-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Od8lEwqMm2+7nzOAszSvDGznxycZKEF63iAJXMrZobTvMTJ9YWb9Dq+xQ1KNHnNb Mny8+7S8u76pUMEQF/tZpg== 0001181431-07-002469.txt : 20070105 0001181431-07-002469.hdr.sgml : 20070105 20070105193840 ACCESSION NUMBER: 0001181431-07-002469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060307 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XEROX CORP CENTRAL INDEX KEY: 0000108772 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 160468020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 LONG RIDGE RD STREET 2: P O BOX 1600 CITY: STAMFORD STATE: CT ZIP: 06904-1600 BUSINESS PHONE: 2039683000 MAIL ADDRESS: STREET 1: 800 LONG RIDGE ROAD STREET 2: PO BOX 1600 CITY: STAMFORD STATE: CT ZIP: 06904 FORMER COMPANY: FORMER CONFORMED NAME: HALOID XEROX INC DATE OF NAME CHANGE: 19730813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULCAHY ANNE M CENTRAL INDEX KEY: 0001201725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04471 FILM NUMBER: 07515730 BUSINESS ADDRESS: STREET 1: 1000 NICOLLET MALL STREET 2: TPS-3155 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 6126965147 MAIL ADDRESS: STREET 1: 1000 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55403 4 1 rrd142190.xml FORM 4 - JANUARY 3, 2007 ACTIVITY X0202 4 2006-03-07 0 0000108772 XEROX CORP XRX 0001201725 MULCAHY ANNE M 800 LONG RIDGE ROAD P. O. BOX 1600 STAMFORD CT 06904 0 1 0 0 Chairman and CEO Incentive Stock Rights 366000 D Xerox Stock Fund 13300.425 I Xerox Stock Fund Common Stock 4503.34 I Employee Stock Ownership Plan Common Stock 2006-03-07 5 G 0 40501 0 D 73770 I By Anne M. Mulcahy GRAT Common Stock 2006-03-07 5 G 0 3770 0 D 70000 I By Anne M. Mulcahy GRAT Common Stock 2006-03-07 5 G 0 40501 0 A 593448 D Common Stock 2006-03-27 5 G 0 100000 0 D 493448 D Common Stock 2006-03-27 5 G 0 100000 0 A 170000 I By Anne M. Mulcahy GRAT Common Stock 2006-07-05 5 G 0 34100 0 D 135900 I By Anne M. Mulcahy GRAT Common Stock 2006-07-05 5 G 0 34100 0 A 527548 D Common Stock 2006-08-18 5 G 0 1630 0 D 525918 D Common Stock 2007-01-03 4 M 1 257577 0 A 783495 D Common Stock 2007-01-03 4 S 1 72090 16.9715 D 711405 D Common Stock 2007-01-03 4 F 1 70992 16.9715 D 640413 D Common Stock 2007-01-03 4 S 0 2900 16.93 D 637513 D Common Stock 2007-01-03 4 S 0 14100 16.94 D 623413 D Common Stock 2007-01-03 4 S 0 20100 16.95 D 603313 D Common Stock 2007-01-03 4 S 0 20600 16.96 D 582713 D Common Stock 2007-01-03 4 S 0 20800 16.97 D 561913 D Common Stock 2007-01-03 4 S 0 11300 16.98 D 550613 D Common Stock 2007-01-03 4 S 0 800 16.99 D 549813 D Common Stock 2007-01-03 4 S 0 2700 17.00 D 547113 D Common Stock 2007-01-03 4 S 0 9300 17.01 D 537813 D Common Stock 2007-01-03 4 S 0 6900 17.02 D 530913 D Common Stock 2007-01-03 4 S 0 600 17.03 D 530313 D Common Stock 2007-01-03 4 S 0 1800 17.06 D 528513 D Common Stock 2007-01-03 4 S 0 1900 17.07 D 526613 D Stock Option 4.75 2007-01-03 4 M 1 257577 0 D 2002-01-01 2010-12-31 Common Stock 257577 0 D Stock Option 7.885 2004-01-01 2012-12-31 Common Stock 934600 934600 D Stock Option 9.25 2004-01-01 2011-08-28 Common Stock 1000000 1000000 D Stock Option 10.365 2003-01-01 2011-12-31 Common Stock 934600 934600 D Stock Option 21.7812 2005-01-01 2009-12-31 Common Stock 60000 60000 D Stock Option 27.00 2001-01-01 2009-12-31 Common Stock 250000 250000 D Stock Option 46.875 1999-01-01 2008-12-31 Common Stock 49044 49044 D Stock Option 47.50 2003-03-01 2009-12-31 Common Stock 13946 13946 D Stock Option 59.4375 2006-12-31 5 H 0 1382 0 D 2000-01-01 2006-12-31 Common Stock 1382 0 D Deferred Comp. 0.00 1988-08-08 1988-08-08 Common Stock 500000 500000 D Stock Option 13.685 2005-01-01 2011-12-31 Common Stock 609000 609000 D Performance Shares 0.0 1988-08-08 1988-08-08 Common Stock 98033 98033 D Options vest over three years, 33.3% per year beginning in year shown. Not Applicable Hypothetical investment of deferred compensation in Xerox Stock Fund under the Xerox Saving Plan. These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. Stock options were exercised by stock swap using the attestation method. This sale of shares was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on February 8,2005 and disclosed under item 8.01 of the Form 8-K filed with the Securities and Exchange Commission on November 5, 2004. Expiration of unexercised stock options. Distribution balance of the 2004 GRAT previously held directly by reporting person. 2006 GRAT shares previously held directly by reporting person Partial distribution of the 2005 GRAT previously held directly by reporting person Shares gifted to Eileen Moore ACF Olivia Kathryn Moore Shares gifted to M Mulcahy (1885 shares) and K Mulcahy (1885 shares) Karen Boyle , Attorney-In-Fact 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----