FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INTERMUNE INC [ ITMN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/06/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/06/2007 | M | 13,125 | A | $15.4 | 0 | D | |||
Common Stock | 07/06/2007 | S | 13,125 | D | $26.825 | 0 | D | |||
Common Stock | 07/06/2007 | M | 23,484 | A | $12.74 | 0 | D | |||
Common Stock | 07/06/2007 | S | 23,484 | D | $26.825 | 0 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $26.825 | 07/06/2007 | M | 13,125(1) | 06/30/2007(2) | 06/30/2016 | Common Stock | 13,125 | $0 | 0(4) | D | ||||
Non-Qualified Stock Option (right to buy) | $26.825 | 07/06/2007 | M | 23,484(1) | 06/24/2006(3) | 06/24/2015 | Common Stock | 23,484 | $0 | 0(4) | D |
Explanation of Responses: |
1. The options reported herein was granted pursuant to InterMune, Inc.'s Amended and Restated 2000 Equity Incentive Plan. |
2. The options granted to the reporting person vested 1/48th monthly per the reporting person's June 30, 2006 Agreement. Of the 19,716 options granted under No. 3199, 6,563 were fully vested as of 6/30/2007 and the remaining 6,562 share became fully vested as of 7/3/07 pursuant to the terms of the holder's Separation and Release Agreement dated July 3, 2007. |
3. The options granted to the reporting person vested 1/48th monthly per the reporting person's June 24, 2005 Agreement. Of the 27,398 options granted under No. 2483, 7,830 were fully vested as of 6/24/2006, 3,914 as of 12/24/2006 and the remaining 11,740 shares became fully vested as of 7/3/07 pursuant to the terms of the holder's Separation and Release Agreement dated July 3, 2007. |
4. The noted ownership represents the remaining options under the reporting person's Option Grant Nos. 3199 and 2483. |
:/s/Robin J. Steele, Attorney-in-Fact for: Thomas R. Kassberg | 07/10/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |