0001209191-17-038047.txt : 20170606 0001209191-17-038047.hdr.sgml : 20170606 20170606130848 ACCESSION NUMBER: 0001209191-17-038047 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170606 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHOTSPOTTER, INC CENTRAL INDEX KEY: 0001351636 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: (510) 794-3100 MAIL ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 FORMER COMPANY: FORMER CONFORMED NAME: SHOTSPOTTER INC DATE OF NAME CHANGE: 20110517 FORMER COMPANY: FORMER CONFORMED NAME: Shotspotter Inc DATE OF NAME CHANGE: 20060131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Randall CENTRAL INDEX KEY: 0001646756 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 17893628 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDHABER NATHANIEL CENTRAL INDEX KEY: 0001086858 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 17893629 MAIL ADDRESS: STREET 1: C/O CYBERGOLD INC STREET 2: 2921 ADELINE ST CITY: BERKELEY STATE: CA ZIP: 94703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners, LLC CENTRAL INDEX KEY: 0001646777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 17893630 BUSINESS ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510 740 5001 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners fund L P CENTRAL INDEX KEY: 0001343179 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 17893631 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 5108738414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P CENTRAL INDEX KEY: 0001332576 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 17893632 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510-873-8414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-06-06 0 0001351636 SHOTSPOTTER, INC SSTI 0001332576 CLAREMONT CREEK VENTURES L P 300 FRANK H. OGAWA PLAZA #350 OAKLAND CA 94612 0 0 1 0 0001343179 Claremont Creek Partners fund L P 300 FRANK H. OGAWA PLAZA #350 OAKLAND CA 94612 0 0 1 0 0001646777 Claremont Creek Partners, LLC 300 FRANK H. OGAWA PLAZA #350 OAKLAND CA 94612 0 0 1 0 0001086858 GOLDHABER NATHANIEL C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA #350 OAKLAND CA 94612 0 0 1 0 0001646756 Hawks Randall C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA #350 OAKLAND CA 94612 1 0 1 0 Common Stock 322581 I By Claremont Creek Ventures, L.P. Common Stock 10836 I By Claremont Creek Partners Fund, L.P. Series A-2 Preferred Stock Common Stock 177011 I By Claremont Creek Ventures, L.P. Series A-2 Preferred Stock Common Stock 5946 I By Claremont Creek Partners Fund, L.P. Series B-1 Preferred Stock Common Stock 192539 I By Claremont Creek Ventures, L.P. Series B-1 Preferred Stock Common Stock 6467 I By Claremont Creek Partners Fund, L.P. Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Each share of Series A-2 Preferred stock will be automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. Each share of Series B-1 Preferred stock will be automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. by /s/ Randall Hawks, Jr., Managing Member of General Partner 2017-06-05 by /s/ Randall Hawks, Jr., Managing Member of General Partner 2017-06-05 by /s/ Randall Hawks, Jr., Managing Member 2017-06-05 /s/ Nathaniel Goldhaber 2017-06-05 /s/ Randall Hawks, Jr. 2017-06-05 EX-24.3_729420 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints Ralph Clark, Alan Stewart, Sonya Strickler of ShotSpotter, Inc., a Delaware corporation (the "Company") and Jodie Bourdet, Rob Phillips, Amanda Busch and Ron Metzger of Cooley LLP as the undersigned's true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of the Company, with the SEC, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Exchange Act and the rules and regulations promulgated thereunder, as amended from time to time; (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants the foregoing attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 5th day of June, 2017. /s/ Randall Hawks, Jr.