0000909012-13-000180.txt : 20130425
0000909012-13-000180.hdr.sgml : 20130425
20130425091019
ACCESSION NUMBER: 0000909012-13-000180
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130425
DATE AS OF CHANGE: 20130425
EFFECTIVENESS DATE: 20130425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 13781076
BUSINESS ADDRESS:
STREET 1: 605 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10158
BUSINESS PHONE: 2124769137
MAIL ADDRESS:
STREET 1: 605 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10158
13F-HR
1
t307104.txt
BOUR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F-HR
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: MARCH 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BOURGEON CAPITAL MANAGEMENT, LLC
Address: 777 POST ROAD
DARIEN, CONNECTICUT 06820
Form 13F File Number: 28-6175
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JOHN A. ZARO, III
Title: PRESIDENT
Phone: 203-280-1170
Signature Place Date of Signing
/S/ JOHN A. ZARO, III DARIEN, CONNECTICUT APRIL 24, 2013
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F-HR SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 95
Form 13F Information Table Value Total: $145,646
(thousands)
List of Other Included Managers: NONE
TITLE VALUE SHARE/
OF (USD) PRN SHARE/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X 1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
AGILENT TECHNOLOGIES INC.CMN COM 00846u101 630 15,000 Sh Sole 15,000
AMERICAN INTL GROUP INC COM NE COM 026874784 1,188 30,600 Sh Sole 30,600
APACHE CORP COM 037411105 1,133 14,680 Sh Sole 14,680
APPLE INC COM 037833100 2,821 6,373 Sh Sole 6,373
ASCENA RETAIL GROUP INC COM COM 04351g101 3,628 195,600 Sh Sole 195,600
ATWOOD OCEANICS INC. COM 050095108 722 13,750 Sh Sole 13,750
AUTODESK INC CMN COM 052769106 619 15,000 Sh Sole 15,000
BANK OF AMERICA CORP COM 060505104 512 42,000 Sh Sole 42,000
BED BATH & BEYOND COM 075896100 3,798 58,960 Sh Sole 58,960
BLACKROCK INC. COM COM 09247X101 4,052 15,775 Sh Sole 15,775
BLACKTHORN RESOURCES LTD COM Q15910104 453 434,135 Sh Sole 434,135
BOARDWALK PIPELINE PTNRS COM 096627104 999 34,100 Sh Sole 34,100
BOEING CO COM 097023105 2,129 24,800 Sh Sole 24,800
BROADCOM CORP CL A CLASS A COM 111320107 3,718 107,205 Sh Sole 107,205
CABLEVISION SYSTEMS CORP CABLE COM 12686c109 996 66,550 Sh Sole 66,550
CALLIDUS SOFTWARE COM 13123E500 1,729 378,400 Sh Sole 378,400
CASELLA WASTE SYS INC CL A COM 147448104 5,965 1,364,952 Sh Sole 1,364,952
CHART INDUSTRIES INC. COM 16115q308 1,008 12,600 Sh Sole 12,600
CITIGROUP INC. COM 172967424 500 11,300 Sh Sole 11,300
COACH INC CMN COM 189754104 750 15,000 Sh Sole 15,000
COCA COLA COMPANY COM 191216100 892 22,056 Sh Sole 22,056
CONOCOPHILLIPS COM 20825C104 1,837 30,570 Sh Sole 30,570
COSI INC COM 22122p101 17 24,356 Sh Sole 24,356
COSTCO WHSL CORP NEW COM 22160k105 789 7,435 Sh Sole 7,435
CUMULUS MEDIA INC CMN CLASS A COM 231082108 674 200,000 Sh Sole 200,000
DEVON ENERGY CP NEW COM 25179M103 715 12,669 Sh Sole 12,669
DIGITALGLOBE INC. COM 25389m877 723 25,000 Sh Sole 25,000
DUKE ENERGY CORP NEW COM 26441c204 204 2,812 Sh Sole 2,812
E. I. DU PONT DE NEMOURS AND C COM 263534109 347 7,061 Sh Sole 7,061
EATON CORPORATION COM G29183103 429 7,000 Sh Sole 7,000
EBAY INC. COM 278642103 542 10,000 Sh Sole 10,000
EMC CORPORATION MASS CMN COM 268648102 478 20,000 Sh Sole 20,000
EMERSON ELECTRIC CO COM 291011104 2,683 48,030 Sh Sole 48,030
ENSCO PLC COM G3157S106 636 10,600 Sh Sole 10,600
ENTERPRISE PRD PRTNRS LP COM 293792107 428 7,100 Sh Sole 7,100
EXXON MOBIL CORPORATION COM 30231G102 2,647 29,372 Sh Sole 29,372
FALCONSTOR SOFTWARE INC COM 306137100 3,956 1,476,048 Sh Sole 1,476,048
FORM FACTOR INC COM 346375108 3,068 652,854 Sh Sole 652,854
GOLDCORP INC COM 380956409 612 18,200 Sh Sole 18,200
GUIDANCE SOFTWARE INC. COM 401692108 2,360 217,500 Sh Sole 217,500
HEICO CORP COM 422806109 543 12,500 Sh Sole 12,500
HOSPIRA INC COM 441060100 657 20,000 Sh Sole 20,000
J.P. MORGAN CHASE & CO COM 46625H100 2,943 62,007 Sh Sole 62,007
JOHNSON CTLS INC COM 478366107 3,256 92,837 Sh Sole 92,837
KINDER MORGAN ENERGY LP UNIT L COM 494550106 332 3,700 Sh Sole 3,700
KINDER MORGAN MGMT LLC COM 49455u100 1,074 12,220 Sh Sole 12,220
LENNAR CORPORATION CMN CLASS A COM 526057104 1,767 42,602 Sh Sole 42,602
MERCK & CO., INC. COM 58933Y105 3,326 75,250 Sh Sole 75,250
METLIFE INC COM 59156R108 2,685 70,630 Sh Sole 70,630
MICRON TECHNOLOGY CORP COM 595112103 199 20,000 Sh Sole 20,000
MICROSOFT CORP COM 594918104 993 34,700 Sh Sole 34,700
MOSAIC CO NEW COM COM 61945c103 2,295 38,500 Sh Sole 38,500
NETAPP INC COM COM 64110d104 3,172 92,863 Sh Sole 92,863
NIKE INC CLASS B COM 654106103 532 9,020 Sh Sole 9,020
NISOURCE INC COM 65473p105 3,732 127,200 Sh Sole 127,200
NORTHERN DYNASTY MINERALS LTD. COM 66510m204 222 70,000 Sh Sole 70,000
NORTHERN TRUST CORP COM 665859104 468 8,575 Sh Sole 8,575
NOVARTIS A G SPON ADR F SPONSO COM 66987v109 3,300 46,325 Sh Sole 46,325
OCCIDENTIAL PETROLEUM COM 674599105 1,701 21,700 Sh Sole 21,700
OCEANEERING INTERNATIONAL, INC COM 675232102 332 5,000 Sh Sole 5,000
OSI SYSTEMS INC COM 671044105 1,271 20,400 Sh Sole 20,400
PEOPLES UNITED FINANCIAL INC COM 712704105 2,305 171,750 Sh Sole 171,750
PLUM CREEK TIMBER CO REIT COM 729251108 3,657 70,050 Sh Sole 70,050
PNC FINANCIAL SERVICES GROUP I COM 693475105 1,651 24,825 Sh Sole 24,825
POTASH CORP OF SASKATCHEWAN COM 73755l107 392 10,000 Sh Sole 10,000
POWER-ONE INC COMMON STOCK COM 73930R102 859 207,500 Sh Sole 207,500
PPL CORPORATIONCMN COM 69351t106 427 13,650 Sh Sole 13,650
PROCTER & GAMBLE COM 742718109 2,713 35,206 Sh Sole 35,206
QLIK TECHNOLOGIES INC. COM 74733T105 517 20,000 Sh Sole 20,000
QUALCOMM INC COM 747525103 2,793 41,717 Sh Sole 41,717
RCM TECHNOLGIES INC COM 749360400 223 36,800 Sh Sole 36,800
RECKITT BENCKISE GP ORDF COM g74079107 1,991 27,800 Sh Sole 27,800
REPUBLIC SERVICES INC COM 760759100 2,803 84,930 Sh Sole 84,930
ROSETTA RESOURCES INC COM 777779307 833 17,500 Sh Sole 17,500
ROYAL DUTCH SHELL A ADRF SPONS COM 780259206 1,880 28,850 Sh Sole 28,850
SANDISK CORP COM 80004C101 830 15,100 Sh Sole 15,100
SCHLUMBERGER LTD F COM 806857108 3,210 42,868 Sh Sole 42,868
SEACHANGE INTERNATIONAL INC COM 811699107 2,290 192,627 Sh Sole 192,627
SEADRILL LTD F COM G7945E105 272 7,300 Sh Sole 7,300
SERVICESOURCE INTERNATIONAL COM 81763U100 353 50,000 Sh Sole 50,000
SIGMA ALDRICH CORP COM 826552101 3,006 38,710 Sh Sole 38,710
SOUTHWEST GAS CORP COM 844895102 439 9,250 Sh Sole 9,250
SOUTHWESTERN ENERGY CO COM 845467109 382 10,250 Sh Sole 10,250
TARGET CORP CMN COM 87612e106 2,238 32,700 Sh Sole 32,700
TERADATA CORP. COM 88076w103 3,124 53,400 Sh Sole 53,400
TIFFANY & CO NEW COM 886547108 268 3,855 Sh Sole 3,855
TOLL BROTHERS INC CMN COM 889478103 1,608 46,960 Sh Sole 46,960
TRONOX LTD-CL A COM Q9235V101 297 15,000 Sh Sole 15,000
TURQUOISE HILL RESOURCES LTD. COM 900435108 1,099 172,860 Sh Sole 172,860
UIL HOLDINGS CO COM 902748102 684 17,277 Sh Sole 17,277
VISTEON CORPORATION COM 92839U206 577 10,000 Sh Sole 10,000
WEATHERFORD INTL. LTD COM h27013103 637 52,500 Sh Sole 52,500
WILLIAMS COMPANIES INC. (THE)C COM 969457100 450 12,000 Sh Sole 12,000
WILLIAMS PARTNERS LP COM 96950f104 1,540 29,725 Sh Sole 29,725
YUM BRANDS INC COM 988498101 3,111 43,250 Sh Sole 43,250
145,646