0001209191-17-039147.txt : 20170612
0001209191-17-039147.hdr.sgml : 20170612
20170612161824
ACCESSION NUMBER: 0001209191-17-039147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170612
DATE AS OF CHANGE: 20170612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawks Randall
CENTRAL INDEX KEY: 0001646756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906495
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA, #350
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDHABER NATHANIEL
CENTRAL INDEX KEY: 0001086858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906496
MAIL ADDRESS:
STREET 1: C/O CYBERGOLD INC
STREET 2: 2921 ADELINE ST
CITY: BERKELEY
STATE: CA
ZIP: 94703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Partners, LLC
CENTRAL INDEX KEY: 0001646777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906497
BUSINESS ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA, #350
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 510 740 5001
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA, #350
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Partners fund L P
CENTRAL INDEX KEY: 0001343179
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906498
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 5108738414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P
CENTRAL INDEX KEY: 0001332576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 17906499
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 510-873-8414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-12
0
0001351636
SHOTSPOTTER, INC
SSTI
0001332576
CLAREMONT CREEK VENTURES L P
300 FRANK H. OGAWA PLAZA #350
OAKLAND
CA
94612
0
0
1
0
0001343179
Claremont Creek Partners fund L P
300 FRANK H. OGAWA PLAZA #350
OAKLAND
CA
94612
0
0
1
0
0001646777
Claremont Creek Partners, LLC
300 FRANK H. OGAWA PLAZA #350
OAKLAND
CA
94612
0
0
1
0
0001086858
GOLDHABER NATHANIEL
C/O CLAREMONT CREEK VENTURES
300 FRANK H. OGAWA PLAZA #350
OAKLAND
CA
94612
0
0
1
0
0001646756
Hawks Randall
C/O CLAREMONT CREEK VENTURES
300 FRANK H OGAWA PLAZA #350
OAKLAND
CA
94612
1
0
1
0
Common Stock
2017-06-12
4
C
0
177011
0.00
A
499592
I
By Claremont Creek Ventures, L.P.
Common Stock
2017-06-12
4
C
0
192539
0.00
A
692131
I
By Claremont Creek Ventures, L.P.
Common Stock
2017-06-12
4
C
0
5946
0.00
A
16782
I
By Claremont Creek Partners Fund, L.P.
Common Stock
2017-06-12
4
C
0
6467
0.00
A
23249
I
By Claremont Creek Partners Fund, L.P
Series A-2 Preferred Stock
2017-06-12
4
C
0
247379
D
Common Stock
177011
0
I
By Claremont Creek Ventures, L.P.
Series B-1 Preferred Stock
2017-06-12
4
C
0
192539
D
Common Stock
192539
0
I
By Claremont Creek Ventures, L.P.
Series A-2 Preferred Stock
2017-06-12
4
C
0
8310
D
Common Stock
5946
0
I
By Claremont Creek Partners Fund, L.P.
Series B-1 Preferred Stock
2017-06-12
4
C
0
6467
D
Common Stock
6467
0
I
By Claremont Creek Partners Fund, L.P.
Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Inapplicable.
Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
by /s/ Randall Hawks, Jr., Managing Member of General Partner
2017-06-12
/s/ Randall Hawks, Jr., Managing Member of General Partner
2017-06-12
/s/ Randall Hawks, Jr., Managing Member
2017-06-12
/s/ Nathaniel Goldhaber
2017-06-12
/s/ Randall Hawks, Jr.
2017-06-12