-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDsgWwoGNBxOUYeif6PUT0qDuwAVjau9KioDwW8EghxjcRPiytfPiw/C7MN3D5Bw ucn2EDf8ins5P7XnfWsS3A== 0001088033-03-000036.txt : 20030606 0001088033-03-000036.hdr.sgml : 20030606 20030606165308 ACCESSION NUMBER: 0001088033-03-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030604 FILED AS OF DATE: 20030606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOYLE DAVID M CENTRAL INDEX KEY: 0001106661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 03736222 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-04 0001088033 QUEST SOFTWARE INC QSFT 0001106661 DOYLE DAVID M 1010Common Stock2003-06-044S080212D11854060DCommon Stock2003-06-044S04919812.0052D11804862DCommon Stock2003-06-044S0382312.05D11801039DCommon Stock2003-06-044S0 136312.04D11799676DCommon Stock2003-06-044S01500012.01D11784676DCommon Stock2003-06-044S0740412.0144D11777272DCommon Stock2003-06-044S0241012.1D11774862DCommon Stock2003-06-044S0500012.11D11769862DCommon Stock2003-06-044S01000012.07D11759862DCommon Stock2003-06-044S0900012.03D11750862DCommon Stock2003-06-044S01600012. 0094D11734862DCommon Stock2003-06-054S03000012.06D11704862DFutures Contract (obligation to sell)02003-06-064S02500000D2005-06-062005-06-06Common Stock250000250000DFollowing the reported transactions, the reporting person also has indirect beneficial ownership of the following shares of Common Stock: 134,740 shares held by the Doyle Charitable Remainder Trust; and 327,552 shares held by the DMD Partnership.Mr. Doyle entered i nto a pre-paid variable delivery forward contract relating to 250,000 shares (the "Number of Shares") of the issuer's common stock ("Common Stock"). In exchange for a cash payment of $2,891,525, Mr. Doyle agreed to deliver a number of shares of Common Stock in June 2005 (subject to earlier termination) pursuant to the following formula: (i) if the price of Common Stock in June 2005 (the "Settlement Value") is less than or equal to $12.9810 (the "Floor"), the Number of Shares; (ii) if the Settlement Value is less than or equal to $15.5772 (the "Threshold"), but greater than the Floor, then a number of shares equal to the Number of Shares multiplied by the Floor divided by the Settlement Value; and (iii) if the Settlement Value is greater than the Threshold, then such number of shares as determined by a formula set forth in the contract. Alternatively, Mr. Doyle may settle the contract for an amount of cash equal to the number of shares to be delivered multiplied by the Settlement Value.This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2002.J. Michael Vaughn, Attorney-in-Fact for David M. Doyle2003-06-06 -----END PRIVACY-ENHANCED MESSAGE-----