0001019056-15-000152.txt : 20150211
0001019056-15-000152.hdr.sgml : 20150211
20150211124113
ACCESSION NUMBER: 0001019056-15-000152
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 15598161
BUSINESS ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032801170
MAIL ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001088731
XXXXXXXX
12-31-2014
12-31-2014
false
BOURGEON CAPITAL MANAGEMENT LLC
777 Post Road
Darien
CT
06820
13F HOLDINGS REPORT
028-06175
N
John A. Zaro, III
President
203-280-1170
/s/ John A. Zaro, III
Darien
CT
02-11-2015
0
97
163956
INFORMATION TABLE
2
infotable.xml
ABERCROMBIE & FITCH CO. CLASS
CL A
002896207
661
23070
SH
SOLE
23070
0
0
ACHILLION PHARMACEUTICALS INC
COM
00448q201
401
32700
SH
SOLE
32700
0
0
AMERICAN INTL GROUP INC COM NE
COM NEW
026874784
3506
62600
SH
SOLE
62600
0
0
AMGEN INC COM PV $0.0001
COM
031162100
671
4215
SH
SOLE
4215
0
0
ANADARKO PETROLEUM CORPCMN
COM
032511107
670
8125
SH
SOLE
8125
0
0
AOL TIME WARNER
COM
00184x105
325
7030
SH
SOLE
7030
0
0
APACHE CORP
COM
037411105
689
10995
SH
SOLE
10995
0
0
APPLE INC COM STK
COM
037833100
3642
32999
SH
SOLE
329992
0
0
ASCENA RETAIL GROUP INC COM
COM
04351g101
1046
83300
SH
SOLE
83300
0
0
AUTODESK INC CMN
COM
052769106
4126
68700
SH
SOLE
68700
0
0
BANK OF AMERICA CORP
COM
060505104
522
29152
SH
SOLE
29152
0
0
BECTON DICKINSON & CO COM
COM
075887109
2507
18015
SH
SOLE
18015
0
0
BLACKROCK INC COM STK
COM
09247X101
4000
11186
SH
SOLE
11186
0
0
CABOT OIL & GAS CL A
COM
127097103
871
29400
SH
SOLE
29400
0
0
CALIFORNIA RESOURCES CORP.
COM
13057q107
882
160020
SH
SOLE
160020
0
0
CARRIZO OIL & GAS INC
COM
144577103
734
17650
SH
SOLE
17650
0
0
CASELLA WASTE SYS INC CL A
CL A
147448104
2527
625469
SH
SOLE
625469
0
0
CHART INDUSTRIES INC.
COM PAR $0.01
16115q308
397
11600
SH
SOLE
11600
0
0
CITIGROUP INC.
COM NEW
172967424
676
12500
SH
SOLE
12500
0
0
CLOVIS ONCOLOGY INC.
COM
189464100
1274
22750
SH
SOLE
22750
0
0
COCA COLA COMPANY
COM
191216100
2453
58096
SH
SOLE
58096
0
0
CONTINENTAL RESOURCES INC/OK
COM
212015101
489
12750
SH
SOLE
12750
0
0
COSTCO WHSL CORP NEW
COM
22160k105
1868
13180
SH
SOLE
13180
0
0
CUMMINS INC
COM
231021106
3914
27150
SH
SOLE
27150
0
0
DEVON ENERGY CORP NEW COM
COM
25179M103
370
6050
SH
SOLE
6050
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
412
25000
SH
SOLE
25000
0
0
DIGITALGLOBE INC.
COM NEW
25389m877
1383
44650
SH
SOLE
44650
0
0
E. I. DU PONT DE NEMOURS AND C
COM
263534109
389
5261
SH
SOLE
5261
0
0
EATON CORPORATION PLC SHS
SHS
G29183103
4139
60900
SH
SOLE
60900
0
0
EBAY INC.
COM
278642103
4119
73400
SH
SOLE
73400
0
0
EMC CORPORATION MASS CMN
COM
268648102
490
16490
SH
SOLE
16490
0
0
EXXON MOBIL CORP COM
COM
30231G102
3904
42227
SH
SOLE
42227
0
0
FALCONSTOR SOFTWARE INC
COM
306137100
1590
1186436
SH
SOLE
1186436
0
0
FIREEYE INC
COM
31816q101
474
15000
SH
SOLE
15000
0
0
FLAMEL TECHNOLOGIES SPON ADR S
SPONSORED ADR
338488109
171
10000
SH
SOLE
10000
0
0
FLOWSERVE CORP.
COM
34354p105
1526
25500
SH
SOLE
25500
0
0
FORM FACTOR INC
COM
346375108
3913
455003
SH
SOLE
455003
0
0
FORTINET INC
COM
34959e109
2753
89800
SH
SOLE
89800
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
597
23628
SH
SOLE
23628
0
0
GILEAD SCIENCES INC
COM
375558103
236
2500
SH
SOLE
2500
0
0
GUIDANCE SOFTWARE INC.
COM
401692108
4674
644624
SH
SOLE
644624
0
0
GULF COAST ULTRA DEEP ROYALTY
ROYALTY TR UNIT
40222t104
190
150000
SH
SOLE
150000
0
0
HELMERICH & PAYNE INC.
COM
423452101
482
7150
SH
SOLE
7150
0
0
HOME DEPOT, INC., THE
COM
437076102
409
3900
SH
SOLE
3900
0
0
INTEROIL CORP
COM
460951106
293
6000
SH
SOLE
6000
0
0
INTRALINKS HOLDINGS INC
COM
46118h104
297
25000
SH
SOLE
25000
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333x108
230
15000
SH
SOLE
15000
0
0
ISTAR FINANCIAL INC
COM
45031u101
452
33084
SH
SOLE
33084
0
0
JACOBS ENGINEERING GROUP INC.
COM
469814107
532
11900
SH
SOLE
11900
0
0
JOHNSON & JOHNSON
COM
478160104
576
5505
SH
SOLE
5505
0
0
JOHNSON CTL INC COM
COM
478366107
4381
90637
SH
SOLE
90637
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
5692
90953
SH
SOLE
90953
0
0
KINDER MORGAN INC. (KMI)
COM
49456b101
2427
57357
SH
SOLE
57357
0
0
LENNAR CORP CL A CL A
CL A
526057104
2393
53403
SH
SOLE
53403
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0
LYONDELLBASELL INDUSTRIES N.V.
SHS -A-
N53745100
568
7150
SH
SOLE
7150
0
0
MC DONALDS CORP
COM
580135101
337
3600
SH
SOLE
3600
0
0
MERCK & CO INC NEW COM
COM
58933Y105
2865
50450
SH
SOLE
50450
0
0
MICROSOFT CORP
COM
594918104
1128
24285
SH
SOLE
24285
0
0
MLP ENTERPRISE PRODS PARTNERS
COM
293792107
607
16800
SH
SOLE
16800
0
0
MLP WILLIAMS PARTNERS L P COM
COM UNIT L P
96950F104
1382
30875
SH
SOLE
30875
0
0
MONDELEZ INTERNATIONAL INC-A
CL A
609207105
472
13000
SH
SOLE
13000
0
0
MONSANTO CO
COM
61166W101
358
3000
SH
SOLE
3000
0
0
MOSAIC CO/THE
COM
61945C103
3430
75135
SH
SOLE
75135
0
0
NIKE INC CLASS B
CL B
654106103
903
9395
SH
SOLE
9395
0
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NIMBLE STORAGE INC
COM
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18000
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SPONSORED ADR
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OCCIDENTIAL PETROLEUM
COM
674599105
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47300
SH
SOLE
47300
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OCI RESOURCES LP
COM UNIT LTD
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1534
59671
SH
SOLE
59671
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0
OMEROS CORP
COM
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248
10000
SH
SOLE
10000
0
0
PLUM CREEK TIMBER CO INC COM
COM
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3396
79365
SH
SOLE
79365
0
0
PNC FINANCIAL SERVICES GROUP C
COM
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2062
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SH
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POTASH CORP OF SASKATCHEWAN
COM
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50250
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PROCTER & GAMBLE COM NPV
COM
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PROSHARES ULTRASHORT 2000
ULTSHT RUSS2000
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396
10000
SH
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0
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QLIK TECHNOLOGIES INC.
COM
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30515
SH
SOLE
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RCM TECHNOLGIES INC
COM NEW
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REPUBLIC SVCS INC COM
COM
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ROYAL DUTCH SHELL PLC SPONSORE
SPONS ADR A
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RUBICON TECHNOLOGY INC
COM
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491
107500
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SCHLUMBERGER LTD COM COM
COM
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SH
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SEACHANGE INTERNATIONAL INC
COM
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SENOMYX INC
COM
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SH
SOLE
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STEMCELLS INC
COM NEW
85857r204
280
298181
SH
SOLE
298181
0
0
SUNEDISON INC.
COM
86732Y109
341
17500
SH
SOLE
17500
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TARGET CORP COM STK
COM
87612E106
2953
38900
SH
SOLE
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0
0
TETRA TECH INC
COM
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452
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SH
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TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
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SH
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65200
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TIFFANY & CO NEW
COM
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351
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SH
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TOLL BROTHERS INC CMN
COM
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SH
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TURQUOISE HILL RESOURCES LTD.
COM
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UNITED TECHS CORP COM
COM
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SH
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VISA INC. CL A
COM CL A
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10900
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WASTE CONNECTIONS INC
COM
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45300
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WELLS FARGO & CO NEW
COM
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WILLIAMS CO INC COM
COM
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114800
SH
SOLE
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ALCOA 5.375% 10/01/17 PFD
DEP SHS 1/10TH
013817309
3637
72100
SH
SOLE
72100
0
0
WEYERHAEUSER CO 6.375% PREF CO
PREF CONV SER A
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3266
56600
SH
SOLE
56600
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