0001019056-15-000672.txt : 20150811 0001019056-15-000672.hdr.sgml : 20150811 20150811100102 ACCESSION NUMBER: 0001019056-15-000672 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150811 DATE AS OF CHANGE: 20150811 EFFECTIVENESS DATE: 20150811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 151042721 BUSINESS ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032801170 MAIL ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001088731 XXXXXXXX 06-30-2015 06-30-2015 false BOURGEON CAPITAL MANAGEMENT LLC

777 Post Road Darien CT 06820

13F HOLDINGS REPORT 028-06175 N John A. Zaro, III 203-280-1170 /s/ John A. Zaro, III Darien CT 08-11-2015 0 104 165105 INFORMATION TABLE 2 infotable.xml ACHILLION PHARMACEUTICALS INC COM 00448q201 804 90700 SH SOLE 90700 0 0 AGILENT TECHNOLOGIES INC.CMN COM 00846u101 783 20300 SH SOLE 20300 0 0 AMERICAN INTL GROUP INC COM NE COM NEW 026874784 3884 62825 SH SOLE 53625 0 9200 AMGEN INC COM PV $0.0001 COM 031162100 632 4115 SH SOLE 2715 0 1400 ANADARKO PETROLEUM CORPCMN COM 032511107 1571 20125 SH SOLE 20125 0 0 APACHE CORP COM 037411105 694 12040 SH SOLE 11540 0 500 APPLE INC COM 037833100 4020 32049 SH SOLE 30729 0 1320 ARDMORE SHIPPING CORP COM y0207t100 484 40000 SH SOLE 40000 0 0 ASCENA RETAIL GROUP INC COM 04351g101 2913 174900 SH SOLE 169500 0 5400 AUTODESK INC DEL PV$0.01 COM 052769106 3798 75850 SH SOLE 67650 0 8200 BANK OF AMERICA CORP COM 060505104 225 13202 SH SOLE 13202 0 0 BECTON DICKINSON CO COM 075887109 2752 19430 SH SOLE 16630 0 2800 BLACKROCK INC COM 09247x101 3890 11242 SH SOLE 10352 0 890 BUILDERS FIRSTSOURCE, INC.CMN COM 12008r107 128 10000 SH SOLE 10000 0 0 CABOT OIL & GAS CL A COM 127097103 296 9400 SH SOLE 9400 0 0 CALIFORNIA RESOURCES CORP. COM 13057q107 302 50000 SH SOLE 50000 0 0 CARPENTER TECHNOLOGY COM 144285103 387 10000 SH SOLE 10000 0 0 CARRIZO OIL & GAS INC COM 144577103 640 13000 SH SOLE 13000 0 0 CASELLA WASTE SYS INC CL A COM 147448104 1362 242773 SH SOLE 242773 0 0 CENTURYTEL INC CMN COM 156700106 203 6900 SH SOLE 6900 0 0 CHART INDUSTRIES INC. COM PAR $0.01 16115q308 944 26400 SH SOLE 26400 0 0 CISCO SYSTEMS INC COM 17275R102 3487 127000 SH SOLE 112500 0 14500 CITIGROUP INC. COM NEW 172967424 1243 22500 SH SOLE 22500 0 0 CLOVIS ONCOLOGY INC. COM 189464100 277 3150 SH SOLE 3150 0 0 COACH INC CMN COM 189754104 1338 38650 SH SOLE 38650 0 0 COCA COLA COMPANY COM 191216100 2092 53316 SH SOLE 50386 0 2930 COHERUS BIOSCIENCES INC COM 19249h103 289 10000 SH SOLE 10000 0 0 CONCERT PHARMACEUTICALS INC COM 206022105 447 30000 SH SOLE 30000 0 0 CONOCOPHILLIPS COM COM 20825C104 588 9571 SH SOLE 9571 0 0 CONTINENTAL RESOURCES INC/OK COM 212015101 329 7750 SH SOLE 7750 0 0 COSTCO WHSL CORP NEW COM 22160k105 1885 13955 SH SOLE 9905 0 4050 CUMMINS INC COM COM 231021106 3621 27600 SH SOLE 24050 0 3550 DEVON ENERGY CORP NEW COM COM 25179M103 366 6150 SH SOLE 6150 0 0 DIGITALGLOBE INC. COM NEW 25389m877 780 28050 SH SOLE 28050 0 0 DISCOVERY COMMUN SER A COM SER A 25470f104 900 27050 SH SOLE 27050 0 0 E. I. DU PONT DE NEMOURS AND C COM 263534109 298 4661 SH SOLE 4661 0 0 EATON CORP PLC COM g29183103 4152 61525 SH SOLE 54325 0 7200 EBAY INC COM COM 278642103 2247 37300 SH SOLE 32300 0 5000 EMC CORPORATION MASS CMN COM 268648102 433 16418 SH SOLE 718 0 15700 ENSIGN GROUP INC/THE COM 29358p101 255 5000 SH SOLE 5000 0 0 ENTERPRISE PRDTS PRTN LPL P COM 293792107 995 33300 SH SOLE 33300 0 0 EXXON MOBIL CORP COM COM 30231g102 3452 41493 SH SOLE 37528 0 3965 FALCONSTOR SOFTWARE INC COM 306137100 2098 1319436 SH SOLE 1319436 0 0 FIREEYE INC COM 31816q101 342 7000 SH SOLE 7000 0 0 FLOWSERVE CORP COM 34354p105 2864 54393 SH SOLE 49193 0 5200 FORM FACTOR INC COM 346375108 324 35190 SH SOLE 35190 0 0 FORTINET INC COM 34959e109 1909 46200 SH SOLE 44600 0 1600 FORWARD PHARMA A/S-ADR SPONSORED ADR 34986j105 215 5644 SH SOLE 5644 0 0 GENERAL ELECTRIC COMPANY COM 369604103 582 21894 SH SOLE 3494 0 18400 GILEAD SCIENCES INC COM 375558103 293 2500 SH SOLE 0 0 2500 GOOGLE INC CL A COM 38259p508 4010 7426 SH SOLE 6456 0 970 GUIDANCE SOFTWARE INC COM 401692108 1781 210302 SH SOLE 210302 0 0 GULF COAST ULTRA DEEP ROYALTY ROYALTY TR UNIT 40222t104 210 300000 SH SOLE 300000 0 0 HCA HOLDINGS INC SHS COM 40412c101 1914 21100 SH SOLE 18200 0 2900 HOME DEPOT, INC., THE COM 437076102 433 3900 SH SOLE 0 0 3900 HORSEHEAD HOLDINGS CORP COM 440694305 176 15000 SH SOLE 15000 0 0 INVENTURE FOODS INC COM 461212102 408 40208 SH SOLE 40208 0 0 ISTAR FINANCIAL INC COM 45031u101 706 53000 SH SOLE 53000 0 0 JOHNSON & JOHNSON COM 478160104 517 5305 SH SOLE 155 0 5150 JOHNSON CONTROLS INC COM 478366107 4365 88137 SH SOLE 76137 0 12000 JPMORGAN CHASE & CO COM 46625h100 6086 89816 SH SOLE 76916 0 12900 KINDER MORGAN INC. (KMI) COM 49456b101 2163 56334 SH SOLE 45905 0 10429 LENNAR CORP CL A CL A 526057104 1787 35004 SH SOLE 35004 0 0 LIBERTY GLOBAL PLC CL A SHS CL A g5480u104 3129 57875 SH SOLE 53075 0 4800 MERCK AND CO INC SHS COM 58933y105 2952 51850 SH SOLE 43750 0 8100 MICROSOFT CORP COM 594918104 1057 23938 SH SOLE 20468 0 3470 MONDELEZ INTERNATIONAL INC-A COM 609207105 535 13000 SH SOLE 0 0 13000 MONSANTO CO COM 61166W101 320 3000 SH SOLE 0 0 3000 NESTLE S A REP RG SH ADR CL B 641069406 3206 44425 SH SOLE 36525 0 7900 NIKE INC CLASS B COM 654106103 1343 12430 SH SOLE 9060 0 3370 NIMBLE STORAGE INC COM 65440r101 231 8250 SH SOLE 8250 0 0 NOVARTIS A G SPON ADR F SPONSO SPOSORED ADR 66987v109 4363 44370 SH SOLE 37470 0 6900 OCCIDENTAL PETE CORP CAL COM 674599105 3286 42250 SH SOLE 39250 0 3000 OCI RESOURCES LP COM UNIT LTD 67081b106 1597 65171 SH SOLE 65171 0 0 OMEROS CORP COM 682143102 963 53550 SH SOLE 53550 0 0 PATTERSON-UTI ENERGY INCORD CM COM 703481101 339 18000 SH SOLE 18000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 4529 111645 SH SOLE 97015 0 14630 PNC FINCL SERVICES GROUP COM 693475105 2076 21700 SH SOLE 21700 0 0 POTASH CORP OF SASKATCHEWAN COM 73755l107 1333 43050 SH SOLE 39050 0 4000 PROCTER & GAMBLE COM NPV COM 742718109 1668 21314 SH SOLE 20194 0 1120 PROSHARES ULTRASHORT 2000 ULTSHT RUSS2000 74348a319 521 15000 SH SOLE 15000 0 0 RCM TECHNOLGIES INC COM NEW 749360400 1712 302427 SH SOLE 302427 0 0 REGULUS THERAPEUTICS INC COM 75915k101 222 20260 SH SOLE 20260 0 0 ROYAL DUTCH SHELL PLC SPONS SPONS ADR A 780259206 1731 30370 SH SOLE 30370 0 0 SANDISK CORP COM 80004C101 332 5700 SH SOLE 5700 0 0 SCHLUMBERGER LTD COM 806857108 4587 53222 SH SOLE 45547 0 7675 SEA CHANGE INTL INC COM 811699107 1735 247468 SH SOLE 247468 0 0 SENOMYX INC COM 81724q107 453 84495 SH SOLE 84495 0 0 STEMCELLS INC COM NEW 85857r204 229 423734 SH SOLE 423734 0 0 TARGET CORP COM STK COM 87612E106 1318 16150 SH SOLE 16150 0 0 TEVA PHARMACTCL INDS ADR ADR 881624209 3041 51450 SH SOLE 45250 0 6200 THE MOSAIC COMPANY COMMON COM 61945c103 3483 74335 SH SOLE 71535 0 2800 TIFFANY & CO NEW COM 886547108 286 3116 SH SOLE 3116 0 0 TOLL BROTHERS INC CMN COM 889478103 1230 32195 SH SOLE 23925 0 8270 TURQUOISE HILL RESOURCES LTD. COM 900435108 444 117104 SH SOLE 117104 0 0 UNITED TECHS CORP COM COM 913017109 277 2500 SH SOLE 0 0 2500 VISA INC CL A SHRS COM CL A 92826c839 3006 44766 SH SOLE 36591 0 8175 VMWARE INC. CMN CLASS A COM CL A 928563402 429 5000 SH SOLE 5000 0 0 WAFERGEN BIO-SYSTEMS INC COM PAR $0.01 93041p308 158 50100 SH SOLE 50100 0 0 WASTE CONNECTIONS INC COM 941053100 3933 83466 SH SOLE 76566 0 6900 WELLS FARGO & CO NEW COM 949746101 455 8085 SH SOLE 985 0 7100 WILLIAMS COMPANIES DEL COM 969457100 2964 51650 SH SOLE 45050 0 6600 ALCOA INC PFD ST DEP SHS 1/10TH 013817309 2963 74950 SH SOLE 68550 0 6400 WEYERHAEUSER CO PRFD C PREF CONV SER A 962166872 3300 63454 SH SOLE 56900 0 6554