0001088327-22-000040.txt : 20221017 0001088327-22-000040.hdr.sgml : 20221017 20221017184320 ACCESSION NUMBER: 0001088327-22-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221015 FILED AS OF DATE: 20221017 DATE AS OF CHANGE: 20221017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACORTE BLAIR CENTRAL INDEX KEY: 0001088327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 221314581 MAIL ADDRESS: STREET 1: C/O AEYE TECHNOLOGIES, INC. STREET 2: C/O 1 PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wf-form4_166604658501327.xml FORM 4 X0306 4 2022-10-15 0 0001818644 AEye, Inc. LIDR 0001088327 LACORTE BLAIR ONE PARK PLACE SUITE 200 DUBLIN CA 94568 1 1 0 0 Chief Executive Officer Common Stock 2022-10-15 4 F 0 11893 0.896 D 2722630 D Common Stock 2022-10-17 4 M 0 12093 0.17 A 2734723 D Common Stock 2022-10-17 4 S 0 12093 0.898 D 2722630 D Stock Option (Right to Buy) 0.17 2022-10-17 4 M 0 12093 0 D 2021-08-16 2028-09-17 Common Stock 12093.0 12144 D The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022. This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Andrew S. Hughes, by power of attorney previously filed 2022-10-17