SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CLAREMONT CREEK VENTURES L P

(Last) (First) (Middle)
300 FRANK H. OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SHOTSPOTTER, INC [ SSTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/12/2017 C 177,011 A $0.00 499,592 I By Claremont Creek Ventures, L.P.(1)
Common Stock 06/12/2017 C 192,539 A $0.00 692,131 I By Claremont Creek Ventures, L.P.(1)
Common Stock 06/12/2017 C 5,946 A $0.00 16,782 I By Claremont Creek Partners Fund, L.P.(1)
Common Stock 06/12/2017 C 6,467 A $0.00 23,249 I By Claremont Creek Partners Fund, L.P(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-2 Preferred Stock (2) 06/12/2017 C 247,379 (2) (2) Common Stock 177,011 (3) 0 I By Claremont Creek Ventures, L.P.(1)
Series B-1 Preferred Stock (4) 06/12/2017 C 192,539 (4) (4) Common Stock 192,539 (3) 0 I By Claremont Creek Ventures, L.P.(1)
Series A-2 Preferred Stock (2) 06/12/2017 C 8,310 (2) (2) Common Stock 5,946 (3) 0 I By Claremont Creek Partners Fund, L.P.(1)
Series B-1 Preferred Stock (4) 06/12/2017 C 6,467 (4) (4) Common Stock 6,467 (3) 0 I By Claremont Creek Partners Fund, L.P.(1)
1. Name and Address of Reporting Person*
CLAREMONT CREEK VENTURES L P

(Last) (First) (Middle)
300 FRANK H. OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Claremont Creek Partners fund L P

(Last) (First) (Middle)
300 FRANK H. OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Claremont Creek Partners, LLC

(Last) (First) (Middle)
300 FRANK H. OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GOLDHABER NATHANIEL

(Last) (First) (Middle)
C/O CLAREMONT CREEK VENTURES
300 FRANK H. OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Hawks Randall

(Last) (First) (Middle)
C/O CLAREMONT CREEK VENTURES
300 FRANK H OGAWA PLAZA #350

(Street)
OAKLAND CA 94612

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
2. Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
3. Inapplicable.
4. Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Remarks:
by /s/ Randall Hawks, Jr., Managing Member of General Partner 06/12/2017
/s/ Randall Hawks, Jr., Managing Member of General Partner 06/12/2017
/s/ Randall Hawks, Jr., Managing Member 06/12/2017
/s/ Nathaniel Goldhaber 06/12/2017
/s/ Randall Hawks, Jr. 06/12/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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