FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NETSCREEN TECHNOLOGIES INC [ NSCN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/13/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/13/2003 | S | 98,680 | D | $22.5261 | 0 | D | |||
Common Stock | 1,600,379 | I(1) | By Sequoia Capital Franchise Fund | |||||||
Common Stock | 218,230 | I(1) | By Sequoia Capital Franchise Partners | |||||||
Common Stock | 359,504 | I(1) | By Sequoia Capital IX | |||||||
Common Stock | 55,332 | I(1) | By Sequoia Capital Entrepreneurs Fund | |||||||
Common Stock | 66,375 | I(1) | By Sequoia Capital IX Principals Fund | |||||||
Common Stock | 379,203 | I(1) | By Sequoia Capital X | |||||||
Common Stock | 56,212 | I(1) | By Sequoia Technology Partners X | |||||||
Common Stock | 45,800 | I(1) | By Sequoia Capital X Principals Fund |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The reporting person is a managing member of SCFF LLC, SC IX LLC and SC X LLC. SCFF LLC is the general partner of Sequoia Capital Franchise Fund and Sequoia Capital Franchise Partners. SC IX LLC is the general partner of Sequoia Capital IX and Sequoia Capital Entrepreneurs Fund, and is the managing member of Sequoia Capital IX Principals Fund. SC X LLC is the general partner of Sequoia Capital X and Sequoia Technology Partners X, and is the managing member of Sequoia Capital X Principals Fund. The reporting person disclaims beneficial ownership of all shares listed above except to the extent of his individual pecuniary interest in these funds. |
Remarks: |
/s/ Tom Tovar, Attorney-in-Fact for Michael Goguen | 08/15/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |