0001109357-17-000086.txt : 20171103
0001109357-17-000086.hdr.sgml : 20171103
20171103163456
ACCESSION NUMBER: 0001109357-17-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHATTUCK MAYO A III
CENTRAL INDEX KEY: 0001087426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16169
FILM NUMBER: 171176915
MAIL ADDRESS:
STREET 1: C/O GAP, INC.
STREET 2: 2 FOLSOM ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXELON CORP
CENTRAL INDEX KEY: 0001109357
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 232990190
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
BUSINESS PHONE: 3123947399
MAIL ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-02
0001109357
EXELON CORP
EXC
0001087426
SHATTUCK MAYO A III
10 SOUTH DEARBORN STREET
54TH FLOOR
CHICAGO
IL
60603
1
0
0
1
Chairman
Common Stock
2017-11-02
4
M
0
519316
39.24
A
886965
D
Common Stock
2017-11-02
4
S
0
519316
40.50
D
367649
D
Common Stock (401k Shares)
2091
D
Common Stock
10000
I
By Lizzie Mae, LLC
Common Stock (Deferred stock units)
16676
I
By Exelon Directors Deferred Stock Unit Plan
NQ Stock Options 02/24/2012
39.24
2017-11-02
4
M
0
519316
D
2018-03-01
Common Stock
519316
0
D
Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017.
Shares were sold in lots ranging in price from $40.25 to $40.78. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein
Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III
2017-11-03