0001792549-20-000007.txt : 20201231 0001792549-20-000007.hdr.sgml : 20201231 20201231182251 ACCESSION NUMBER: 0001792549-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20201231 DATE AS OF CHANGE: 20201231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Management, LLC CENTRAL INDEX KEY: 0001792549 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15093 FILM NUMBER: 201429664 BUSINESS ADDRESS: STREET 1: 2913 3RD STREET STREET 2: UNIT 201 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310.804.0737 MAIL ADDRESS: STREET 1: 2913 3RD STREET STREET 2: UNIT 201 CITY: SANTA MONICA STATE: CA ZIP: 90405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McBirney Collin CENTRAL INDEX KEY: 0001792547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15093 FILM NUMBER: 201429665 MAIL ADDRESS: STREET 1: 2913 3RD STREET STREET 2: UNIT 201 CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Usio, Inc. CENTRAL INDEX KEY: 0001088034 STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099] IRS NUMBER: 980190072 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 PAESANOS PARKWAY STREET 2: SUITE 300 CITY: SAN ANTONIO STATE: TX ZIP: 78231 BUSINESS PHONE: 2102494100 MAIL ADDRESS: STREET 1: 3611 PAESANOS PARKWAY STREET 2: SUITE 300 CITY: SAN ANTONIO STATE: TX ZIP: 78231 FORMER COMPANY: FORMER CONFORMED NAME: Payment Data Systems Inc DATE OF NAME CHANGE: 20190502 FORMER COMPANY: FORMER CONFORMED NAME: PAYMENT DATA SYSTEMS INC DATE OF NAME CHANGE: 20030812 FORMER COMPANY: FORMER CONFORMED NAME: BILLSERV INC DATE OF NAME CHANGE: 20011219 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-30 0 0001088034 Usio, Inc. USIO 0001792549 Topline Capital Management, LLC 2913 3RD STREET UNIT 201 SANTA MONICA CA 90405 0 0 0 1 See Explanation in Footnotes 0001792547 McBirney Collin 2913 3RD STREET UNIT 201 SANTA MONICA CA 90405 0 0 0 1 See Explanation in Footnotes Common Stock 2020-12-30 4 P 0 100000 1.3175 A 3475000 I By Topline Capital Partners, LP The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Topline Capital Management, LLC, By: Collin McBirney, its Managing Member 2020-12-31 Collin McBirney 2020-12-31