0001109357-16-000166.txt : 20161213 0001109357-16-000166.hdr.sgml : 20161213 20161213175531 ACCESSION NUMBER: 0001109357-16-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXELON CORP CENTRAL INDEX KEY: 0001109357 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 232990190 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 BUSINESS PHONE: 3123947399 MAIL ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHATTUCK MAYO A III CENTRAL INDEX KEY: 0001087426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16169 FILM NUMBER: 162049868 MAIL ADDRESS: STREET 1: C/O GAP, INC. STREET 2: 2 FOLSOM ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-12 0001109357 EXELON CORP EXC 0001087426 SHATTUCK MAYO A III 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 1 0 0 1 Chairman Common Stock 2016-12-12 4 M 0 226562 21.25 A 660500 D Common Stock 2016-12-12 4 S 0 226562 34.63 D 433938 D Common Stock 2016-12-13 4 M 0 150000 21.25 A 583938 D Common Stock 2016-12-13 4 S 0 216289 35.09 D 367649 D Common Stock (401k Shares) 2046 D Common Stock 10000 I By Lizzie Mae, LLC Common Stock (Deferred stock units) 12195 I By Exelon Directors Deferred Stock Unit Plan NQ Stock Option 02/27/2009 21.25 2016-12-12 4 M 0 226562 D 2018-03-01 Common Stock 226562 150000 D NQ Stock Option 02/27/2009 21.25 2016-12-13 4 M 0 150000 D 2018-03-01 Common Stock 150000 0 D Shares were sold in lots ranging in price from $34.36 to $34.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares were sold in lots ranging in price from $34.62 to $35.44. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Shares held as of November 30, 2016 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends. Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein. Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III 2016-12-13