0000899243-18-000661.txt : 20180108
0000899243-18-000661.hdr.sgml : 20180108
20180108151424
ACCESSION NUMBER: 0000899243-18-000661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160805
FILED AS OF DATE: 20180108
DATE AS OF CHANGE: 20180108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawks Randall
CENTRAL INDEX KEY: 0001646756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18516211
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA, #350
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDHABER NATHANIEL
CENTRAL INDEX KEY: 0001086858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18516212
MAIL ADDRESS:
STREET 1: C/O CYBERGOLD INC
STREET 2: 2921 ADELINE ST
CITY: BERKELEY
STATE: CA
ZIP: 94703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAREMONT CREEK VENTURES L P
CENTRAL INDEX KEY: 0001332576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18516215
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 510-873-8414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
CITY: OAKLAND
STATE: CA
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Ventures II LP
CENTRAL INDEX KEY: 0001443493
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18516213
BUSINESS ADDRESS:
STREET 1: c/o Claremont Creet Ventures
STREET 2: 300 frank H ogawa plaza Ste 350
CITY: Oakland
STATE: Ca
ZIP: 94612
BUSINESS PHONE: 510-470-5001
MAIL ADDRESS:
STREET 1: c/o Claremont Creet Ventures
STREET 2: 300 frank H ogawa plaza Ste 350
CITY: Oakland
STATE: Ca
ZIP: 94612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Claremont Creek Partners fund L P
CENTRAL INDEX KEY: 0001343179
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 18516214
BUSINESS ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 5108738414
MAIL ADDRESS:
STREET 1: 505 14TH ST SUITE 800
STREET 2: C/O CLAREMONT CREEK
CITY: OAKLAND
STATE: CA
ZIP: 94612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-05
0
0001604821
Natera, Inc.
NTRA
0001332576
CLAREMONT CREEK VENTURES L P
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001343179
Claremont Creek Partners fund L P
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001443493
Claremont Creek Ventures II LP
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001086858
GOLDHABER NATHANIEL
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
0001646756
Hawks Randall
300 FRANK H OGAWA PLAZA
OAKLAND
CA
94612
0
0
1
0
Common Stock
2016-08-05
4
J
0
327922
D
6230694
I
By Claremont Creek Ventures, L.P.
Common Stock
2016-08-05
4
J
0
11010
D
209301
I
By Claremont Creek Partners Fund, L.P.
Common Stock
2016-08-05
4
J
0
3278
A
3278
I
Claremont Creek Partners, LLC
Common Stock
2016-08-05
4
J
0
3278
D
0
I
Claremont Creek Partners, LLC
Common Stock
2016-08-05
4
J
0
5842
A
5842
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2016-08-05
4
J
0
117
A
117
I
Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
Common Stock
2016-08-05
4
J
0
3873
A
3873
I
Randall Hawks
Common Stock
2016-08-05
4
J
0
30557
D
580853
I
By Claremont Creek Ventures II, L.P.
Common Stock
2016-08-05
4
J
0
313
A
313
I
Claremont Creek Partners II, LLC
Common Stock
2016-08-05
4
J
0
313
D
0
I
Claremont Creek Partners II, LLC
Common Stock
2016-08-05
4
J
0
134
A
5976
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2016-08-05
4
J
0
134
A
4007
I
Randall Hawks
Common Stock
2017-11-27
4
J
0
266237
D
5964457
I
By Claremont Creek Ventures, L.P.
Common Stock
2017-11-27
4
J
0
8943
D
200358
I
By Claremont Creek Partners Fund, L.P.
Common Stock
2017-11-27
4
J
0
2662
A
2662
I
Claremont Creek Partners, LLC
Common Stock
2017-11-27
4
J
0
2662
D
0
I
Claremont Creek Partners, LLC
Common Stock
2017-11-27
4
J
0
4743
A
10719
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2017-11-27
4
J
0
96
A
213
I
Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
Common Stock
2017-11-27
4
J
0
3144
A
7151
I
Randall Hawks
Common Stock
2017-11-27
4
J
0
24820
D
556033
I
By Claremont Creek Ventures II, L.P.
Common Stock
2017-11-27
4
J
0
255
A
255
I
Claremont Creek Partners II, LLC
Common Stock
2017-11-27
4
J
0
255
D
0
I
Claremont Creek Partners II, LLC
Common Stock
2017-11-27
4
J
0
109
A
10828
I
Goldhaber Investments, L.P. - Fund I
Common Stock
2017-11-27
4
J
0
109
A
7260
I
Randall Hawks
Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (1).
These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.
Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to its partners, including its general partner, Claremont Creek Partners II, LLC ("CCP II").
These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (6).
Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1) and (5) as follows: (i) 4,699 shares from CCPF and (ii) 1,143 shares from CCP. The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1) and (5) as follows: (i) 2,730 shares from CCPF, and (ii) 1,143 shares from CCP.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (10). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (10).
Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.
Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).
Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.
Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.
Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).
Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Claremont Creek Ventures, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, By: , Managing Member
2018-01-08
Claremont Creek Partners Fund, L.P., By: Claremont Creek Partners, LLC, Its: General Partner, By: , Managing Member
2018-01-08
Claremont Creek Ventures II, L.P., By: Claremont Creek Partners II, LLC, Its: General Partner, By: , Managing Member
2018-01-08
Nathaniel Goldhaber
2018-01-08
Randall Hawks
2018-01-08