0000899243-18-022706.txt : 20180817 0000899243-18-022706.hdr.sgml : 20180817 20180817164610 ACCESSION NUMBER: 0000899243-18-022706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P CENTRAL INDEX KEY: 0001332576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026252 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510-873-8414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners, LLC CENTRAL INDEX KEY: 0001646777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026253 BUSINESS ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510 740 5001 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners II, LLC CENTRAL INDEX KEY: 0001646778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026254 BUSINESS ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510 740 5001 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Partners fund L P CENTRAL INDEX KEY: 0001343179 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026255 BUSINESS ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 5108738414 MAIL ADDRESS: STREET 1: 505 14TH ST SUITE 800 STREET 2: C/O CLAREMONT CREEK CITY: OAKLAND STATE: CA ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claremont Creek Ventures II LP CENTRAL INDEX KEY: 0001443493 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026256 BUSINESS ADDRESS: STREET 1: c/o Claremont Creet Ventures STREET 2: 300 frank H ogawa plaza Ste 350 CITY: Oakland STATE: Ca ZIP: 94612 BUSINESS PHONE: 510-470-5001 MAIL ADDRESS: STREET 1: c/o Claremont Creet Ventures STREET 2: 300 frank H ogawa plaza Ste 350 CITY: Oakland STATE: Ca ZIP: 94612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDHABER NATHANIEL CENTRAL INDEX KEY: 0001086858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026257 MAIL ADDRESS: STREET 1: C/O CYBERGOLD INC STREET 2: 2921 ADELINE ST CITY: BERKELEY STATE: CA ZIP: 94703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Randall CENTRAL INDEX KEY: 0001646756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181026258 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA, #350 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-15 1 0001604821 Natera, Inc. NTRA 0001332576 CLAREMONT CREEK VENTURES L P 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001646777 Claremont Creek Partners, LLC 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001646778 Claremont Creek Partners II, LLC 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001343179 Claremont Creek Partners fund L P 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001443493 Claremont Creek Ventures II LP 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001086858 GOLDHABER NATHANIEL 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 0001646756 Hawks Randall 300 FRANK H OGAWA PLAZA OAKLAND CA 94612 0 0 1 0 Common Stock 2018-08-15 4 J 0 483221 D 5178133 I By Claremont Creek Ventures, L.P. Common Stock 2018-08-15 4 J 0 16397 D 173943 I By Claremont Creek Partners Fund, L.P. Common Stock 2018-08-15 4 J 0 4880 A 4880 I Claremont Creek Partners, LLC Common Stock 2018-08-15 4 S 0 4880 24.57 D 0 I Claremont Creek Partners, LLC Common Stock 2018-08-15 4 J 0 6995 A 17714 I Goldhaber Investments, L.P. - Fund I Common Stock 2018-08-15 4 J 0 175 A 495 I Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE Common Stock 2018-08-15 4 J 0 4064 A 11215 I Randall Hawks Common Stock 2018-08-15 4 J 0 45034 D 482728 I By Claremont Creek Ventures II, L.P. Common Stock 2018-08-15 4 J 0 469 A 469 I By Claremont Creek Partners II, LLC Common Stock 2018-08-15 4 J 0 469 D 0 I By Claremont Creek Partners II, LLC Common Stock 2018-08-15 4 J 0 201 A 201 I Goldhaber Investments, L.P. - Fund 2 Common Stock 2018-08-15 4 J 0 201 A 11416 I Randall Hawks Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II"). These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9). These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. Claremont Creek Partners, LLC, By: /s/ Randall Hawks, Managing Member 2018-08-17 Claremont Creek Partners II, LLC, By: /s/ Randall Hawks, Managing Member 2018-08-17 Claremont Creek Ventures, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, By: /s/ Randall Hawks, Managing Member 2018-08-17 Claremont Creek Partners Fund, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, By: /s/ Randall Hawks, Managing Member 2018-08-17 Claremont Creek Ventures II, L.P., By: Claremont Creek Partners II, LLC, Its: General Partner, By: /s/ Randall Hawks, Managing Member 2018-08-17 /s/ Nathaniel Goldhaber 2018-08-17 /s/ Randall Hawks 2018-08-17