
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CONOCOPHILLIPS
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COM
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COSTCO WHSL CORP NEW
COM
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0
COTERRA ENERGY INC
COM
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SH
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CREATIVE REALITIES INC
COM
22530J309
7862
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CRINETICS PHARMACEUTICALS IN
COM
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CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
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SH
SOLE
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0
CROWDSTRIKE HLDGS INC
CL A
22788C105
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CROWN CASTLE INC
COM
22822V101
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CSX CORP
COM
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COM
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CVS HEALTH CORP
COM
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COM
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COM CL A
236272100
3450
1000
SH
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COM UT LTD PTN
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169
SH
SOLE
169
0
0
DEERE & CO
COM
244199105
7882
19
SH
SOLE
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DIAGEO PLC
SPON ADR NEW
25243Q205
4530
25
SH
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DIGITAL RLTY TR INC
COM
253868103
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1300
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COM
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DOW INC
COM
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DRAFTKINGS INC NEW
COM CL A
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COM
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COM CL A
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EATON CORP PLC
SHS
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COM UT LTD PTN
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SHS
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COM
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EQT CORP
COM
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PRIME CYBR SCRTY
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EVGO INC
CL A COM
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EXXON MOBIL CORP
COM
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F5 INC
COM
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ORD SH CL A
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COM
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FEDEX CORP
COM
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FIRST SOLAR INC
COM
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RISNG DIVD ACHIV
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COM
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FORD MTR CO DEL
COM
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FREEPORT-MCMORAN INC
CL B
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COMMON STOCK
30290Y101
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FUELCELL ENERGY INC
COM
35952H601
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SH
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GALMED PHARMACEUTICALS LTD
SHS
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SH
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GE HEALTHCARE TECHNOLOGIES I
COMMON STOCK
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SH
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GENERAL ELECTRIC CO
COM NEW
369604301
120648
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GENERAL MLS INC
COM
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GILEAD SCIENCES INC
COM
375558103
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SH
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GINKGO BIOWORKS HOLDINGS INC
CL A SHS
37611X100
575225
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SH
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GLADSTONE LD CORP
COM
376549101
3996
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LITHIUM BTRY ETF
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19398
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305
GOLDMAN SACHS GROUP INC
COM
38141G104
13085
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SH
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GOLDMAN SACHS MLP ENERGY REN
COM
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COM
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34150
SH
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33550
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600
HANNON ARMSTRONG SUST INFR C
COM
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SH
SOLE
2175
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HERSHEY CO
COM
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38162
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COM
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COM
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COM
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HP INC
COM
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DEPOSITARY UNIT
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COM
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COM
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COM
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COM
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COM
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AEROSPACE DEFN
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S&P500 EQL HLT
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SH
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S&P500 EQL WGT
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INVESCO QQQ TR
UNIT SER 1
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ISHARES GOLD TR
ISHARES NEW
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ISHARES INC
ASIA/PAC DIV ETF
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ISHARES INC
CORE MSCI EMKT
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ISHARES INC
EMNG MKTS EQT
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ISHARES INC
ESG AWR MSCI EM
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MSCI JPN ETF NEW
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ISHARES SILVER TR
ISHARES
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ISHARES TR
0-5YR INVT GR CP
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ISHARES TR
COHEN STEER REIT
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0
ISHARES TR
CORE DIV GRWTH
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ISHARES TR
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ISHARES TR
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ISHARES TR
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RUS 1000 VAL ETF
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RUS MD CP GR ETF
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ISHARES TR
RUS MDCP VAL ETF
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260
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ISHARES TR
S&P SML 600 GWT
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TIPS BD ETF
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ISHARES TR
U.S. TECH ETF
464287721
18562
200
SH
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200
0
0
JACOBS SOLUTIONS INC
COM
46982L108
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SH
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225
JOHNSON & JOHNSON
COM
478160104
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0
JPMORGAN CHASE & CO
COM
46625H100
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600
KAMAN CORP
COM
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KINDER MORGAN INC DEL
COM
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KRATOS DEFENSE & SEC SOLUTIO
COM NEW
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0
0
L3HARRIS TECHNOLOGIES INC
COM
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SH
SOLE
133
0
0
LIMBACH HLDGS INC
COM
53263P105
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0
LINDE PLC
SHS
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0
LONGBOARD PHARMACEUTICALS IN
COM
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LSB INDS INC
COM
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COM
550021109
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SH
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LYONDELLBASELL INDUSTRIES N
SHS - A -
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0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
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SH
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0
0
MAINSTREET BANCSHARES INC
COM
56064Y100
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SH
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0
1050
MARSH & MCLENNAN COS INC
COM
571748102
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SH
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765
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
10652
30
SH
SOLE
30
0
0
MARVELL TECHNOLOGY INC
COM
573874104
22516
520
SH
SOLE
520
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
29124
350
SH
SOLE
350
0
0
MCKESSON CORP
COM
58155Q103
6053
17
SH
SOLE
17
0
0
MEDTRONIC PLC
SHS
G5960L103
11371532
141051
SH
SOLE
140606
0
445
MERCK & CO INC
COM
58933Y105
15231321
143165
SH
SOLE
143165
0
0
METLIFE INC
COM
59156R108
4346
75
SH
SOLE
75
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
7652
5
SH
SOLE
5
0
0
MICROBOT MED INC
COM NEW
59503A204
23
11
SH
SOLE
11
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
1110085
13250
SH
SOLE
13250
0
0
MICRON TECHNOLOGY INC
COM
595112103
4526
75
SH
SOLE
75
0
0
MICROSOFT CORP
COM
594918104
15281323
53005
SH
SOLE
52869
0
136
MONDELEZ INTL INC
CL A
609207105
7811708
112044
SH
SOLE
112044
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
16203
300
SH
SOLE
300
0
0
MORGAN STANLEY
COM NEW
617446448
26340
300
SH
SOLE
300
0
0
MOSAIC CO NEW
COM
61945C103
2202240
48000
SH
SOLE
48000
0
0
MP MATERIALS CORP
COM CL A
553368101
17253
612
SH
SOLE
612
0
0
NEXTERA ENERGY INC
COM
65339F101
10995385
142649
SH
SOLE
142649
0
0
NIKE INC
CL B
654106103
42924
350
SH
SOLE
350
0
0
NORDSTROM INC
COM
655664100
1270
78
SH
SOLE
78
0
0
NORTHERN TR CORP
COM
665859104
2204
25
SH
SOLE
25
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
32200
350
SH
SOLE
350
0
0
NUSCALE PWR CORP
CL A COM
67079K100
610
67
SH
SOLE
67
0
0
NUTRIEN LTD
COM
67077M108
110775
1500
SH
SOLE
1500
0
0
NVIDIA CORPORATION
COM
67066G104
4220716
15195
SH
SOLE
15194
0
1
OCCIDENTAL PETE CORP
COM
674599105
135786
2175
SH
SOLE
2175
0
0
OKTA INC
CL A
679295105
4312
50
SH
SOLE
50
0
0
OLIN CORP
COM PAR $1
680665205
222000
4000
SH
SOLE
4000
0
0
ORACLE CORP
COM
68389X105
930
10
SH
SOLE
10
0
0
ORAMED PHARMACEUTICALS INC
COM NEW
68403P203
12267
5627
SH
SOLE
5627
0
0
ORGANON & CO
COMMON STOCK
68622V106
7145553
303808
SH
SOLE
302308
0
1500
PALANTIR TECHNOLOGIES INC
CL A
69608A108
153
18
SH
SOLE
18
0
0
PALO ALTO NETWORKS INC
COM
697435105
10187
51
SH
SOLE
51
0
0
PARKER-HANNIFIN CORP
COM
701094104
50417
150
SH
SOLE
150
0
0
PARTNERS BANCORP
COM
70213Q108
12725
1625
SH
SOLE
0
0
1625
PAYCOM SOFTWARE INC
COM
70432V102
21889
72
SH
SOLE
72
0
0
PAYPAL HLDGS INC
COM
70450Y103
6672393
87864
SH
SOLE
87484
0
380
PEARSON PLC
SPONSORED ADR
705015105
53
5
SH
SOLE
5
0
0
PENN ENTERTAINMENT INC
COM
707569109
89
3
SH
SOLE
3
0
0
PEPSICO INC
COM
713448108
23335
128
SH
SOLE
128
0
0
PFIZER INC
COM
717081103
829202
20324
SH
SOLE
20191
0
133
PIMCO CALIF MUN INCOME FD II
COM
72201C109
38800
5000
SH
SOLE
5000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
10999997
86546
SH
SOLE
86221
0
325
PPG INDS INC
COM
693506107
16698
125
SH
SOLE
125
0
0
PROCTER AND GAMBLE CO
COM
742718109
37024
249
SH
SOLE
249
0
0
PROLOGIS INC.
COM
74340W103
5065787
40601
SH
SOLE
40481
0
120
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
491780
16750
SH
SOLE
16750
0
0
QUALCOMM INC
COM
747525103
10144028
79511
SH
SOLE
79061
0
450
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
9954095
101645
SH
SOLE
101290
0
355
REGIONS FINANCIAL CORP NEW
COM
7591EP100
18560
1000
SH
SOLE
1000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
27440
400
SH
SOLE
400
0
0
RIOT PLATFORMS INC
COM
767292105
550
55
SH
SOLE
55
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
292
30
SH
SOLE
30
0
0
ROKU INC
COM CL A
77543R102
13230
201
SH
SOLE
201
0
0
SALESFORCE INC
COM
79466L302
5994
30
SH
SOLE
30
0
0
SCHLUMBERGER LTD
COM STK
806857108
6709810
136656
SH
SOLE
136381
0
275
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
412721
16832
SH
SOLE
16832
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
5916
170
SH
SOLE
170
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
13535
185
SH
SOLE
185
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
4354
90
SH
SOLE
90
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
142
2
SH
SOLE
0
0
2
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
486173
15122
SH
SOLE
15122
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
5683
38
SH
SOLE
38
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
15988
214
SH
SOLE
214
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
26669
206
SH
SOLE
206
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
22361
221
SH
SOLE
221
0
0
SHELL PLC
SPON ADS
780259305
43155
750
SH
SOLE
750
0
0
SHOPIFY INC
CL A
82509L107
35955
750
SH
SOLE
750
0
0
SIBANYE STILLWATER LTD
SPONSORED ADR
82575P107
6615
795
SH
SOLE
795
0
0
SNAP INC
CL A
83304A106
404
36
SH
SOLE
36
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
4595
757
SH
SOLE
757
0
0
SOUTHERN CO
COM
842587107
35556
511
SH
SOLE
511
0
0
SOUTHERN COPPER CORP
COM
84265V105
23104
303
SH
SOLE
303
0
0
SPDR GOLD TR
GOLD SHS
78463V107
9161
50
SH
SOLE
50
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
10327
230
SH
SOLE
230
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
77313
2407
SH
SOLE
2407
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
750822
1834
SH
SOLE
1834
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
20629
45
SH
SOLE
45
0
0
SPDR SER TR
S&P BIOTECH
78464A870
318330
4177
SH
SOLE
4177
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
53938
436
SH
SOLE
436
0
0
SPDR SER TR
S&P METALS MNG
78464A755
12015
226
SH
SOLE
226
0
0
SPERO THERAPEUTICS INC
COM
84833T103
37120
25600
SH
SOLE
25600
0
0
SPLUNK INC
COM
848637104
13518601
140995
SH
SOLE
140470
0
525
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
268
2
SH
SOLE
2
0
0
SPROTT FOCUS TR INC
COM
85208J109
2834
350
SH
SOLE
350
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
32
2
SH
SOLE
2
0
0
SWEETGREEN INC
COM CL A
87043Q108
7840
1000
SH
SOLE
1000
0
0
TARGA RES CORP
COM
87612G101
875400
12000
SH
SOLE
12000
0
0
TARGET CORP
COM
87612E106
380949
2300
SH
SOLE
2300
0
0
TE CONNECTIVITY LTD
SHS
H84989104
58619
447
SH
SOLE
447
0
0
TELADOC HEALTH INC
COM
87918A105
104
4
SH
SOLE
4
0
0
TERADYNE INC
COM
880770102
7705780
71675
SH
SOLE
71525
0
150
TESLA INC
COM
88160R101
6224
30
SH
SOLE
30
0
0
TETRA TECH INC NEW
COM
88162G103
2204
15
SH
SOLE
15
0
0
TEXAS INSTRS INC
COM
882508104
558030
3000
SH
SOLE
3000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11528
20
SH
SOLE
20
0
0
TOTALENERGIES SE
SPONSORED ADS
89151E109
5402367
91488
SH
SOLE
91488
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
38160
6000
SH
SOLE
6000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
44903
262
SH
SOLE
262
0
0
TWILIO INC
CL A
90138F102
39978
600
SH
SOLE
600
0
0
UBER TECHNOLOGIES INC
COM
90353T100
2917
92
SH
SOLE
92
0
0
ULTA BEAUTY INC
COM
90384S303
163701
300
SH
SOLE
300
0
0
UNDER ARMOUR INC
CL A
904311107
1424
150
SH
SOLE
150
0
0
UNILEVER PLC
SPON ADR NEW
904767704
2182
42
SH
SOLE
42
0
0
UNION PAC CORP
COM
907818108
7648
38
SH
SOLE
38
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
35917
76
SH
SOLE
76
0
0
VALE S A
SPONSORED ADS
91912E105
127
8
SH
SOLE
8
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
221626
2888
SH
SOLE
2888
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
4743
62
SH
SOLE
62
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
88375
1197
SH
SOLE
1197
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
23195
93
SH
SOLE
93
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
128152
686
SH
SOLE
686
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
43649
116
SH
SOLE
116
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
30641
193
SH
SOLE
193
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
32895
152
SH
SOLE
152
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
776193
3803
SH
SOLE
3803
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
10844
79
SH
SOLE
79
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
18174
118
SH
SOLE
118
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
67246
1218
SH
SOLE
1218
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3889
100
SH
SOLE
100
0
0
VIATRIS INC
COM
92556V106
607
63
SH
SOLE
63
0
0
VILLAGE FARMS INTL INC
COM
92707Y108
1660
2000
SH
SOLE
2000
0
0
VIRACTA THERAPEUTICS INC
COM
92765F108
14310
9000
SH
SOLE
9000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
260
64
SH
SOLE
64
0
0
VISA INC
COM CL A
92826C839
46445
206
SH
SOLE
206
0
0
VOR BIOPHARMA INC
COM
929033108
99261
18450
SH
SOLE
18450
0
0
WABTEC
COM
929740108
4551743
45040
SH
SOLE
45040
0
0
WALMART INC
COM
931142103
123564
838
SH
SOLE
838
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
1900366
125852
SH
SOLE
124802
0
1050
WATERS CORP
COM
941848103
7741
25
SH
SOLE
25
0
0
WATSCO INC
COM
942622200
3182
10
SH
SOLE
10
0
0
WEBSTER FINL CORP
COM
947890109
158
4
SH
SOLE
4
0
0
WELLS FARGO CO NEW
COM
949746101
11514
308
SH
SOLE
308
0
0
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
143065
6500
SH
SOLE
6500
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
21212
704
SH
SOLE
704
0
0
WILLIAMS COS INC
COM
969457100
31652
1060
SH
SOLE
1060
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
82210
1000
SH
SOLE
1000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
103747
1467
SH
SOLE
1467
0
0
WOLFSPEED INC
COM
977852102
13965
215
SH
SOLE
0
0
215
YANDEX N V
SHS CLASS A
N97284108
1490
100
SH
SOLE
0
0
100
ZILLOW GROUP INC
CL A
98954M101
1399
32
SH
SOLE
32
0
0
ZIM INTEGRATED SHIPPING SERV
SHS
M9T951109
3537
150
SH
SOLE
150
0
0
ZIVO BIOSCIENCE INC
COM NEW
98978N200
96
31
SH
SOLE
31
0
0
ZOETIS INC
CL A
98978V103
7823
47
SH
SOLE
47
0
0