-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtSfmzpnnlFUZPvK84KwjGQqvbca5+igem+5317TSySVTiSwkgUn8utHZk354UQh 9fZYBWngUEfEUeecQUPQ4g== 0001088033-03-000017.txt : 20030502 0001088033-03-000017.hdr.sgml : 20030502 20030502153430 ACCESSION NUMBER: 0001088033-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030430 FILED AS OF DATE: 20030502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 03679682 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MURDOCK JERRY CENTRAL INDEX KEY: 0001167884 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: INSIGHT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122309200 MAIL ADDRESS: STREET 1: INSIGNT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . .0.5


Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net



1. Name and Address of Reporting Person*

Murdock, Jr. Jerry

2. Issuer Name and Ticker or Trading Symbol
Quest Software (QSFT)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
    Officer (give title below)          Other (specify below)

                                                  

(Last)      (First)     (Middle)

c/o Insight Capital Partners
680 Fifth Avenue, 9th Floor

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
04/30/03

(Street)

New York, NY 10019

5. If Amendment,
Date of Original
(Month/Day/Year)
 
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

04/30/03

 

S

 

320

D

$10.63

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.631

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.64

 

 

 

Common Stock

04/30/03

 

S

 

4,300

D

$10.65

 

 

 

Common Stock

04/30/03

 

S

 

1,100

D

$10.67

 

 

 

Common Stock

04/30/03

 

S

 

90

D

$10.68

 

 

 

Common Stock

04/30/03

 

S

 

25

D

$10.69

 

 

 

Common Stock

04/30/03

 

S

 

4,411

D

$10.70

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.701

 

 

 

Common Stock

04/30/03

 

S

 

723

D

$10.7059

 

 

 

Common Stock

04/30/03

 

S

 

2,000

D

$10.72

 

 

 

Common Stock

04/30/03

 

S

 

500

D

$10.7202

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.722

 

 

 

Common Stock

04/30/03

 

S

 

1,442

D

$10.7239

 

 

 

Common Stock

04/30/03

 

S

 

422

D

$10.7247

 

 

 

Common Stock

04/30/03

 

S

 

133

D

$10.725

 

 

 

Common Stock

04/30/03

 

S

 

842

D

$10.7282

 

 

 

Common Stock

04/30/03

 

S

 

184

D

$10.73

 

 

 

Common Stock

04/30/03

 

S

 

3,105

D

$10.7304

 

 

 

Common Stock

04/30/03

 

S

 

1,796

D

$10.7403

 

 

 

Common Stock

04/30/03

 

S

 

364

D

$10.7442

 

 

 

Common Stock

04/30/03

 

S

 

2,618

D

$10.7496

 

 

 

Common Stock

04/30/03

 

S

 

120

D

$10.75

 

 

 

Common Stock

04/30/03

 

S

 

1,309

D

$10.7574

 

 

 

Common Stock

04/30/03

 

S

 

679

D

$10.784

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.79

 

 

 

Common Stock

04/30/03

 

S

 

600

D

$10.7902

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.792

 

 

 

Common Stock

04/30/03

 

S

 

688

D

$10.795

 

 

 

Common Stock

04/30/03

 

S

 

639

D

$10.7957

 

 

 

Common Stock

04/30/03

 

S

 

2,600

D

$10.7962

 

 

 

Common Stock

04/30/03

 

S

 

3,829

D

$10.7998

 

 

 

Common Stock

04/30/03

 

S

 

100,661

D

$10.80

 

 

 

Common Stock

04/30/03

 

S

 

200

D

$10.801

 

 

 

Common Stock

04/30/03

 

S

 

25,100

D

$10.81

 

 

 

Common Stock

04/30/03

 

S

 

28,500

D

$10.82

 

 

 

Common Stock

04/30/03

 

S

 

2,100

D

$10.8243

 

 

 

Common Stock

04/30/03

 

S

 

700

D

$10.8286

 

 

 

Common Stock

04/30/03

 

S

 

6,700

D

$10.83

115,024(1)

D

 

Common Stock

 

 

 

 

 

 

 

2,274

I

 (2)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Explanation of Responses:

(1) On July 5, 2001, Mr. Murdock received 131,416 shares of Quest Common Stock in a distribution from Insight Venture Associates II, LLC ("IVA"). Mr. Murdock had previously reported indirect beneficial ownership of 303,119 shares of Quest Common Stock held by IVA prior to such distribution.
(2) These shares are owned by IVA, of which Mr. Murdock is a managing member. Mr. Murdock disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, which may not be readily determinable.

  By: /s/ J. Michael Vaughn
             Attorney-in-Fact for Jerry Murdock, Jr.
**Signature of Reporting Person
May 2, 2003
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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