0001109357-16-000166.txt : 20161213
0001109357-16-000166.hdr.sgml : 20161213
20161213175531
ACCESSION NUMBER: 0001109357-16-000166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXELON CORP
CENTRAL INDEX KEY: 0001109357
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 232990190
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
BUSINESS PHONE: 3123947399
MAIL ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHATTUCK MAYO A III
CENTRAL INDEX KEY: 0001087426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16169
FILM NUMBER: 162049868
MAIL ADDRESS:
STREET 1: C/O GAP, INC.
STREET 2: 2 FOLSOM ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-12
0001109357
EXELON CORP
EXC
0001087426
SHATTUCK MAYO A III
10 SOUTH DEARBORN STREET
54TH FLOOR
CHICAGO
IL
60603
1
0
0
1
Chairman
Common Stock
2016-12-12
4
M
0
226562
21.25
A
660500
D
Common Stock
2016-12-12
4
S
0
226562
34.63
D
433938
D
Common Stock
2016-12-13
4
M
0
150000
21.25
A
583938
D
Common Stock
2016-12-13
4
S
0
216289
35.09
D
367649
D
Common Stock (401k Shares)
2046
D
Common Stock
10000
I
By Lizzie Mae, LLC
Common Stock (Deferred stock units)
12195
I
By Exelon Directors Deferred Stock Unit Plan
NQ Stock Option 02/27/2009
21.25
2016-12-12
4
M
0
226562
D
2018-03-01
Common Stock
226562
150000
D
NQ Stock Option 02/27/2009
21.25
2016-12-13
4
M
0
150000
D
2018-03-01
Common Stock
150000
0
D
Shares were sold in lots ranging in price from $34.36 to $34.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares were sold in lots ranging in price from $34.62 to $35.44. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
Shares held as of November 30, 2016 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein.
Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III
2016-12-13