0001209191-15-060278.txt : 20150709 0001209191-15-060278.hdr.sgml : 20150709 20150709161723 ACCESSION NUMBER: 0001209191-15-060278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150709 DATE AS OF CHANGE: 20150709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDHABER NATHANIEL CENTRAL INDEX KEY: 0001086858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981701 MAIL ADDRESS: STREET 1: C/O CYBERGOLD INC STREET 2: 2921 ADELINE ST CITY: BERKELEY STATE: CA ZIP: 94703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Randall CENTRAL INDEX KEY: 0001646756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981702 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners fund L P CENTRAL INDEX KEY: 0001343179 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981703 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 5108738414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Ventures II LP CENTRAL INDEX KEY: 0001443493 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981704 BUSINESS ADDRESS: STREET 1: c/o Claremont Creet Ventures STREET 2: 300 frank H ogawa plaza Ste 350 CITY: Oakland STATE: Ca ZIP: 94612 BUSINESS PHONE: 510-470-5001 MAIL ADDRESS: STREET 1: c/o Claremont Creet Ventures STREET 2: 300 frank H ogawa plaza Ste 350 CITY: Oakland STATE: Ca ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P CENTRAL INDEX KEY: 0001332576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981705 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510-873-8414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-08 0 0001604821 Natera, Inc. NTRA 0001332576 CLAREMONT CREEK VENTURES L P C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA, SUITE 350 OAKLAND CA 94612 0 0 1 0 0001443493 Claremont Creek Ventures II LP C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA, SUITE 350 OAKLAND CA 94612 0 0 1 0 0001343179 Claremont Creek Partners fund L P C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA, SUITE 350 OAKLAND CA 94612 0 0 1 0 0001646756 Hawks Randall C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA, SUITE 350 OAKLAND CA 94612 0 0 1 0 0001086858 GOLDHABER NATHANIEL C/O CLAREMONT CREEK VENTURES 300 FRANK H. OGAWA PLAZA, SUITE 350 OAKLAND CA 94612 0 0 1 0 Common Stock 2015-07-08 4 C 0 6516224 A 6516224 I By Claremont Creek Ventures, L.P. Common Stock 2015-07-08 4 C 0 218888 A 218888 I By Claremont Creek Partners Fund, L.P. Common Stock 2015-07-08 4 C 0 569861 A 569861 I By Claremont Creek Ventures II, L.P. Common Stock 2015-07-08 4 M 0 42392 A 6558616 I By Claremont Creek Ventures, L.P. Common Stock 2015-07-08 4 M 0 1423 A 220311 I By Claremont Creek Partners Fund, L.P. Common Stock 2015-07-08 4 M 0 41549 A 611410 I By Claremont Creek Ventures II, L.P. Series A Preferred Stock 2015-07-08 4 C 0 3270626 0.00 D Common Stock 3270626 0 I By Claremont Creek Ventures, L.P. Series A Preferred Stock 2015-07-08 4 C 0 109866 0.00 D Common Stock 109866 0 I By Claremont Creek Partners Fund, L.P. Series B Preferred Stock 2015-07-08 4 C 0 1535063 0.00 D Common Stock 1535063 0 I By Claremont Creek Ventures, L.P. Series B Preferred Stock 2015-07-08 4 C 0 51565 0.00 D Common Stock 51565 0 I By Claremont Creek Partners Fund, L.P. Series C Preferred Stock 2015-07-08 4 C 0 773917 0.00 D Common Stock 773917 0 I By Claremont Creek Ventures, L.P. Series C Preferred Stock 2015-07-08 4 C 0 25996 0.00 D Common Stock 25996 0 I By Claremont Creek Partners Fund, L.P. Series D Preferred Stock 2015-07-08 4 C 0 355192 0.00 D Common Stock 355192 0 I By Claremont Creek Ventures, L.P. Series D Preferred Stock 2015-07-08 4 C 0 11931 0.00 D Common Stock 11931 0 I By Claremont Creek Partners Fund, L.P. Series E Preferred Stock 2015-07-08 4 C 0 581426 0.00 D Common Stock 581426 0 I By Claremont Creek Ventures, L.P. Series E Preferred Stock 2015-07-08 4 C 0 19530 0.00 D Common Stock 19530 0 I By Claremont Creek Partners Fund, L.P. Series E Preferred Stock 2015-07-08 4 C 0 569861 0.00 D Common Stock 569861 0 I By Claremont Creek Ventures II, L.P. Common Stock Warrant (right to buy) 0.0163 2015-07-08 4 M 0 42392 0.00 D 2014-11-20 2021-11-19 Common Stock 42392 0 I By Claremont Creek Ventures, L.P. Common Stock Warrant (right to buy) 0.0163 2015-07-08 4 M 0 1423 0.00 D 2014-11-20 2021-11-19 Common Stock 1423 0 I By Claremont Creek Partners Fund, L.P. Common Stock Warrant (right to buy) 0.0163 2015-07-08 4 M 0 41549 0.00 D 2014-11-20 2021-11-19 Common Stock 41549 0 I By Claremont Creek Ventures II, L.P. Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") of Common Stock, and has no expiration date. Claremont Creek Partners, LLC ("CCP LLC") is the general partner of Claremont Creek Ventures, L.P. and Claremont Creek Partners Fund, L.P., and Claremont Creek Partners II, LLC ("CCP LLC II") is the general partner of Claremont Creek Ventures II, L.P. (collectively, the "Claremont Entities"). The managing members of CCP LLC and CCP LLC II are Nat Goldhaber and Randy Hawks. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. This warrant was net exercised at the time of the IPO based on the IPO price. /s/ Richard C. Blake, attorney in fact 2015-07-09 /s/ Richard C. Blake, attorney in fact 2015-07-09 /s/ Richard C. Blake, attorney in fact 2015-07-09 /s/ Randall Hawks 2015-07-09 /s/ Nathaniel Goldhaber 2015-07-09