0001109357-17-000084.txt : 20171027 0001109357-17-000084.hdr.sgml : 20171027 20171027172319 ACCESSION NUMBER: 0001109357-17-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHATTUCK MAYO A III CENTRAL INDEX KEY: 0001087426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16169 FILM NUMBER: 171160262 MAIL ADDRESS: STREET 1: C/O GAP, INC. STREET 2: 2 FOLSOM ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXELON CORP CENTRAL INDEX KEY: 0001109357 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 232990190 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 BUSINESS PHONE: 3123947399 MAIL ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-10-25 0001109357 EXELON CORP EXC 0001087426 SHATTUCK MAYO A III 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 1 0 0 1 Chairman Common Stock 2017-10-25 4 M 0 379337 37.71 A 746986 D Common Stock 2017-10-25 4 S 0 379337 40.05 D 367649 D Common Stock 2017-10-26 4 M 0 91036 39.21 A 458685 D Common Stock 2017-10-26 4 S 0 91036 40.27 D 367649 D Common Stock 2017-10-27 4 M 0 96697 39.21 A 464346 D Common Stock 2017-10-27 4 S 0 96697 40.26 D 367649 D Common Stock (401k Shares) 2091 D Common Stock 10000 I By Lizzie Mae, LLC Common Stock (Deferred stock units) 16676 I By Exelon Directors Deferred Stock Unit Plan NQ Stock Option 02/26/2010 37.71 2017-10-25 4 M 0 379337 D 2018-03-01 Common Stock 379337 0 D NQ Stock Option 04/02/2012 39.21 2017-10-26 4 M 0 91036 D 2018-03-01 Common Stock 91036 155964 D NQ Stock Option 04/02/2012 39.21 2017-10-27 4 M 0 96697 D 2018-03-01 Common Stock 96697 59267 D Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017. Shares were sold in lots ranging in price from $40.00 to $40.17. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares were sold in lots ranging in price from $40.25 to $40.34. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares were sold in lots ranging in price from $40.25 to $40.32. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan. Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Exercise of fully-vested non-qualitied employee stock option granted under the Exelon Long Term Incentive Plan. The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III 2017-10-27