8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 5, 2007

 


Quest Software, Inc.

(Exact name of registrant as specified in its charter)

 


 

California    000-26937    33-0231678

(State or other jurisdiction

of incorporation)

   (Commission File Number)   

(IRS Employer

Identification No.)

 

5 Polaris Way, Aliso Viejo, California    92656
(Address of principal executive offices)    (Zip Code)

Registrant’s telephone number, including area code (949) 754-8000

 

(Former name or former address, if changed since last report.)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On March 5, 2007, Quest Software, Inc. (“Quest”) received a Nasdaq Staff Determination letter indicating that Quest is not in compliance with the continued listing requirement set forth in Nasdaq Marketplace Rule 4310(c)(14). The letter was issued in accordance with Nasdaq procedures when Quest did not file its Annual Report on Form 10-K for the year ended December 31, 2006 on or before the SEC’s filing deadline.

As previously disclosed, Quest received similar Nasdaq Staff Determination letters when Quest did not file its quarterly reports on Form 10-Q for the quarters ended June 30, 2006 and September 30, 2006 on a timely basis. Quest has submitted a request for continued listing and additional time within which to complete the necessary SEC filings to the Nasdaq Listing and Hearing Review Council.

The press release issued by Quest announcing receipt of the notice is attached hereto as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

  99.1 Press release issued by Quest Software, Inc. on March 9, 2007.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    QUEST SOFTWARE, INC.

Date: March 9, 2007

   
  By:  

/s/ J. Michael Vaughn

    J. Michael Vaughn
    Vice President, General Counsel


EXHIBIT INDEX

 

Exhibit

Number

  

Exhibit Title or Description

99.1    Press release issued by Quest Software, Inc. on March 9, 2007.