-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUXzYfYAimkK30m+rITCAE84KtE9dvAmkJ9NPSsvQT4yOILDL0wlsmYxI0cDJDDF Ak8FdtGu174pLO0O2G0LuA== 0001088033-07-000003.txt : 20070103 0001088033-07-000003.hdr.sgml : 20070101 20070103114814 ACCESSION NUMBER: 0001088033-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARN DOUGLAS F CENTRAL INDEX KEY: 0001231263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 07502108 BUSINESS ADDRESS: STREET 1: C/O QUEST SOFTWARE INC STREET 2: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-28 0001088033 QUEST SOFTWARE INC QSFT 0001231263 GARN DOUGLAS F C/O QUEST SOFTWARE, INC. 5 POLARIS WAY ALISO VIEJO CA 92656 0 1 0 0 President Stock Option (right to buy) 26.50 2006-12-28 4 D 0 80000 D 2010-04-14 Common Stock 80000 0 D Stock Option (right to buy) 55.25 2006-12-28 4 A 0 80000 A 2010-04-14 Common Stock 80000 80000 D Stock Option (right to buy) 14.81 2006-12-28 4 D 0 300000 D 2011-04-04 Common Stock 300000 0 D Stock Option (right to buy) 26.51 2006-12-28 4 A 0 300000 A 2011-04-04 Common Stock 300000 300000 D Stock Option (right to buy) 10.74 2006-12-28 4 D 0 72900 D 2011-10-01 Common Stock 72900 0 D Stock Option (right to buy) 24.40 2006-12-28 4 A 0 72900 A 2011-10-01 Common Stock 72900 72900 D The reported transactions involve amendments to outstanding options held by the reporting person in order to increase the exercise price of such options. These amendments resulted in the deemed cancellation of the original option and grant of a replacement option. These options are currently fully exercisable, and originally had the following vesting schedule: options to purchase 16,000 shares would become exercisable on each of April 1, 2002, 2003 and 2004, and options to purchase the remaining 32,000 shares would become exercisable on April 1, 2005. These options are currently fully exercisable, and originally had the following vesting schedule: 25% would vest on April 4, 2002, the first anniversary of the date of the original grant, and 12.5% would vest upon completion of each of the six six-month periods thereafter. The original grant on October 1, 2001 covered options to purchase 100,000 shares of Quest's common stock; options to purchase 72,900 shares remain outstanding. All but 20,000 of these options are currently fully exercisable; these options have vested, and continue to vest, according to the following schedule: 20% vested on October 1, 2002, the first anniversary of the date of the original grant, and an additional 10% have vested or will vest upon completion of each of the eight six-month periods thereafter. J. Michael Vaughn, Attorney-in-Fact for Douglas F. Garn 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----