0001193125-14-433395.txt : 20141204 0001193125-14-433395.hdr.sgml : 20141204 20141204153659 ACCESSION NUMBER: 0001193125-14-433395 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNI CORE HOLDINGS CORP CENTRAL INDEX KEY: 0001088312 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 870418721 STATE OF INCORPORATION: WY FISCAL YEAR END: 0926 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83907 FILM NUMBER: 141266342 BUSINESS ADDRESS: STREET 1: ROOM 1207-8, BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2827-6898 MAIL ADDRESS: STREET 1: ROOM 1207-8, BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: INTERMOST CORP DATE OF NAME CHANGE: 19990608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KCG AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-356-1390 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120822 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120711 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120710 SC 13G/A 1 d832444dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

(Amendment 3)

Under the Securities Exchange Act of 1934

 

 

Uni Core Holdings Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

90456P302

(CUSIP Number)

November 28, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G/A

 

CUSIP NO.    90456P302  

 

  1.   

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

KCG Americas LLC

22-3660471

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨    (b)  ¨     

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

4,861,541

   6.   

SHARED VOTING POWER

 

Not applicable

   7.   

SOLE DISPOSITIVE POWER

 

4,861,541

   8.   

SHARED DISPOSITIVE POWER

 

Not applicable

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,861,541

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

31.62% based on outstanding shares reported on the issuer’s 10-Q filed with the SEC for the period ended September 30, 2014.

12.  

TYPE OF REPORTING PERSON*

 

BD

ITEM 1(a).    Name of Issuer
      Uni Core Holdings Corp.
ITEM 1(b).    Address of Issuer’s Principal Executive Offices
      Room 721, World Financial Center, Shennan East Road, Shenzhen City, Guangdong Province, China
ITEM 2(a).    Names of Persons Filing
      KCG Americas LLC
ITEM 2(b).    Address of principal business office
     

545 Washington Blvd.

Jersey City, NJ 07310

ITEM 2(c).    Citizenship
      Delaware
ITEM 2(d).    Title of Class of Securities
      Common Stock
ITEM 2(e).    CUSIP Number
      90456P302
ITEM 3.       If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
      (a)   x Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
ITEM 4.       Ownership
   (a)    Amount beneficially owned
     

4,861,541

   (b)    Percent of class 31.62%

   (c)    Number of shares as to which such person has:  
      (i)    sole power to vote or to direct the vote    4,861,541  
      (ii)    shared power to vote or to direct the vote    Not applicable  
      (iii)    sole power to dispose or to direct the disposition of    4,861,541  
      (iv)    shared power to dispose or to direct the disposition of    Not applicable  
ITEM 5.    Ownership of Five Percent or Less of a Class
   Not applicable
ITEM 6.    Ownership of More than Five Percent on Behalf of Another Person
   Not applicable
ITEM 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not applicable.
ITEM 8.    Identification and Classification of Members of the Group
   Not applicable.
ITEM 9.    Notice of Dissolution of Group
   Not applicable.
ITEM 10.    Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: December 4, 2014

  KCG Americas LLC
  By:  

/s/ Matthew Levine

    Matthew Levine
    Director of Compliance