-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/8oOmjXVs9bP6GwdkPjuvAeNF6GTI6sYDUco3lM0BwFRFpf4AnGKiSUj8WfLLpN /88YwiDmp2qTKunVeUQ+og== 0001088033-04-000061.txt : 20041110 0001088033-04-000061.hdr.sgml : 20041109 20041109185937 ACCESSION NUMBER: 0001088033-04-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS KEVIN E CENTRAL INDEX KEY: 0001186212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 041131061 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-05 0001088033 QUEST SOFTWARE INC QSFT 0001186212 BROOKS KEVIN E C/O QUEST SOFTWARE, INC. 8001 IRVINE CENTER DRIVE IRVINE CA 92618 0 1 0 0 V.P., Corporate Controller Common Stock 2004-11-05 4 M 0 900 6.00 A 900 D Common Stock 2004-11-05 4 S 0 300 15.27 D 600 D Common Stock 2004-11-05 4 S 0 400 15.2703 D 200 D Common Stock 2004-11-05 4 S 0 200 15.28 D 0 D Common Stock 2004-11-05 4 M 0 185 8.40 A 185 D Common Stock 2004-11-05 4 S 0 185 15.40 D 0 D Common Stock 2004-11-08 4 M 0 3815 8.40 A 3815 D Common Stock 2004-11-08 4 S 0 3815 15.40 D 0 D Stock Option (right to buy) 6.00 2004-11-05 4 M 0 900 0 D 2000-07-30 2009-07-30 Common Stock 900 0 D Stock Option (right to buy) 8.40 2004-11-05 4 M 0 185 0 D 2012-08-06 Common Stock 185 19815 D Stock Option (right to buy) 8.40 2004-11-08 4 M 0 3815 0 D 2012-08-06 Common Stock 3815 16000 D These options vest as follows: (a) 20% on the first anniversary date of grant; (b) 13% upon the completion of each of the next five six-month periods of employment; and (c) 15% upon completion of the sixth six-month period of employment. These options vest as follows: (a) 20% on the first anniversary date of grant; and (b) 10% upon the completion of each of the next eight six-month periods of employment. J. Michael Vaughn, Attorney-in-Fact for Kevin E. Brooks 2004-11-09 -----END PRIVACY-ENHANCED MESSAGE-----