0000903423-11-000295.txt : 20110601 0000903423-11-000295.hdr.sgml : 20110601 20110601124524 ACCESSION NUMBER: 0000903423-11-000295 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110601 DATE AS OF CHANGE: 20110601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Santander UK plc CENTRAL INDEX KEY: 0001087711 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-14928 FILM NUMBER: 11884265 BUSINESS ADDRESS: STREET 1: 2 TRITON SQUARE, REGENT'S PLACE CITY: LONDON STATE: X0 ZIP: NW1 3AN BUSINESS PHONE: 011 44 870 607 6000 MAIL ADDRESS: STREET 1: 2 TRITON SQUARE, REGENT'S PLACE CITY: LONDON STATE: X0 ZIP: NW1 3AN FORMER COMPANY: FORMER CONFORMED NAME: ABBEY NATIONAL PLC DATE OF NAME CHANGE: 19990601 8-A12B 1 santander8a12b.htm Unassociated Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES
EXCHANGE ACT OF 1934

 

Santander UK plc
Abbey National Treasury Services plc
(Exact name of registrant as specified in its charter)
(Exact name of registrant as specified in its charter)
England
England
(State or other jurisdiction of incorporation or organization)
(State or other jurisdiction of incorporation or organization)
98-0661684
98-0204729
(I.R.S. employer identification number)
(I.R.S. employer identification number)
2 Triton Square, Regent’s Place, London NW1 3AN England
+44 870 607 6000
2 Triton Square, Regent’s Place, London NW1 3AN England
+44 870 607 6000
(Address and telephone number of Registrant’s principal executive offices)
 
(Address and telephone number of Registrant’s principal executive offices)

 

Securities to be registered pursuant to Section 12(b) of the Act:
 
Title of each class to be so registered
Name of each exchange on which
each class is to be registered
4.000% Notes due 2016
New York Stock Exchange
 
2.875% Notes due 2014
New York Stock Exchange
 
Floating Rate Notes due 2014
New York Stock Exchange
 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. S
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. £
 
Securities Act registration statement file number to which this form relates:  333-172925
 
Securities to be registered pursuant to Section 12(g) of the Act:
 
None

(Title of Class)


­­­­­­­­­­­



 
 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT
 
The Registrants have filed with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933 the prospectus supplement dated April 20, 2011 (the “Prospectus Supplement”) to a prospectus dated April 5, 2011 (the “Prospectus”) relating to the securities to be registered hereunder (the “Notes”).  The Registrants incorporate by reference the Prospectus and the Prospectus Supplement to the extent set forth below.
 
Item 1.                                Description of Registrant’s Securities to be Registered.
 
Reference is made to the information set forth on pages 10 through 19 of the Prospectus (under “Description of the Debt Securities and Guarantees”), pages 20 through 26 of the Prospectus (under “Certain Tax Considerations”), pages S-7 through S-10 of the Prospectus Supplement (under “Description of the Notes”) and page S-10 of the Prospectus Supplement (under “Tax Considerations”), all of which information is incorporated by reference in this registration statement.
 
Item 2.                                Exhibits.
 
4.1
Indenture dated April 27, 2011 (the “Indenture”) by and among Abbey National Treasury Services plc, Santander UK plc and The Bank of New York Mellon (incorporated herein by reference to Exhibit 4.1 to the Registration Statement on Form F-3 dated March 18, 2011).
 
4.2
Forms of Global Notes (incorporated herein by reference to Exhibits 4.1 and 4.2 to the Current Report on Form 6-K dated April 27, 2011).
 
4.3
Officer’s Certificate pursuant to Section 3.01 of the Indenture setting forth the terms of the Notes.
 
99.1
Prospectus dated April 5, 2011 and Prospectus Supplement dated April 20, 2011 incorporated by reference to the registrants’ filing under Rule 424(b)(2) dated April 21, 2011 (Registration No. 333-172925).
 

 
2 of 3
 
 

 
 

 

SIGNATURE
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrants have duly caused this registration statement to be signed on their behalf by the undersigned, thereto duly authorized.
 
 
 
Santander UK plc
 
By: /s/ Sarah Robinson 
Name: Sarah Robinson
Title:  Authorized Signatory


Abbey National Treasury Services plc
 
By: /s/ Sarah Robinson
Name: Sarah Robinson
Title:  Authorized Signatory
 
 


Date:
June 1, 2011
 

3 of 3
EX-4.3 2 santander8a12bex43.htm Unassociated Document

Officer’s Certificate pursuant to Section 3.01 of the Indenture
 
$1,000,000,000 4.000% Notes due 2016
$500,000,000 2.875% Notes due 2014
$1,000,000,000 Floating Rate Notes due 2014

I, Sarah Robinson, Head of Debt Capital Markets, pursuant to (i) resolutions duly adopted by the Board of Directors of Abbey National Treasury Services plc (the “Issuer”) on March 17, 2011, (ii) resolutions duly adopted by the Board of Directors of Santander UK plc (the “Guarantor”) on March 1, 2011, and (iii) resolutions of an authorized committee of the Board of Directors of the Guarantor on March 17, 2011, whereby I was authorized to take any action necessary or desirable in relation to the issue and sale by the Issuer of up to $5,000,000,000 aggregate principal amount of debt securities, HEREBY APPROVE AND CONFIRM the following such terms:
 
4.000% Notes Due 2016

 
Title of Securities:
4.000% Notes Due 2016 (the “2016 Notes”)
   
Issue Price:
99.960%
   
Issue Date:
April 27, 2011
   
Principal Amount of Securities:
$1,000,000,000
   
Form of Securities:
The 2016 Notes will be issued in registered form and will be represented by Global Securities, which will be executed and delivered in substantially the form attached hereto as Exhibit A.  The 2016 Notes will be registered in the name of a nominee of The Depository Trust Company and deposited with The Bank of New York Mellon, as depositary.
Maturity:
April 27, 2016
   
Interest Rate:
4.000%
   
Place of Payment, Paying Agent:
The Bank of New York Mellon
101 Barclay Street
York, New York 10286
 
   
Notices and Demands to Issuer or Guarantor:
2 Triton Square
Regent’s Place
London NW1 3AN, England
 
              or
 
Abbey National Treasury Services plc (Connecticut branch)
400 Atlantic Street, 2nd Floor
Stamford, CT 06901
 
 
 
 

 
   
Redemption Provisions:
Upon the occurrence of certain tax events in accordance with the redemption provisions set out in the form of the note attached hereto as Exhibit A.
   
Other Terms of the Securities:
The other terms of the 2016 Notes shall be substantially as set forth in the Indenture dated April 27, 2011, the Prospectus dated April 5, 2011 and the Prospectus Supplement dated April 20, 2011 relating to the 2016 Notes and the form of the note attached hereto as Exhibit A.

2.875% Notes Due 2014


Title of Securities:
2.875% Notes Due 2014 (the “2014 Notes”)
   
Issue Price:
99.770%
   
Issue Date:
April 27, 2011
   
Principal Amount of Securities:
$500,000,000
   
Form of Securities:
The 2014 Notes will be issued in registered form and will be represented by Global Securities, which will be executed and delivered in substantially the form attached hereto as Exhibit B.  The 2014 Notes will be registered in the name of a nominee of The Depository Trust Company and deposited with The Bank of New York Mellon, as depositary.
   
Maturity:
April 25, 2014
   
Interest Rate:
2.875%
   
Place of Payment, Paying Agent:
The Bank of New York Mellon
101 Barclay Street
York, New York 10286
 
   
Notices and Demands to Issuer or Guarantor:
2 Triton Square
Regent’s Place
London NW1 3AN, England
 
              or
 
Abbey National Treasury Services plc (Connecticut branch)
400 Atlantic Street, 2nd Floor
Stamford, CT 06901
 
   
 
 
 

 
Redemption Provisions:
Upon the occurrence of certain tax events in accordance with the redemption provisions set out in the form of the note attached hereto as Exhibit B.
   
Other Terms of the Securities:
The other terms of the 2014 Notes shall be substantially as set forth in the Indenture dated April 27, 2011, the Prospectus dated April 5, 2011 and the Prospectus Supplement dated April 20, 2011 relating to the 2014 Notes and the form of the note attached hereto as Exhibit B.

Floating Rate Notes Due 2014

Title of Securities:
Floating Rate Notes Due 2014 (the “Floating Rate Notes”)
   
Issue Price:
$1,000,000,000
   
Issue Date:
April 27, 2011
   
Principal Amount of Securities:
$1,000,000,000
   
Form of Securities:
The Floating Rate Notes will be issued in registered form and will be represented by Global Securities, which will be executed and delivered in substantially the form attached hereto as Exhibit C.  The Floating Rate Notes will be registered in the name of a nominee of The Depository Trust Company and deposited with The Bank of New York Mellon, as depositary.
   
Maturity:
April 25, 2014
   
Interest Rate:
U.S. dollar three-month LIBOR rate plus 1.58% per year
   
Place of Payment, Paying Agent:
The Bank of New York Mellon
101 Barclay Street
York, New York 10286
 
   
Notices and Demands to Issuer or Guarantor:
2 Triton Square
Regent’s Place
London NW1 3AN, England
 
              or
 
Abbey National Treasury Services plc (Connecticut branch)
400 Atlantic Street, 2nd Floor
Stamford, CT 06901
 
   
 
 
 

 
Redemption Provisions:
Upon the occurrence of certain tax events in accordance with the redemption provisions set out in the form of the note attached hereto as Exhibit C.
   
Other Terms of the Securities:
The other terms of the Floating Rate Notes shall be substantially as set forth in the Indenture dated April 27, 2011, the Prospectus dated April 5, 2011 and the Prospectus Supplement dated April 20, 2011 relating to the Floating Rate Notes and the form of the note attached hereto as Exhibit C.
 


 
 

 

Dated: April 27, 2011

    /s/ Sarah Robinson_______________________
Name: Sarah Robinson
Title: Head of Debt Capital Markets