-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UX8TO80grg5Zi+t4fdpATAhHe7o4ojk1L7yu7hVwar1AQWAZ5VTWg++SCO8GTBWG GdSNjuUtryZZI+qCFN14ig== 0000950123-02-001822.txt : 20020414 0000950123-02-001822.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950123-02-001822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010228 FILED AS OF DATE: 20020222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 02556545 BUSINESS ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 COMPANY DATA: COMPANY CONFORMED NAME: MURDOCK JERRY CENTRAL INDEX KEY: 0001167884 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: INSIGHT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122309200 MAIL ADDRESS: STREET 1: INSIGNT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 y57591de4.txt QUEST SOFTWARE, INC. -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response.....0.5 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] CHECK BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(B). (Print or Type Response) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Murdock Jerry J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Insight Capital Partners 680 Fifth Avenue, 9th Floor - -------------------------------------------------------------------------------- (Street) New York New York 10019 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Quest Software, Inc. (QSFT) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year 02/01 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) 03/01 - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
- -------------------------------------------------------------------------------------------------------------------------- 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------ Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------- Common Stock 02/26/01 J 1,640,002 (D) N/A -0- (I) (1) - -------------------------------------------------------------------------------------------------------------------------- Common Stock 02/26/01 J 363,942 (A) N/A 303,119 (I) (2) - -------------------------------------------------------------------------------------------------------------------------- Common Stock 02/26/01 J 13,349(3) (A) N/A 184,850 (D) ==========================================================================================================================
- ------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response.....0.5 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
- ---------------------------------------------------------------------------------------------------------------------------------- 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ==================================================================================================================================
Explanation of Responses: /s/ Jerry Murdock February 14, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Continuation Page Item 1. Name and Address of Reporting Person Jerry Murdock c/o Insight Capital Partners 680 Fifth Avenue, 9th Floor New York, NY 10019 Item 2. Date of Event Requiring Statement February 2001 Item 4. Issuer Name and Ticker or Trading Symbol Quest Software, Inc. (QSFT) Explanation of Responses (1) The amount listed reflects the distribution (the "February Distribution") on February 26, 2001 of 1,640,002 shares of the Issuer's Common Stock by Insight Capital Partners II, L.P., a Delaware limited partnership, and Insight Capital Partners (Cayman) II, L.P., a Cayman Islands limited partnership, to (a) Insight Venture Associates II, LLC, the sole general partner of Insight Capital Partners II, L.P. and Insight Capital Partners (Cayman) II, L.P and (b) the limited partners of Insight Capital Partners II, L.P. and Insight Capital Partners (Cayman) II, L.P. A portion of these securities is attributable to Jerry Murdock because Mr. Murdock is a managing member of Insight Venture Associates II, LLC. Mr. Murdock disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, which may not be readily determinable. (2) On February 26, 2001, as part of the February Distribution, Insight Capital Partners II, L.P. and Insight Capital Partners (Cayman) II, L.P. distributed 363,942 shares of the Issuer's Common Stock to Insight Venture Associates II, LLC. A portion of these securities is attributable to Jerry Murdock because Mr. Murdock is a managing member of Insight Venture Associates II, LLC. Mr. Murdock disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, which may not be readily determinable. Of the 363,942 shares distributed to Insight Venture Associates II, LLC in the February Distribution, 60,823 of such shares were immediately distributed to certain individuals, including Mr. Murdock (see Note (3) below). (3) On February 26, 2001, Insight Venture Associates II, LLC distributed 13,349 shares of the Issuer's Common Stock which it had received in the February Distribution to Jerry Murdock. -----END PRIVACY-ENHANCED MESSAGE-----