-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B2FvfHgnQKRbyTz5Wc6KdGp328HsE8+LzvRAOz96lZ+W6Ev8lYY6sKfdLUJ/an0d wkMVYvSTwHMz+Y+FIf2iAA== 0000950129-95-001553.txt : 19951205 0000950129-95-001553.hdr.sgml : 19951205 ACCESSION NUMBER: 0000950129-95-001553 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951204 SROS: NYSE SROS: PSE GROUP MEMBERS: COOPER INDUSTRIES INC GROUP MEMBERS: COOPIND INC. GROUP MEMBERS: CS HOLDINGS INTERNATIONAL INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WYMAN GORDON CO CENTRAL INDEX KEY: 0000108703 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 041992780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0528 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10796 FILM NUMBER: 95598737 BUSINESS ADDRESS: STREET 1: 244 WORCHESTER ST STREET 2: BOX 8001 CITY: NORTH GRAFTON STATE: MA ZIP: 01536 BUSINESS PHONE: 5088394441 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COOPER INDUSTRIES INC CENTRAL INDEX KEY: 0000024454 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 314156620 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 4000 STREET 2: FIRST CITY TWR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137395400 MAIL ADDRESS: STREET 1: P.O. BOX 4446 CITY: HOUSTON STATE: TX ZIP: 77210 FORMER COMPANY: FORMER CONFORMED NAME: COOPER BESSEMER CORP DATE OF NAME CHANGE: 19710505 SC 13D/A 1 COOPER INDUSTRIES - SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) WYMAN-GORDON COMPANY ---------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share ---------------------------------------------------------------------- (Title of Class and Securities) 983085 10 1 ---------------------------------------------------------------------- (CUSIP Number of Class of Securities) Diane K. Schumacher Senior Vice President, General Counsel & Secretary Cooper Industries, Inc. P.O. Box 4446 Houston, Texas 77210 (713) 739-5400 ---------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 24, 1995 ---------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement because of Rule 13d-1(b)(3) or(4), check the following box: [ ] Check the following box if a fee is being paid with this statement: [ ] 2 SCHEDULE 13D CUSIP No. 983085 10 1 - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Cooper Industries, Inc. 31-4156620 - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- (7) SOLE VOTING POWER NUMBER OF 16,500,000* SHARES -------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY EACH -------------------------------------------------- REPORTING (9) SOLE DISPOSITIVE POWER PERSON 16,500,000* WITH -------------------------------------------------- (10) SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,500,000* - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 47.0% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- *See Discussion under Item 5 of the Schedule 13D 2 3 SCHEDULE 13D CUSIP No. 983085 10 1 - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Coopind Inc. (formerly CS Holdings Inc.) 78-0450820 - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- (7) SOLE VOTING POWER NUMBER OF 16,500,000* SHARES -------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY EACH -------------------------------------------------- REPORTING (9) SOLE DISPOSITIVE POWER PERSON 16,500,000* WITH -------------------------------------------------- (10) SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,500,000* - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 47.0% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- * See Discussion under Item 5 of the Schedule 13D 3 4 SCHEDULE 13D CUSIP No. 983085 10 1 - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CS Holdings International Inc. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- (7) SOLE VOTING POWER NUMBER OF 16,500,000* SHARES -------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER OWNED BY EACH -------------------------------------------------- REPORTING (9) SOLE DISPOSITIVE POWER PERSON 16,500,000* WITH -------------------------------------------------- (10) SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,500,000* - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 47.0% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- * See Discussion under Item 5 of the Schedule 13D 4 5 Cooper Industries, Inc. ("Cooper"), Coopind Inc. ("Coopind") and CS Holdings International Inc. ("CS International") hereby amend their Schedule 13D, dated June 1, 1994, as amended by Amendment No. 1 thereto, dated February 3, 1995 and as amended by Amendment No. 2 thereto, dated October 17, 1995 (as amended, the "Schedule 13D"), which relates to the common stock, par value $1.00 per share (the "Company Common Stock"), of Wyman-Gordon Company, a Massachusetts corporation (the "Company"), as set forth below. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 of the Schedule 13D is hereby amended by adding the following: In connection with the Offering, Cooper or one of its above named affiliates (the "Lender") and Salomon Brothers Inc ("Salomon"), one of the co-managers for the Offering intend to enter into a Securities Loan Agreement (the "Securities Loan Agreement") which provides that, subject to certain restrictions and with the agreement of the Lender, Salomon may from time to time borrow, return and reborrow Shares from the Lender; provided, however, that the number of Shares borrowed at any time may not exceed 750,000 Shares in the initial twelve-month period of the agreement; 1,000,000 Shares in the second twelve-month period of the agreement; and 1,250,000 Shares in the third twelve-month period of the agreement, subject to adjustment to provide anti-dilution protection. The Securities Loan Agreement contains limitations on the amount of Shares that Salomon can borrow on any day and from time to time and requires Salomon to return borrowed Shares within a specified period of time from the date of borrowing and prior to any record date. The foregoing is a summary of the information set forth in the Agreement and is qualified in its entirety by reference to the Agreement, the form of which is attached hereto as Exhibit 99.8 and incorporated herein by reference. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 of the Schedule 13D is hereby amended by adding the following: Exhibit 99.8 -- Form of Master Securities Loan Agreement (Incorporated by reference to Exhibit 99.4 to Amendment No. 1 to Registration Statement on Form S-3 of Cooper Industries, Inc. (File No. 33-63457) filed with the Securities and Exchange 5 6 Commission on November 24, 1995.) Exhibit 99.9 -- Amendment, dated May 26, 1994, to Investment Agreement dated as of January 10, 1994, between Cooper Industries, Inc. and Wyman-Gordon Company. (Incorporated by reference to Exhibit 99.3 to Amendment No. 1 to Registration Statement on Form S-3 of Cooper Industries, Inc. (File No. 33-63457) filed with the Securities and Exchange Commission on November 24, 1995.) 6 7 Signatures After reasonable inquiry and to the best of the undersigneds' knowledge and belief, the undersigned certify that the information set forth in this Amendment No. 3 to the Schedule 13D is true, complete and correct. Date: December 1, 1995 COOPER INDUSTRIES, INC. /s/ Diane K. Schumacher Title: Senior Vice President, General Counsel and Secretary Date: December 1, 1995 COOPIND INC. /s/ Karen E. Herbert Title: Assistant Secretary Date: December 1, 1995 CS HOLDINGS INTERNATIONAL INC. /s/ Karen E. Herbert Title: Assistant Secretary 7 -----END PRIVACY-ENHANCED MESSAGE-----