0000899243-18-013204.txt : 20180517
0000899243-18-013204.hdr.sgml : 20180517
20180517162005
ACCESSION NUMBER: 0000899243-18-013204
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180511
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawks Randall
CENTRAL INDEX KEY: 0001646756
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18843237
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA, #350
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDHABER NATHANIEL
CENTRAL INDEX KEY: 0001086858
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18843236
MAIL ADDRESS:
STREET 1: C/O CYBERGOLD INC
STREET 2: 2921 ADELINE ST
CITY: BERKELEY
STATE: CA
ZIP: 94703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P
CENTRAL INDEX KEY: 0001332576
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18843240
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 510-873-8414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Ventures II LP
CENTRAL INDEX KEY: 0001443493
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18843238
BUSINESS ADDRESS:
STREET 1: c/o Claremont Creet Ventures
STREET 2: 300 frank H ogawa plaza Ste 350
CITY: Oakland
STATE: Ca
ZIP: 94612
BUSINESS PHONE: 510-470-5001
MAIL ADDRESS:
STREET 1: c/o Claremont Creet Ventures
STREET 2: 300 frank H ogawa plaza Ste 350
CITY: Oakland
STATE: Ca
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Partners fund L P
CENTRAL INDEX KEY: 0001343179
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18843239
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 5108738414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-05-11
2018-05-15
0
0001604821
Natera, Inc.
NTRA
0001332576
CLAREMONT CREEK VENTURES L P
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001343179
Claremont Creek Partners fund L P
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001443493
Claremont Creek Ventures II LP
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001646756
Hawks Randall
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001086858
GOLDHABER NATHANIEL
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
Common Stock
2018-05-11
4
J
0
295242
D
5669215
I
By Claremont Creek Ventures, L.P.
Common Stock
2018-05-11
4
J
0
10018
D
190340
I
By Claremont Creek Partners Fund, L.P.
Common Stock
2018-05-11
4
J
0
2982
A
2982
I
Claremont Creek Partners, LLC
Common Stock
2018-05-14
4
S
0
994
11.48
D
1998
I
Claremont Creek Partners, LLC
Common Stock
2018-05-11
4
J
0
4273
A
14992
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2018-05-14
4
S
0
1424
11.48
D
13568
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2018-05-11
4
J
0
107
A
320
I
Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
Common Stock
2018-05-11
4
J
0
2483
A
9634
I
Randall Hawks
Common Stock
2018-05-14
4
S
0
828
11.48
D
8806
I
Randall Hawks
Common Stock
2018-05-14
4
S
0
9267
11.48
D
546766
I
By Claremont Creek Ventures II, L.P.
Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).
These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).
These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
This Amended Form 4 is being filed to correct the number of shares sold by Claremont Creek Partners, LLC, Goldhaber Investments, L.P. - Fund I, Randall Hawks and Claremont Creek Ventures II, L.P. on May 14, 2018, as originally reported on a Form 4 filed by the reporting persons on May 15, 2018 (the "Original Form 4"). No other changes from the Original Form 4 are reflected herein.
Claremont Creek Ventures, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, /s/ Randall Hawks, Managing Member
2018-05-17
Claremont Creek Partners Fund, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, /s/ Randall Hawks, Managing Member
2018-05-17
Claremont Creek Ventures II, L.P., By: Claremont Creek Partners II, LLC, Its: General Partner, /s/ Randall Hawks, Managing Member
2018-05-17
/s/ Nathaniel Goldhaber
2018-05-17
/s/ Randall Hawks
2018-05-17