-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJIO6iXIIaWfyWpOKKvlEn9LtBVpfp2uD2uR7WxxJI9Su0UpZiR0Iu5NYg3plHEq gckUzjXgeGNq6kz37K3Rzg== 0001088033-07-000004.txt : 20070103 0001088033-07-000004.hdr.sgml : 20070101 20070103114918 ACCESSION NUMBER: 0001088033-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH VINCENT C CENTRAL INDEX KEY: 0001106662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 07502120 BUSINESS ADDRESS: BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-29 0001088033 QUEST SOFTWARE INC QSFT 0001106662 SMITH VINCENT C C/O QUEST SOFTWARE, INC. 5 POLARIS WAY ALISO VIEJO CA 92656 1 1 1 0 Chairman and CEO Stock Option (right to buy) 14.81 2006-12-29 4 D 0 300000 D 2011-04-04 Common Stock 300000 0 D Stock Option (right to buy) 26.51 2006-12-29 4 A 0 300000 A 2011-04-04 Common Stock 300000 300000 D Stock Option (right to buy) 10.74 2006-12-29 4 D 0 300000 D 2011-10-01 Common Stock 300000 0 D Stock Option (right to buy) 24.40 2006-12-29 4 A 0 300000 A 2011-10-01 Common Stock 300000 300000 D Stock Option (right to buy) 10.74 2006-12-29 4 D 0 185000 D 2011-10-01 Common Stock 185000 0 D Stock Option (right to buy) 24.40 2006-12-29 4 A 0 185000 A 2011-10-01 Common Stock 185000 185000 D The reported transactions involve amendments to outstanding options held by the reporting person in order to increase the exercise price of such options. These amendments resulted in the deemed cancellation of the original option and grant of a replacement option. These options are currently fully exercisable, and originally had the following vesting schedule: 25% would vest on April 4, 2002, the first anniversary of the date of the original grant, and 12.5% would vest upon completion of each of the six six-month periods thereafter. These options are currently fully exercisable, and originally had the following vesting schedule: 20% would vest on October 1, 2002, the first anniversary of the date of the original grant, and 10% would vest upon completion of each of the eight six-month periods thereafter. These options are currently fully exercisable and, according to the original vesting schedule, vested monthly over the five-year period following October 1, 2001, the date of the original grant. J. Michael Vaughn, Attorney-in-Fact for Vincent C. Smith 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----