-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEnbCoh+lMhj1CDPQ/J8MJvp30k7F9V9ULbGa5jmm+0R/yODw2YXD9WAml2h3j2/ N7oKb5tx6TTRKTTnYhnySA== 0001088033-10-000033.txt : 20100302 0001088033-10-000033.hdr.sgml : 20100302 20100302210626 ACCESSION NUMBER: 0001088033-10-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100226 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH VINCENT C CENTRAL INDEX KEY: 0001106662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 10651343 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-26 0001088033 QUEST SOFTWARE INC QSFT 0001106662 SMITH VINCENT C C/O QUEST SOFTWARE, INC. 5 POLARIS WAY ALISO VIEJO CA 92656 1 1 1 0 Executive Chairman Stock Option (right to buy) 12.55 2010-02-26 4 A 0 165787 0 A 2019-05-14 Common Stock 165787 165787 D Stock Option (right to buy) 16.85 2010-02-26 4 A 0 425000 0 A 2020-02-26 Common Stock 425000 425000 D Stock Option (right to buy) 16.85 2010-02-26 4 A 0 575000 0 A 2020-02-26 Common Stock 575000 575000 D As reported on the issuer's Form 8-K filed on March 25, 2009, the compensation committee of Quest Software's board of directors determined on March 19, 2009 to award the reporting person up to a maximum of 186,500 performance-based stock options, with a grant date of May 14, 2009 and with the actual amount of options to be determined subject to the issuer's satisfaction of certain performance objectives established under the Executive Incentive Plan for the fiscal year ended December 31, 2009. On February 26, 2010, the compensation committee certified the achievement of the issuer's performance objectives under the Executive Incentive Plan for the fiscal year ended December 31, 2009, resulting in the determination of the 165,787 stock options reported herein. These options vest in three equal increments on each of March 1, 2010, March 1, 2011 and March 1, 2012. These options vest as follows: (a) 20% on the second anniversary of date of grant, (b) 20% on the fourth anniversary of date of grant, (c) 20% on the sixth anniversary of date of grant, and (d) 40% on the eighth anniversary of the date of grant. These options vest as follows: (a) 20% on the first anniversary of date of grant, and (b) 10% upon the completion of each of the next eight six-month periods of employment. David P. Cramer, Attorney-in-Fact for Vincent C. Smith 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----