0001109357-17-000085.txt : 20171101
0001109357-17-000085.hdr.sgml : 20171101
20171101172248
ACCESSION NUMBER: 0001109357-17-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171030
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHATTUCK MAYO A III
CENTRAL INDEX KEY: 0001087426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16169
FILM NUMBER: 171169981
MAIL ADDRESS:
STREET 1: C/O GAP, INC.
STREET 2: 2 FOLSOM ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXELON CORP
CENTRAL INDEX KEY: 0001109357
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 232990190
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
BUSINESS PHONE: 3123947399
MAIL ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-10-30
0001109357
EXELON CORP
EXC
0001087426
SHATTUCK MAYO A III
10 SOUTH DEARBORN STREET
54TH FLOOR
CHICAGO
IL
60603
1
0
0
1
Chairman
Common Stock
2017-10-30
4
M
0
34585
39.21
A
402234
D
Common Stock
2017-10-30
4
S
0
34585
40.25
D
367649
D
Common Stock
2017-10-31
4
M
0
24682
39.21
A
392331
D
Common Stock
2017-10-31
4
M
0
93497
39.24
A
485828
D
Common Stock
2017-10-31
4
S
0
118179
40.27
D
367649
D
Common Stock
2017-11-01
4
M
0
40698
39.24
A
408347
D
Common Stock
2017-11-01
4
S
0
40698
40.25
D
367649
D
Common Stock (401k Shares)
2091
D
Common Stock
10000
I
By Lizzie Mae, LLC
Common Stock (Deferred stock units)
16676
I
By Exelon Directors Deferred Stock Unit Plan
NQ Stock Option 04/02/2012
39.21
2017-10-30
4
M
0
34585
D
2018-03-01
Common Stock
34585
24682
D
NQ Stock Option 04/02/2012
39.21
2017-10-31
4
M
0
24682
D
2018-03-01
Common Stock
24682
0
D
NQ Stock Options 02/24/2012
39.24
2017-10-31
4
M
0
93497
D
2018-03-01
Common Stock
93497
560014
D
NQ Stock Options 02/24/2012
39.24
2017-11-01
4
M
0
40698
D
2018-03-01
Common Stock
40698
519316
D
Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017.
Shares were sold in lots ranging in price from $40.25 to $40.26. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares were sold in lots ranging in price from $40.25 to $40.37. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares were sold in lots ranging in price from $40.25 to $40.32. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
Exercise of fully-vested non-qualitied employee stock option granted under the Exelon Long Term Incentive Plan.
The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein
Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III
2017-11-01