-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WV2mOksujtZU/yyFlAT3Wh5cgnbhKPI5J0pV+LjvXm0GwNustFWvjOlDUgj4l3Lx V5aWDDlUY+dlRWis40G+lA== 0001088033-03-000061.txt : 20031003 0001088033-03-000061.hdr.sgml : 20031003 20031003152432 ACCESSION NUMBER: 0001088033-03-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOYLE DAVID M CENTRAL INDEX KEY: 0001106661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 03927776 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-01 0001088033 QUEST SOFTWARE INC QSFT 0001106661 DOYLE DAVID M C/O QUEST SOFTWARE, INC. 8001 IRVINE CENTER DRIVE IRVINE CA 92618 1010Futures Contract (obligation to sell)2003-10-014S0500000D2005-09-302005-09 - -30Common Stock500000500000DMr. Doyle entered into a pre-paid variable delivery forward contract relating to 500,000 shares (the "Number of Shares") of the issuer's common stock ("Common Stock"). In exchange for a cash payment of $5,472,200, Mr. Doyle agreed to deliver a number of shares of Common Stock in September 2005 (subject to earlier termination) pursuant to the following formula: (i) if the price of Common Stock in September 2005 (the &q uot;Settlement Value") is less than or equal to $12.2832 (the "Floor"), the Number of Shares; (ii) if the Settlement Value is less than or equal to $14.7398 (the "Threshold"), but greater than the Floor, then a number of shares equal to the Number of Shares multiplied by the Floor divided by the Settlement Value; and (iii) if the Settlement Value is greater than the Threshold, then such number of shares as determined by a formula set forth in the contract.Alternatively, Mr. Doyle may settle the contract for an amount of cash equal to the number of shares to be delivered multiplied by the Settlement Value.This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2002.J. Michael Vaughn, Attorney-in-Fact for David M. Doyle2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----