-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C991EzgOFMCVuWaymcVM7m3+2J1cUk4BjahwVsjolYo8LeYRtkCM3NE4dl+q/iN8 aqJLQiUTEwq6xcJ3BjKg0w== 0001088033-04-000039.txt : 20040728 0001088033-04-000039.hdr.sgml : 20040728 20040728160850 ACCESSION NUMBER: 0001088033-04-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040531 FILED AS OF DATE: 20040728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH VINCENT C CENTRAL INDEX KEY: 0001106662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 04936134 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-31 0001088033 QUEST SOFTWARE INC QSFT 0001106662 SMITH VINCENT C C/O QUEST SOFTWARE, INC. 8001 IRVINE CENTER DRIVE IRVINE CA 92618 1 1 1 0 Chairman of the Board and CEO Common Stock 2004-05-31 4 C 0 2606000 D 30592900 I Through limited liability companies Common Stock 153440 I By children Common Stock 47060 I By Vincent C. Smith Charitable Remainder Trust Common Stock 1303031 D Futures Contract (obligation to sell) 2004-05-31 4 C 0 2606000 D 2004-05-31 2004-05-31 Common Stock 2606000 0 I Through limited liability company On May 31, 2004, Techdollars, LLC, a limited liability company controlled by Mr. Smith, delivered 2,606,000 shares of the issuer's common stock to settle according to its terms a pre-paid variable share forward contract that was entered into by Techdollars, LLC on May 31, 2001 and pursuant to which Techdollars, LLC received a cash payment of $71,797,722 on May 31, 2001. Mr. Smith disclaims beneficial ownership of the common stock held in the name of his children. Mr. Smith disclaims beneficial ownership of the common stock held by the CRT except to the extent of his pecuniary interest therein. J. Michael Vaughn, Attorney-in-Fact for Vincent C. Smith 2004-07-28 -----END PRIVACY-ENHANCED MESSAGE-----