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United Bancshares, Inc.

Date: June 22, 2016

By: /s/Brian D. Young

Brian D. Young

President & CEO, United Bancshares, Inc.

0000906318-16-000115.txt : 20160622 0000906318-16-000115.hdr.sgml : 20160622 20160622161814 ACCESSION NUMBER: 0000906318-16-000115 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160621 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED BANCSHARES INC/OH CENTRAL INDEX KEY: 0001087456 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341516518 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-86453 FILM NUMBER: 161726769 BUSINESS ADDRESS: STREET 1: 100 SOUTH HIGH STREET CITY: COLUMBUS GROVE STATE: OH ZIP: 45830 BUSINESS PHONE: 419-659-2141 MAIL ADDRESS: STREET 1: 100 SOUTH HIGH STREET CITY: COLUMBUS GROVE STATE: OH ZIP: 45830 8-K 1 united8k062216.htm Converted by EDGARwiz

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 21, 2016

UNITED BANCSHARES, INC.

(Exact name of Registrant as specified in its Charter)


Ohio	333-86453			34-1516518
(State or other jurisdiction of incorporation)	(Commission File No.)			(IRS Employer Identification Number)
100 S. High Street, Columbus Grove, Ohio		45830-1241
(Address of principal executive offices)		(Zip Code)
Registrant’s telephone number, including area code:			(419) 659-2141

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


o	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Appointment of Daniel J. Lucke as Chief Financial Officer

On June 21, 2016, Daniel J. Lucke, age 46, was appointed by the Board of Directors as Chief Financial Officer (“CFO”) of United Bancshares, Inc. (the “Company”) and Vice President and CFO of its wholly-owned subsidiary, The Union Bank Company (the “Bank”). Mr. Lucke is a Certified Public Accountant and has his Masters of Business Administration. He brings more than 24 years of experience to the Company, including extensive managerial, accounting and financial reporting experiences.

Mr. Lucke has served as interim CFO of the Company since April 2016 and Controller of the Bank since June 2015. Prior to joining the Bank, Mr. Lucke was a Controller for a large wholesale distribution company, a role which he held since 2011, and has held other leadership positions in financial reporting, including in the manufacturing sector.

As Chief Financial Officer of the Company and the Bank, Mr. Lucke will be eligible to participate in the Company’s standard employee benefits.

On June 22, 2016, the Company issues a press release announcing Mr. Lucke’s appointment, a copy of which is furnished herewith as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits


Exhibit No.		Description
99.1		Release dated June 22, 2016

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

EX-99 2 ex991.htm EXHIBIT 99.1 Converted by EDGARwiz

Exhibit 99.1

On June 22, 2016, United Bancshares, Inc. issued the following release:

United Bancshares, Inc. Announces Appointment of Daniel J. Lucke as Chief Financial Officer

Columbus Grove, Ohio, June 22, 2016 – United Bancshares, Inc. (NASDAQ: UBOH) announced today that its Board of Directors appointed Daniel J. Lucke as Chief Financial Officer, effective July 1, 2016.

Brian D. Young, President and Chief Executive Officer of the Company said, “Dan has been a tremendous asset to the Union Bank team since his arrival in June of 2015 and we are excited to expand his role within the Company. Dan’s ability to provide increasingly more detailed financial information while streamlining the reporting processes, has had a positive impact on the Company. We believe the expansion of Dan’s duties will enhance our abilities to continue to increase our market share and footprint.”

United Bancshares, Inc. is a locally owned and operated holding company of The Union Bank Company. Through our 15 branch offices located in Bowling Green, Columbus Grove, Delaware, Delphos, Findlay, Gibsonburg, Kalida, Leipsic, Lima, Marion, Ottawa, and Pemberville, Ohio, we serve the Ohio counties of Allen, Delaware, Hancock, Marion, Putnam, Sandusky, Van Wert, and Wood.

This release may contain certain forward-looking statements that are provided to assist in the understanding of anticipated future financial performance. However, such performance involves risk and uncertainties that may cause actual results to differ materially. Factors that could cause actual results to differ from those discussed in the forward-looking statements include, but are not limited to, the strength of the local economies in which operations are conducted, the effects of and changes in policies and laws of regulatory agencies, inflation, and interest rates. For further discussion of certain factors that may cause such forward-looking statements to differ materially from actual results, refer to the 2015 Form 10-K.