CHIEF COMPLIANCE OFFICER

0001086763-23-000011.txt : 20230512 0001086763-23-000011.hdr.sgml : 20230512 20230512163353 ACCESSION NUMBER: 0001086763-23-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 23916426 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001086763 XXXXXXXX 03-31-2023 03-31-2023 false FIRST FOUNDATION ADVISORS

18101 Von Karman Avenue Ste 700 Irvine CA 92612

13F HOLDINGS REPORT 028-05785 N GREGORY S. BRUCE CHIEF COMPLIANCE OFFICER 949-622-3724 GREGORY S.BRUCE IRVINE CA 05-12-2023 2 673 2174835419 1 0001512978 028-14438 Brookmont Capital Management 2 0001758552 025-04210 FIRST FOUNDATION BANK INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 217367 2068 SH SOLE 1163 0 905 3M CO COM 88579Y101 219834 2091 SH DFND 2 1973 0 118 ABBOTT LABS COM 002824100 1150495 11362 SH SOLE 5281 0 6081 ABBOTT LABS COM 002824100 196343 1939 SH DFND 2 748 0 1191 ABBVIE INC COM 00287Y109 1884964 11828 SH SOLE 5887 0 5941 ABBVIE INC COM 00287Y109 190925 1198 SH DFND 2 0 0 1198 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2854956 9989 SH SOLE 6604 0 3385 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 241224 844 SH DFND 2 260 0 584 ADOBE SYSTEMS INCORPORATED COM 00724F101 4096483 10630 SH SOLE 7946 0 2684 ADOBE SYSTEMS INCORPORATED COM 00724F101 175343 455 SH DFND 2 71 0 384 ADVANCED MICRO DEVICES INC COM 007903107 18419607 187936 SH SOLE 181562 0 6374 ADVANCED MICRO DEVICES INC COM 007903107 152406 1555 SH DFND 2 110 0 1445 AERWINS TECHNOLOGIES INC COM 00810J108 94000 100000 SH SOLE 100000 0 0 AIR PRODS & CHEMS INC COM 009158106 395488 1377 SH SOLE 1058 0 319 AIR PRODS & CHEMS INC COM 009158106 63761 222 SH DFND 2 5 0 217 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 5209348 41479 SH SOLE 40349 0 1130 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 114789 914 SH DFND 2 112 0 802 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 1032528 28242 SH SOLE 28242 0 0 ALLSTATE CORP COM 020002101 264836 2390 SH SOLE 1569 0 821 ALLSTATE CORP COM 020002101 14959 135 SH DFND 2 40 0 95 ALPHABET INC CAP STK CL C 02079K107 77476071 744962 SH SOLE 661018 0 83944 ALPHABET INC CAP STK CL C 02079K107 401440 3860 SH DFND 1 3860 0 0 ALPHABET INC CAP STK CL C 02079K107 7743320 74455 SH DFND 2 7375 0 67080 ALPHABET INC CAP STK CL A 02079K305 4659863 44923 SH SOLE 29872 0 15051 ALPHABET INC CAP STK CL A 02079K305 1205343 11620 SH DFND 1 11620 0 0 ALPHABET INC CAP STK CL A 02079K305 1033669 9965 SH DFND 2 610 0 9355 ALPS ETF TR ALERIAN MLP 00162Q452 702863 18185 SH SOLE 18185 0 0 ALTRIA GROUP INC COM 02209S103 1557907 34915 SH SOLE 31662 0 3253 ALTRIA GROUP INC COM 02209S103 34090 764 SH DFND 2 0 0 764 AMAZON COM INC COM 023135106 47352733 458445 SH SOLE 395870 0 62575 AMAZON COM INC COM 023135106 3840012 37177 SH DFND 2 4825 0 32352 AMERICA MOVIL SAB DE CV SPON ADS RP CL B 02390A101 38669 1837 SH SOLE 1200 0 637 AMERICA MOVIL SAB DE CV SPON ADS RP CL B 02390A101 551321 26191 SH DFND 2 26191 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 284705 19302 SH SOLE 18668 0 634 AMERICAN EXPRESS CO COM 025816109 759265 4603 SH SOLE 2698 0 1905 AMERICAN TOWER CORP NEW COM 03027X100 491846 2407 SH SOLE 837 0 1570 AMERICAN TOWER CORP NEW COM 03027X100 63754 312 SH DFND 2 312 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 343373 2344 SH SOLE 125 0 2219 AMERICAN WTR WKS CO INC NEW COM 030420103 10108 69 SH DFND 2 69 0 0 AMERISOURCEBERGEN CORP COM 03073e105 15102798 94328 SH SOLE 83849 0 10479 AMERISOURCEBERGEN CORP COM 03073e105 2100003 13116 SH DFND 2 679 0 12437 AMGEN INC COM 031162100 1241427 5135 SH SOLE 3434 0 1701 AMGEN INC COM 031162100 6286 26 SH DFND 2 0 0 26 AMPHENOL CORP NEW CL A 032095101 13808185 168969 SH SOLE 151914 0 17056 AMPHENOL CORP NEW CL A 032095101 1236260 15128 SH DFND 2 939 0 14189 ANALOG DEVICES INC COM 032654105 3008986 15257 SH SOLE 11513 0 3744 ANALOG DEVICES INC COM 032654105 191303 970 SH DFND 2 184 0 786 AON PLC SHS CL A G0403H108 8183092 25954 SH SOLE 22795 0 3159 AON PLC SHS CL A G0403H108 1035728 3285 SH DFND 2 234 0 3051 APOLLO SR FLOATING RATE FD I COM 037636107 139157 11018 SH SOLE 3425 0 7593 APPLE INC COM 037833100 59137343 358625 SH SOLE 267047 0 91578 APPLE INC COM 037833100 5502648 33370 SH DFND 2 6145 0 27225 APPLIED MATLS INC COM 038222105 12315378 100264 SH SOLE 89768 0 10496 APPLIED MATLS INC COM 038222105 1375328 11197 SH DFND 2 3022 0 8175 APTIV PLC SHS G6095L109 320639 2858 SH SOLE 374 0 2484 APTIV PLC SHS G6095L109 75055 669 SH DFND 2 669 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 107610 8990 SH SOLE 8990 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 93462 7808 SH DFND 1 7808 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 114359 168 SH SOLE 42 0 126 ASML HOLDING N V N Y REGISTRY SHS N07059210 222592 327 SH DFND 2 88 0 239 AT&T INC COM 00206R102 582577 30264 SH SOLE 23067 0 7197 AT&T INC COM 00206R102 179666 9333 SH DFND 2 7015 0 2318 AUTODESK INC COM 052769106 276645 1329 SH SOLE 134 0 1195 AUTODESK INC COM 052769106 12906 62 SH DFND 2 0 0 62 AUTOMATIC DATA PROCESSING IN COM 053015103 642955 2888 SH SOLE 1148 0 1740 AUTOMATIC DATA PROCESSING IN COM 053015103 130239 585 SH DFND 2 157 0 428 BALL CORP COM 058498106 1454904 26400 SH SOLE 23011 0 3389 BALL CORP COM 058498106 104599 1898 SH DFND 2 68 0 1830 BANK AMERICA CORP COM 060505104 674128 23571 SH SOLE 14700 0 8871 BANK AMERICA CORP COM 060505104 117718 4116 SH DFND 2 0 0 4116 BANK AMERICA CORP 7.25%CNV PFD L 060505682 760212 651 SH SOLE 633 0 18 BANK AMERICA CORP 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5500 0 9115 BLACKROCK FLOATING RATE INCO COM 09255X100 214391 18324 SH SOLE 18324 0 0 BLACKROCK INC COM 09247X101 2950882 4410 SH SOLE 3568 0 842 BLACKROCK INC COM 09247X101 190699 285 SH DFND 2 124 0 161 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 219453 19842 SH SOLE 19842 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 286523 15989 SH SOLE 15989 0 0 BLACKSTONE INC COM 09260D107 13205147 150332 SH SOLE 140377 0 9955 BLACKSTONE INC COM 09260D107 1071121 12194 SH DFND 2 1867 0 10327 BLOOM ENERGY CORP COM CL A 093712107 2108773 105809 SH SOLE 102190 0 3619 BOEING CO COM 097023105 1221897 5752 SH SOLE 5280 0 472 BOEING CO COM 097023105 377488 1777 SH DFND 2 1777 0 0 BOOKING HOLDINGS INC COM 09857L108 445605 168 SH SOLE 125 0 43 BOOKING HOLDINGS INC COM 09857L108 95487 36 SH DFND 2 2 0 34 BRISTOL-MYERS SQUIBB CO COM 110122108 554113 7995 SH SOLE 3296 0 4699 BRISTOL-MYERS SQUIBB CO COM 110122108 2564 37 SH DFND 2 0 0 37 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 2137403 60860 SH SOLE 59735 0 1125 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 8780 250 SH DFND 2 131 0 119 BROADCOM INC COM 11135F101 1366827 2131 SH SOLE 1486 0 645 BROADCOM INC COM 11135F101 3426465 5341 SH DFND 2 4 0 5337 BROOKFIELD CORP CL A LTD VT SH 11271J107 16964810 520553 SH SOLE 479714 0 40839 BROOKFIELD CORP CL A LTD VT SH 11271J107 1963482 60248 SH DFND 1 60248 0 0 BROOKFIELD CORP CL A LTD VT SH 11271J107 1264199 38791 SH DFND 2 1584 0 37207 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 513372 15202 SH SOLE 15202 0 0 BROWN FORMAN CORP CL B 115637209 1324798 20613 SH SOLE 20344 0 269 BROWN FORMAN CORP CL B 115637209 20952 326 SH DFND 2 0 0 326 BURFORD CAP LTD ORD SHS G17977110 145594 13164 SH SOLE 12234 0 930 BURFORD CAP LTD ORD SHS G17977110 4287608 387668 SH DFND 1 387668 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 231939 1104 SH SOLE 129 0 975 CANADIAN NATL RY CO COM 136375102 1469316 12455 SH SOLE 2403 0 10052 CANADIAN NATL RY CO COM 136375102 10381 88 SH DFND 2 48 0 40 CANADIAN PAC RY LTD COM 13645T100 28266304 367381 SH SOLE 340212 0 27169 CANADIAN PAC RY LTD COM 13645T100 2338976 30400 SH DFND 1 30400 0 0 CANADIAN PAC RY LTD COM 13645T100 2441999 31739 SH DFND 2 2576 0 29163 CANOO INC COM CL A 13803R102 7166 10980 SH SOLE 10980 0 0 CARMAX INC COM 143130102 7683067 119525 SH SOLE 108511 0 11014 CARMAX INC COM 143130102 758568 11801 SH DFND 2 498 0 11303 CARRIER GLOBAL CORPORATION COM 14448C104 227652 4976 SH SOLE 2104 0 2872 CARRIER GLOBAL CORPORATION COM 14448C104 30561 668 SH DFND 2 0 0 668 CATERPILLAR INC COM 149123101 784194 3427 SH SOLE 3025 0 402 CATERPILLAR INC COM 149123101 318774 1393 SH DFND 2 0 0 1393 CENTENE CORP DEL COM 15135B101 79961 1265 SH SOLE 347 0 918 CENTENE CORP DEL COM 15135B101 126483 2001 SH DFND 2 0 0 2001 CHEVRON CORP NEW COM 166764100 20554099 125975 SH SOLE 114896 0 11079 CHEVRON CORP NEW COM 166764100 3086987 18920 SH DFND 2 1064 0 17856 CINTAS CORP COM 172908105 3042068 6575 SH SOLE 5950 0 625 CINTAS CORP COM 172908105 179057 387 SH DFND 2 0 0 387 CISCO SYS INC COM 17275R102 14826909 283633 SH SOLE 240893 0 42740 CISCO SYS INC COM 17275R102 1275197 24394 SH DFND 2 3749 0 20645 CME GROUP INC COM 12572Q105 14492185 75669 SH SOLE 67845 0 7825 CME GROUP INC COM 12572Q105 1086493 5673 SH DFND 2 471 0 5202 COCA COLA CO COM 191216100 1555313 25074 SH SOLE 13246 0 11828 COCA COLA CO COM 191216100 487122 7853 SH DFND 2 1284 0 6569 COLGATE PALMOLIVE CO COM 194162103 280911 3738 SH SOLE 1583 0 2155 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 2326781 130206 SH SOLE 128973 0 1233 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 37974 2125 SH DFND 2 0 0 2125 COMCAST CORP NEW CL A 20030N101 1038127 27384 SH SOLE 19007 0 8377 COMCAST CORP NEW CL A 20030N101 153763 4056 SH DFND 2 2069 0 1987 CONOCOPHILLIPS COM 20825C104 327523 3301 SH SOLE 2027 0 1274 CONOCOPHILLIPS COM 20825C104 96134 969 SH DFND 2 0 0 969 CORMEDIX INC COM 21900C308 68890 16640 SH SOLE 16640 0 0 CORTEVA INC COM 22052L104 370243 6139 SH SOLE 711 0 5428 CORTEVA INC COM 22052L104 62662 1039 SH DFND 2 0 0 1039 COSTCO WHSL CORP NEW COM 22160K105 7604282 15304 SH SOLE 12029 0 3275 COSTCO WHSL CORP NEW COM 22160K105 479976 966 SH DFND 2 62 0 904 CREATIVE MEDIA & CMNTY TR COM NEW 125525584 147476 36235 SH SOLE 36235 0 0 CREATIVE MEDIA & CMNTY TR COM NEW 125525584 1177337 289272 SH DFND 1 289272 0 0 CTO RLTY GROWTH INC NEW COM 22948Q101 274831 15923 SH SOLE 15923 0 0 CVS HEALTH CORP COM 126650100 1126973 15166 SH SOLE 11421 0 3745 CVS HEALTH CORP COM 126650100 98015 1319 SH DFND 2 411 0 908 DANAHER CORPORATION COM 235851102 26586770 105486 SH SOLE 95961 0 9525 DANAHER CORPORATION COM 235851102 2111087 8376 SH DFND 2 1065 0 7311 DEERE & CO COM 244199105 814866 1974 SH SOLE 936 0 1038 DEERE & CO COM 244199105 30140 73 SH DFND 2 0 0 73 DEXCOM INC COM 252131107 250600 2157 SH SOLE 264 0 1893 DIAGEO PLC SPON ADR NEW 25243Q205 13478784 74394 SH SOLE 67598 0 6796 DIAGEO PLC SPON ADR NEW 25243Q205 1581339 8728 SH DFND 2 1134 0 7594 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 408342 16026 SH SOLE 16026 0 0 DISNEY WALT CO COM 254687106 23287590 232574 SH SOLE 209713 0 22860 DISNEY WALT CO COM 254687106 1817259 18149 SH DFND 2 1884 0 16265 DOMINION ENERGY INC COM 25746U109 176076 3149 SH SOLE 2528 0 621 DOMINION ENERGY INC COM 25746U109 335460 6000 SH DFND 2 0 0 6000 DOMINOS PIZZA INC COM 25754A201 10238225 31037 SH SOLE 28321 0 2717 DOMINOS PIZZA INC COM 25754A201 1080324 3275 SH DFND 2 245 0 3030 DOUBLELINE INCOME SOLUTIONS COM 258622109 75326 6625 SH SOLE 6625 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 331924 29193 SH DFND 1 29193 0 0 DOW INC COM 260557103 1687809 30788 SH SOLE 1271 0 29517 DOW INC COM 260557103 73294 1337 SH DFND 2 0 0 1337 DUKE ENERGY CORP NEW COM NEW 26441C204 236910 2456 SH SOLE 1696 0 760 DUPONT DE NEMOURS INC COM 26614N102 2310348 32191 SH SOLE 672 0 31519 DUPONT DE NEMOURS INC COM 26614N102 70263 979 SH DFND 2 0 0 979 EATON CORP PLC SHS G29183103 568677 3319 SH SOLE 538 0 2781 EATON CORP PLC SHS G29183103 82586 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BEN INT 294628102 1243 60 SH SOLE 0 0 60 EQUITY COMWLTH COM SH BEN INT 294628102 1961237 94700 SH DFND 1 94700 0 0 ETF SER SOLUTIONS POINT BRIDGE AMR 26922A628 2894569 77000 SH SOLE 77000 0 0 EXXON MOBIL CORP COM 30231G102 2925175 26675 SH SOLE 19374 0 7301 EXXON MOBIL CORP COM 30231G102 744482 6789 SH DFND 2 293 0 6496 FASTENAL CO COM 311900104 278546 5164 SH SOLE 3415 0 1749 FEDEX CORP COM 31428X106 243581 1066 SH SOLE 453 0 613 FIDELITY NATL INFORMATION SV COM 31620M106 173313 3190 SH SOLE 2652 0 538 FIDELITY NATL INFORMATION SV COM 31620M106 43899 808 SH DFND 2 263 0 545 FIRST REP BK SAN FRANCISCO C COM 33616C100 304171 21742 SH SOLE 21541 0 201 FIRST REP BK SAN FRANCISCO C COM 33616C100 895 64 SH DFND 2 64 0 0 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 250494 12450 SH SOLE 12186 0 264 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 6881 342 SH DFND 2 0 0 342 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 734242 32604 SH SOLE 32604 0 0 FIRSTENERGY CORP COM 337932107 60734 1516 SH SOLE 470 0 1046 FIRSTENERGY CORP COM 337932107 446312 11141 SH DFND 2 11141 0 0 FISERV INC COM 337738108 283479 2508 SH SOLE 1313 0 1195 FISERV INC COM 337738108 40239 356 SH DFND 2 295 0 61 FLEXSHARES TR MORNSTAR UPSTR 33939L407 679812 16075 SH DFND 2 0 0 16075 FLEXSHARES TR QUALT DIVD IDX 33939L860 1778990 32666 SH DFND 2 0 0 32666 FMC CORP COM NEW 302491303 230337 1886 SH SOLE 1621 0 265 FMC CORP COM NEW 302491303 5862 48 SH DFND 2 13 0 35 FORD MTR CO DEL COM 345370860 200529 15915 SH SOLE 12469 0 3446 FORTINET INC COM 34959e109 2489259 37455 SH SOLE 33443 0 4012 FORTINET INC COM 34959e109 123283 1855 SH DFND 2 0 0 1855 GENERAL DYNAMICS CORP COM 369550108 191862 841 SH SOLE 704 0 137 GENERAL DYNAMICS CORP COM 369550108 106118 465 SH DFND 2 0 0 465 GENERAL ELECTRIC CO COM NEW 369604301 392056 4101 SH SOLE 2188 0 1913 GENERAL ELECTRIC CO COM NEW 369604301 18260 191 SH DFND 2 17 0 174 GENERAL MLS INC COM 370334104 471483 5517 SH SOLE 4402 0 1115 GENERAL MTRS CO 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SACHS GROUP INC COM 38141G104 463515 1417 SH SOLE 609 0 808 GOLDMAN SACHS GROUP INC COM 38141G104 25842 79 SH DFND 2 0 0 79 GRAINGER W W INC COM 384802104 453926 659 SH SOLE 537 0 122 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1435088 88750 SH SOLE 88750 0 0 HCA HEALTHCARE INC COM 40412C101 462495 1754 SH SOLE 1151 0 603 HCA HEALTHCARE INC COM 40412C101 731712 2775 SH DFND 1 2775 0 0 HCA HEALTHCARE INC COM 40412C101 16612 63 SH DFND 2 7 0 56 HOME DEPOT INC COM 437076102 4068743 13787 SH SOLE 8436 0 5351 HOME DEPOT INC COM 437076102 494867 1677 SH DFND 2 393 0 1284 HONEYWELL INTL INC COM 438516106 1398438 7317 SH SOLE 5162 0 2155 HONEYWELL INTL INC COM 438516106 271008 1418 SH DFND 2 945 0 473 HUMANA INC COM 444859102 226224 466 SH SOLE 46 0 420 IDEXX LABS INC COM 45168D104 2626420 5252 SH SOLE 4069 0 1183 IDEXX LABS INC COM 45168D104 121519 243 SH DFND 2 0 0 243 INTEL CORP COM 458140100 875153 26788 SH SOLE 15346 0 11442 INTEL CORP COM 458140100 10683 327 SH DFND 2 100 0 227 INTERNATIONAL BUSINESS MACHS COM 459200101 642210 4899 SH SOLE 2743 0 2156 INTERNATIONAL BUSINESS MACHS COM 459200101 278828 2127 SH DFND 2 0 0 2127 INTUIT COM 461202103 2958483 6636 SH SOLE 5444 0 1192 INTUIT COM 461202103 159607 358 SH DFND 2 0 0 358 INTUITIVE SURGICAL INC COM NEW 46120E602 2101241 8225 SH SOLE 7314 0 911 INTUITIVE SURGICAL INC COM NEW 46120E602 153282 600 SH DFND 2 0 0 600 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 2552321 103249 SH SOLE 99749 0 3500 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 93318 3775 SH DFND 2 0 0 3775 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138e206 243762 9841 SH SOLE 7223 0 2618 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138e206 12682 512 SH DFND 2 0 0 512 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 244691 5797 SH SOLE 5797 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1232307 8521 SH SOLE 8521 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 12124338 73695 SH SOLE 70644 0 3052 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 2373201 14425 SH DFND 2 2719 0 11706 INVESCO QQQ TR UNIT SER 1 46090e103 2853857 8892 SH SOLE 8892 0 0 INVESCO QQQ TR UNIT SER 1 46090e103 17330 54 SH DFND 2 0 0 54 IQVIA HLDGS INC COM 46266C105 724556 3643 SH SOLE 2316 0 1327 IQVIA HLDGS INC COM 46266C105 179200 901 SH DFND 2 324 0 577 ISHARES GOLD TR ISHARES NEW 464285204 13251738 354609 SH SOLE 325376 0 29233 ISHARES GOLD TR ISHARES NEW 464285204 933092 24969 SH DFND 2 0 0 24969 ISHARES INC CORE MSCI EMKT 46434G103 18600858 381243 SH SOLE 365173 0 16071 ISHARES INC CORE MSCI EMKT 46434G103 1778981 36462 SH DFND 2 3665 0 32797 ISHARES INC ESG AWR MSCI EM 46434G863 313163 9948 SH SOLE 9948 0 0 ISHARES TR CORE S&P TTL STK 464287150 13997258 154580 SH SOLE 141423 0 13157 ISHARES TR CORE S&P TTL STK 464287150 1387407 15322 SH DFND 2 0 0 15322 ISHARES TR SELECT DIVID ETF 464287168 273967 2338 SH SOLE 2338 0 0 ISHARES TR SELECT DIVID ETF 464287168 141436 1207 SH DFND 2 1207 0 0 ISHARES TR CORE S&P500 ETF 464287200 43577723 106008 SH SOLE 96555 0 9453 ISHARES TR CORE S&P500 ETF 464287200 10852512 26400 SH DFND 2 802 0 25598 ISHARES TR CORE US AGGBD ET 464287226 7898463 79270 SH SOLE 79076 0 194 ISHARES TR CORE US AGGBD ET 464287226 411414 4129 SH DFND 2 0 0 4129 ISHARES TR MSCI EMG MKT ETF 464287234 2690059 68172 SH SOLE 66237 0 1935 ISHARES TR S&P 500 GRWT ETF 464287309 343984 5384 SH SOLE 5384 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 217482 3404 SH DFND 2 0 0 3404 ISHARES TR S&P 500 VAL ETF 464287408 410511 2705 SH SOLE 1107 0 1598 ISHARES TR S&P 500 VAL ETF 464287408 104563 689 SH DFND 2 0 0 689 ISHARES TR 7-10 YR TRSY BD 464287440 2850802 28761 SH SOLE 27589 0 1172 ISHARES TR 7-10 YR TRSY BD 464287440 328484 3314 SH DFND 2 0 0 3314 ISHARES TR 1 3 YR TREAS BD 464287457 5637608 68617 SH SOLE 66264 0 2353 ISHARES TR 1 3 YR TREAS BD 464287457 733607 8929 SH DFND 2 0 0 8929 ISHARES TR MSCI EAFE ETF 464287465 3578360 50033 SH SOLE 49408 0 625 ISHARES TR MSCI EAFE ETF 464287465 749029 10473 SH DFND 2 3611 0 6862 ISHARES TR RUS MID CAP ETF 464287499 19596658 280273 SH SOLE 246242 0 34031 ISHARES TR RUS MID CAP ETF 464287499 1198639 17143 SH DFND 2 1334 0 15809 ISHARES TR CORE S&P MCP ETF 464287507 726191 2903 SH SOLE 2903 0 0 ISHARES TR CORE S&P MCP ETF 464287507 800412 3200 SH DFND 2 943 0 2257 ISHARES TR RUS 1000 VAL ETF 464287598 1012498 6650 SH SOLE 5044 0 1606 ISHARES TR RUS 1000 VAL ETF 464287598 83438 548 SH DFND 2 0 0 548 ISHARES TR RUS 1000 GRW ETF 464287614 5654941 23145 SH SOLE 20448 0 2697 ISHARES TR RUS 1000 GRW ETF 464287614 56929 233 SH DFND 2 0 0 233 ISHARES TR RUS 2000 VAL ETF 464287630 197533 1442 SH SOLE 1168 0 274 ISHARES TR RUS 2000 VAL ETF 464287630 13291 97 SH DFND 2 36 0 61 ISHARES TR RUS 2000 GRW ETF 464287648 368617 1625 SH SOLE 1344 0 281 ISHARES TR RUSSELL 2000 ETF 464287655 17604781 98682 SH SOLE 85926 0 12755 ISHARES TR RUSSELL 2000 ETF 464287655 1186396 6650 SH DFND 2 1084 0 5566 ISHARES TR CORE S&P SCP ETF 464287804 924854 9564 SH SOLE 9064 0 500 ISHARES TR CORE S&P SCP ETF 464287804 203070 2100 SH DFND 2 0 0 2100 ISHARES TR EAFE SML CP ETF 464288273 984000 16535 SH SOLE 2248 0 14287 ISHARES TR EAFE SML CP ETF 464288273 29755 500 SH DFND 2 0 0 500 ISHARES TR CALIF MUN BD ETF 464288356 7357726 128139 SH SOLE 119597 0 8542 ISHARES TR CALIF MUN BD ETF 464288356 1653007 28788 SH DFND 2 3251 0 25537 ISHARES TR NATIONAL MUN ETF 464288414 514243 4773 SH SOLE 4773 0 0 ISHARES TR NATIONAL MUN ETF 464288414 221406 2055 SH DFND 2 0 0 2055 ISHARES TR IBOXX HI YD ETF 464288513 343677 4549 SH SOLE 4549 0 0 ISHARES TR MSCI KLD400 SOC 464288570 321550 4123 SH SOLE 4123 0 0 ISHARES TR MSCI USA ESG SLC 464288802 542419 6180 SH SOLE 5969 0 211 ISHARES TR EAFE GRWTH ETF 464288885 788192 8414 SH SOLE 3018 0 5396 ISHARES TR GRWT ALLOCAT ETF 464289867 3126775 62498 SH SOLE 55307 0 7191 ISHARES TR US TREAS BD ETF 46429B267 414901 17746 SH SOLE 17746 0 0 ISHARES TR CORE MSCI EAFE 46432F842 36027956 538937 SH SOLE 499413 0 39525 ISHARES TR CORE MSCI EAFE 46432F842 2169603 32455 SH DFND 2 1901 0 30554 ISHARES TR U S EQUITY FACTR 46434V282 1185794 28615 SH SOLE 23723 0 4892 ISHARES TR U S EQUITY FACTR 46434V282 442621 10681 SH DFND 2 0 0 10681 ISHARES TR 0-5YR HI YL CP 46434V407 2780785 66718 SH SOLE 60836 0 5882 ISHARES TR 0-5YR HI YL CP 46434V407 248413 5960 SH DFND 2 0 0 5960 ISHARES TR CORE DIV GRWTH 46434V621 737303 14749 SH SOLE 14749 0 0 ISHARES TR CORE DIV GRWTH 46434V621 25095 502 SH DFND 2 0 0 502 ISHARES TR GLOBAL REIT ETF 46434V647 321868 14037 SH SOLE 14037 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 146362 6383 SH DFND 2 3861 0 2522 ISHARES TR ESG AW MSCI EAFE 46435G516 349645 4867 SH SOLE 4867 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 473727 9857 SH SOLE 9857 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 1306167 12986 SH SOLE 12584 0 402 ISHARES TR 0-3 MNTH TREASRY 46436E718 337647 3357 SH DFND 2 0 0 3357 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 13929792 255124 SH SOLE 220047 0 35077 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1815177 33245 SH DFND 2 5621 0 27624 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 13101892 257962 SH SOLE 218559 0 39403 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 2162435 42576 SH DFND 2 7362 0 35214 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 5692940 113135 SH SOLE 108125 0 5010 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 4588832 91193 SH DFND 2 437 0 90756 JOBY AVIATION INC COMMON STOCK G65163100 91140 21000 SH SOLE 21000 0 0 JOHNSON & JOHNSON COM 478160104 5180935 33425 SH SOLE 18740 0 14685 JOHNSON & JOHNSON COM 478160104 1344005 8671 SH DFND 2 3808 0 4863 JOHNSON CTLS INTL PLC SHS G51502105 194149 3224 SH SOLE 2059 0 1165 JOHNSON CTLS INTL PLC SHS G51502105 15175 252 SH DFND 2 55 0 197 JPMORGAN CHASE & CO COM 46625H100 22418536 172040 SH SOLE 149387 0 22653 JPMORGAN CHASE & CO COM 46625H100 1846095 14167 SH DFND 2 3109 0 11058 KAYNE ANDERSON ENERGY INFRST COM 486606106 207248 23987 SH SOLE 21005 0 2982 KAYNE ANDERSON NEXTGEN ENRGY COM 48661e108 299342 38977 SH SOLE 33101 0 5876 KEYSIGHT TECHNOLOGIES INC COM 49338L103 3029849 18763 SH SOLE 15916 0 2847 KEYSIGHT TECHNOLOGIES INC COM 49338L103 167616 1038 SH DFND 2 0 0 1038 KIMBERLY-CLARK CORP COM 494368103 350797 2614 SH SOLE 2238 0 376 KIMBERLY-CLARK CORP COM 494368103 27918 208 SH DFND 2 39 0 169 KLA CORP COM NEW 482480100 320134 802 SH SOLE 133 0 669 KLA CORP COM NEW 482480100 13572 34 SH DFND 2 0 0 34 LABORATORY CORP AMER HLDGS COM NEW 50540R409 15266723 66545 SH SOLE 60100 0 6445 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1537114 6700 SH DFND 1 6700 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1573133 6857 SH DFND 2 541 0 6316 LAM RESEARCH CORP COM 512807108 1386794 2616 SH SOLE 2036 0 580 LAM RESEARCH CORP COM 512807108 28096 53 SH DFND 2 3 0 50 LAUDER ESTEE COS INC CL A 518439104 2534976 10286 SH SOLE 7907 0 2378 LAUDER ESTEE COS INC CL A 518439104 221321 898 SH DFND 2 174 0 724 LENNAR CORP CL B 526057302 573599 6423 SH SOLE 5086 0 1337 LENNAR CORP CL B 526057302 36171 405 SH DFND 2 44 0 361 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 11883645 176054 SH SOLE 160081 0 15973 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 2720318 40301 SH DFND 1 40301 0 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 1185098 17557 SH DFND 2 727 0 16830 LILLY ELI & CO COM 532457108 973291 2834 SH SOLE 1478 0 1356 LILLY ELI & CO COM 532457108 253101 737 SH DFND 2 0 0 737 LINDE PLC SHS G54950103 11162250 31404 SH SOLE 27896 0 3508 LINDE PLC SHS G54950103 1378752 3879 SH DFND 2 244 0 3635 LISTED FD TR HORIZON KINETICS 53656F623 775811 25156 SH SOLE 23830 0 1326 LISTED FD TR HORIZON KINETICS 53656F623 100353 3254 SH DFND 2 0 0 3254 LOCKHEED MARTIN CORP COM 539830109 1632830 3454 SH SOLE 3080 0 374 LOCKHEED MARTIN CORP COM 539830109 290729 615 SH DFND 2 3 0 612 LOWES COS INC COM 548661107 21245671 106244 SH SOLE 94256 0 11988 LOWES COS INC COM 548661107 2196470 10984 SH DFND 2 584 0 10400 LULULEMON ATHLETICA INC COM 550021109 2737616 7517 SH SOLE 6932 0 585 LULULEMON ATHLETICA INC COM 550021109 154417 424 SH DFND 2 0 0 424 LUMINAR TECHNOLOGIES INC COM CL A 550424105 327498 50462 SH SOLE 0 0 50462 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 150156 2542 SH SOLE 2541 0 1 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 5476439 92711 SH DFND 1 92711 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 281931 5196 SH SOLE 5196 0 0 MARSH & MCLENNAN COS INC COM 571748102 234003 1405 SH SOLE 290 0 1115 MARSH & MCLENNAN COS INC COM 571748102 17488 105 SH DFND 2 69 0 36 MASTERCARD INCORPORATED CL A 57636Q104 24979324 68736 SH SOLE 60073 0 8663 MASTERCARD INCORPORATED CL A 57636Q104 3307394 9101 SH DFND 2 712 0 8389 MATTERPORT INC COM CL A 577096100 56991 20876 SH SOLE 0 0 20876 MCDONALDS CORP COM 580135101 3477851 12438 SH SOLE 11671 0 767 MCDONALDS CORP COM 580135101 1235876 4420 SH DFND 2 0 0 4420 MCKESSON CORP COM 58155Q103 358901 1008 SH SOLE 691 0 317 MEDTRONIC PLC SHS G5960L103 2769136 34348 SH SOLE 28936 0 5412 MEDTRONIC PLC SHS G5960L103 76025 943 SH DFND 2 26 0 917 MERCK & CO INC COM 58933Y105 2047455 19245 SH SOLE 13681 0 5564 MERCK & CO INC COM 58933Y105 229164 2154 SH DFND 2 15 0 2139 META PLATFORMS INC CL A 30303M102 40573370 191438 SH SOLE 181659 0 9779 META PLATFORMS INC CL A 30303M102 402050 1897 SH DFND 2 700 0 1197 MGM RESORTS INTERNATIONAL COM 552953101 13169220 296471 SH SOLE 256902 0 39569 MGM RESORTS INTERNATIONAL COM 552953101 1437076 32352 SH DFND 1 32352 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1195831 26921 SH DFND 2 1546 0 25375 MICROCHIP TECHNOLOGY INC. COM 595017104 436159 5206 SH SOLE 145 0 5061 MICROSOFT CORP COM 594918104 342876646 1189305 SH SOLE 1138538 0 50767 MICROSOFT CORP COM 594918104 9238015 32043 SH DFND 2 3968 0 28075 MONDELEZ INTL INC CL A 609207105 560061 8033 SH SOLE 5242 0 2791 MONDELEZ INTL INC CL A 609207105 551485 7910 SH DFND 2 659 0 7251 MONSTER BEVERAGE CORP NEW COM 61174X109 204806 3792 SH SOLE 2006 0 1786 MONSTER BEVERAGE CORP NEW COM 61174X109 9398 174 SH DFND 2 0 0 174 MOODYS CORP COM 615369105 233493 763 SH SOLE 146 0 617 MOODYS CORP COM 615369105 9793 32 SH DFND 2 0 0 32 MORGAN STANLEY COM NEW 617446448 655193 7462 SH SOLE 4610 0 2852 MORGAN STANLEY COM NEW 617446448 79986 911 SH DFND 2 43 0 868 NETFLIX INC COM 64110L106 1158394 3353 SH SOLE 1880 0 1473 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 141280 12705 SH SOLE 6247 0 6458 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 427316 41167 SH SOLE 40036 0 1131 NEXPOINT REAL ESTATE FIN INC COM 65342V101 172166 10987 SH SOLE 0 0 10987 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1094093 25054 SH SOLE 26 0 25028 NEXTERA ENERGY INC COM 65339F101 587303 7619 SH SOLE 4771 0 2848 NEXTERA ENERGY INC COM 65339F101 669594 8687 SH DFND 2 6375 0 2312 NIKE INC CL B 654106103 1169495 9536 SH SOLE 4777 0 4759 NIKE INC CL B 654106103 379448 3094 SH DFND 2 2301 0 793 NORFOLK SOUTHN CORP COM 655844108 250584 1182 SH SOLE 494 0 688 NORFOLK SOUTHN CORP COM 655844108 57876 273 SH DFND 2 208 0 65 NORTHROP GRUMMAN CORP COM 666807102 740618 1604 SH SOLE 940 0 664 NORTHROP GRUMMAN CORP COM 666807102 12928 28 SH DFND 2 12 0 16 NOV INC COM 62955J103 267081 14429 SH SOLE 10658 0 3771 NOVARTIS AG SPONSORED ADR 66987V109 348220 3785 SH SOLE 3211 0 574 NOVARTIS AG SPONSORED ADR 66987V109 80132 871 SH DFND 2 0 0 871 NOVO-NORDISK A S ADR 670100205 379390 2384 SH SOLE 1861 0 523 NOVO-NORDISK A S ADR 670100205 227411 1429 SH DFND 2 12 0 1417 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 268528 7024 SH SOLE 7024 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 238180 8299 SH SOLE 8299 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 449849 12704 SH SOLE 12704 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 126524 10741 SH SOLE 8201 0 2540 NUVEEN AMT FREE MUN CR INC F COM 67071L106 117800 10000 SH DFND 2 10000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 173628 15614 SH SOLE 4084 0 11530 NUVEEN AMT FREE QLTY MUN INC COM 670657105 111200 10000 SH DFND 2 10000 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 588683 53468 SH SOLE 38681 0 14787 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 15535 1411 SH DFND 2 0 0 1411 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1146093 130090 SH SOLE 118022 0 12068 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 17497 1986 SH DFND 2 0 0 1986 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 66430 13000 SH SOLE 13000 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 108000 10000 SH DFND 2 10000 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 120534 10087 SH SOLE 10087 0 0 NVIDIA CORPORATION COM 67066G104 7463161 26868 SH SOLE 20418 0 6450 NVIDIA CORPORATION COM 67066G104 938029 3377 SH DFND 2 1666 0 1711 OAKTREE SPECIALTY LENDING CO COM 67401P405 243053 12949 SH SOLE 12949 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 323116 948 SH SOLE 135 0 813 ONEOK INC NEW COM 682680103 258671 4071 SH SOLE 2096 0 1975 ORACLE CORP COM 68389X105 767898 8264 SH SOLE 3278 0 4986 ORACLE CORP COM 68389X105 181101 1949 SH DFND 2 295 0 1654 OREILLY AUTOMOTIVE INC COM 67103H107 195265 230 SH SOLE 107 0 123 OREILLY AUTOMOTIVE INC COM 67103H107 15282 18 SH DFND 2 0 0 18 ORION OFFICE REIT INC COM 68629Y103 98615 14719 SH SOLE 10630 0 4089 ORION OFFICE REIT INC COM 68629Y103 4864 726 SH DFND 1 726 0 0 ORION OFFICE REIT INC COM 68629Y103 4650 694 SH DFND 2 16 0 678 OTIS WORLDWIDE CORP COM 68902V107 215136 2549 SH SOLE 638 0 1911 OTIS WORLDWIDE CORP COM 68902V107 28190 334 SH DFND 2 0 0 334 PACCAR INC COM 693718108 505519 6906 SH SOLE 6169 0 737 PACWEST BANCORP DEL COM 695263103 165819 17042 SH SOLE 17000 0 42 PARKER-HANNIFIN CORP COM 701094104 11593143 34492 SH SOLE 30285 0 4207 PARKER-HANNIFIN CORP COM 701094104 1258060 3743 SH DFND 2 261 0 3482 PAYCHEX INC COM 704326107 271005 2365 SH SOLE 1772 0 593 PAYCHEX INC COM 704326107 27043 236 SH DFND 2 48 0 188 PAYPAL HLDGS INC COM 70450Y103 501736 6607 SH SOLE 3420 0 3187 PAYPAL HLDGS INC COM 70450Y103 16859 222 SH DFND 2 0 0 222 PCM FD INC COM 69323T101 167171 19854 SH SOLE 19854 0 0 PEPSICO INC COM 713448108 1584913 8694 SH SOLE 4317 0 4377 PEPSICO INC COM 713448108 940850 5161 SH DFND 2 2015 0 3146 PFIZER INC COM 717081103 2192107 53728 SH SOLE 46604 0 7124 PFIZER INC COM 717081103 3682454 90256 SH DFND 2 1324 0 88932 PHILIP MORRIS INTL INC COM 718172109 28725691 295380 SH SOLE 273879 0 21501 PHILIP MORRIS INTL INC COM 718172109 4826518 49630 SH DFND 1 49630 0 0 PHILIP MORRIS INTL INC COM 718172109 2582474 26555 SH DFND 2 1023 0 25532 PHILLIPS 66 COM 718546104 412250 4066 SH SOLE 3145 0 921 PHILLIPS 66 COM 718546104 59307 585 SH DFND 2 16 0 569 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 6066068 185962 SH SOLE 157955 0 28007 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 13530 415 SH DFND 2 414 0 1 PIMCO CALIF MUN INCOME FD II COM 72200M108 79118 12761 SH SOLE 12761 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2401641 133276 SH SOLE 128013 0 5263 PIMCO DYNAMIC INCOME FD SHS 72201Y101 323459 17950 SH DFND 1 17950 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 154095 12427 SH SOLE 12427 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 615387 49628 SH DFND 1 49628 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 1720294 117828 SH SOLE 95397 0 22431 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 25404 1740 SH DFND 2 0 0 1740 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 215344 2170 SH SOLE 2170 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 205847 28709 SH SOLE 28709 0 0 PLUG POWER INC COM NEW 72919P202 124220 10599 SH SOLE 10599 0 0 PNC FINL SVCS GROUP INC COM 693475105 633975 4988 SH SOLE 3956 0 1032 PNC FINL SVCS GROUP INC COM 693475105 47535 374 SH DFND 2 34 0 340 PPG INDS INC COM 693506107 104994 786 SH SOLE 60 0 726 PPG INDS INC COM 693506107 154700 1158 SH DFND 2 1158 0 0 PROCTER AND GAMBLE CO COM 742718109 2820522 18969 SH SOLE 14016 0 4953 PROCTER AND GAMBLE CO COM 742718109 536176 3606 SH DFND 2 1897 0 1709 PROGRESSIVE CORP COM 743315103 256507 1793 SH SOLE 265 0 1528 PROGRESSIVE CORP COM 743315103 18312 128 SH DFND 2 0 0 128 PROLOGIS INC. COM 74340W103 417480 3346 SH SOLE 1910 0 1436 PROLOGIS INC. COM 74340W103 39427 316 SH DFND 2 0 0 316 PUBLIC STORAGE COM 74460D109 513336 1699 SH SOLE 1598 0 101 PUBLIC STORAGE COM 74460D109 71003 235 SH DFND 2 0 0 235 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 47700 15000 SH DFND 2 15000 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 59185 16625 SH DFND 2 16625 0 0 QUALCOMM INC COM 747525103 20286171 159007 SH SOLE 126431 0 32577 QUALCOMM INC COM 747525103 109208 856 SH DFND 2 353 0 503 RAYTHEON TECHNOLOGIES CORP COM 75513e101 4045916 41314 SH SOLE 34570 0 6744 RAYTHEON TECHNOLOGIES CORP COM 75513e101 128778 1315 SH DFND 2 0 0 1315 READY CAPITAL CORP COM 75574U101 6032096 593126 SH SOLE 503797 0 89329 READY CAPITAL CORP COM 75574U101 172605 16972 SH DFND 2 0 0 16972 REALTY INCOME CORP COM 756109104 7857524 124092 SH SOLE 99136 0 24956 REALTY INCOME CORP COM 756109104 171471 2708 SH DFND 2 2229 0 479 REGENERON PHARMACEUTICALS COM 75886F107 2766563 3367 SH SOLE 3111 0 256 RENTOKIL INITIAL PLC SPONSORED ADR 760125104 16642901 455845 SH SOLE 414050 0 41795 RENTOKIL INITIAL PLC SPONSORED ADR 760125104 3039896 83262 SH DFND 1 83262 0 0 RENTOKIL INITIAL PLC SPONSORED ADR 760125104 1755839 48092 SH DFND 2 2428 0 45664 REPUBLIC SVCS INC COM 760759100 334940 2477 SH SOLE 1999 0 478 REPUBLIC SVCS INC COM 760759100 15145 112 SH DFND 2 112 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 366618 26262 SH SOLE 20246 0 6016 RETAIL OPPORTUNITY INVTS COR COM 76131N101 6812 488 SH DFND 2 488 0 0 REXFORD INDL RLTY INC COM 76169C100 13040846 218623 SH SOLE 181610 0 37013 REXFORD INDL RLTY INC COM 76169C100 2992819 50173 SH DFND 2 9201 0 40972 RITCHIE BROS AUCTIONEERS COM 767744105 214127 3804 SH SOLE 453 0 3351 RIVERNORTH DOUBLELINE STRATE COM 76882G107 57789 6751 SH SOLE 6751 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 564515 65948 SH DFND 1 65948 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 12669 1480 SH DFND 2 0 0 1480 RLI CORP COM 749607107 330688 2488 SH SOLE 2471 0 17 ROCKWELL AUTOMATION INC COM 773903109 881524 3004 SH SOLE 1674 0 1330 ROCKWELL AUTOMATION INC COM 773903109 659969 2249 SH DFND 2 2249 0 0 S&P GLOBAL INC COM 78409V104 2663468 7725 SH SOLE 4919 0 2806 S&P GLOBAL INC COM 78409V104 202035 586 SH DFND 2 123 0 463 SALESFORCE INC COM 79466L302 718609 3597 SH SOLE 1104 0 2493 SCHWAB CHARLES CORP COM 808513105 19519181 372646 SH SOLE 346474 0 26172 SCHWAB CHARLES CORP COM 808513105 1319976 25200 SH DFND 1 25200 0 0 SCHWAB CHARLES CORP COM 808513105 1806534 34489 SH DFND 2 7973 0 26516 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 916782 18954 SH SOLE 18954 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 189610 3920 SH DFND 2 3920 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 181919 2774 SH SOLE 2774 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 30364 463 SH DFND 2 0 0 463 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 409116 16685 SH SOLE 1292 0 15393 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 223085 4062 SH SOLE 2616 0 1446 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1006465 13757 SH SOLE 13757 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 103182 2965 SH SOLE 1856 0 1109 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 159523 4584 SH DFND 2 3903 0 681 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 207990 1607 SH SOLE 1607 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 21620 167 SH DFND 2 0 0 167 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 491688 3288 SH SOLE 3288 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 316412 3820 SH SOLE 3637 0 183 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 633194 19695 SH SOLE 19695 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 203638 6334 SH DFND 2 1836 0 4498 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 451218 2988 SH SOLE 2588 0 400 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 263361 1744 SH DFND 2 0 0 1744 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 359596 9620 SH SOLE 0 0 9620 SEMPRA COM 816851109 611291 4044 SH SOLE 3641 0 403 SEMPRA COM 816851109 67115 444 SH DFND 2 0 0 444 SERVICENOW INC COM 81762P102 2287352 4922 SH SOLE 3997 0 925 SERVICENOW INC COM 81762P102 121757 262 SH DFND 2 0 0 262 SHELL PLC SPON ADS 780259305 286177 4974 SH SOLE 4223 0 751 SHELL PLC SPON ADS 780259305 93790 1630 SH DFND 2 26 0 1604 SHERWIN WILLIAMS CO COM 824348106 612374 2724 SH SOLE 2457 0 267 SHERWIN WILLIAMS CO COM 824348106 139133 619 SH DFND 2 502 0 117 SHOCKWAVE MED INC COM 82489T104 239380 1104 SH SOLE 1000 0 104 SKYWORKS SOLUTIONS INC COM 83088M102 247050 2094 SH SOLE 733 0 1361 SONY GROUP CORPORATION SPONSORED ADR 835699307 1778553 19620 SH SOLE 18655 0 965 SONY GROUP CORPORATION SPONSORED ADR 835699307 3898 43 SH DFND 2 43 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 209218 629 SH SOLE 629 0 0 SPDR GOLD TR GOLD SHS 78463V107 1019436 5564 SH SOLE 5564 0 0 SPDR GOLD TR GOLD SHS 78463V107 95274 520 SH DFND 2 0 0 520 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 313188 5750 SH SOLE 4955 0 795 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2941 54 SH DFND 2 35 0 19 SPDR S&P 500 ETF TR TR UNIT 78462F103 8562411 20915 SH SOLE 20915 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2217256 5416 SH DFND 2 0 0 5416 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 249375 544 SH SOLE 544 0 0 SPDR SER TR S&P DIVID ETF 78464A763 182472 1475 SH SOLE 1475 0 0 SPDR SER TR S&P DIVID ETF 78464A763 154638 1250 SH DFND 2 1250 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 7185725 183843 SH SOLE 162759 0 21084 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 543845 13914 SH DFND 2 0 0 13914 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 510044 12431 SH SOLE 12431 0 0 STARBUCKS CORP COM 855244109 2976519 28585 SH SOLE 26878 0 1707 STARBUCKS CORP COM 855244109 303227 2912 SH DFND 2 1885 0 1027 STARWOOD PPTY TR INC COM 85571B105 333976 18879 SH SOLE 18879 0 0 STRYKER CORPORATION COM 863667101 663432 2324 SH SOLE 916 0 1408 STRYKER CORPORATION COM 863667101 18270 64 SH DFND 2 0 0 64 SUNCOR ENERGY INC NEW COM 867224107 19483578 627490 SH SOLE 590725 0 36766 SUNCOR ENERGY INC NEW COM 867224107 4730592 152354 SH DFND 1 152354 0 0 SUNCOR ENERGY INC NEW COM 867224107 1721505 55443 SH DFND 2 2437 0 53006 SYNOPSYS INC COM 871607107 612979 1587 SH SOLE 1005 0 582 SYSCO CORP COM 871829107 144266 1868 SH SOLE 347 0 1521 SYSCO CORP COM 871829107 312241 4043 SH DFND 2 3533 0 510 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 356639 3834 SH SOLE 2754 0 1080 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 35069 377 SH DFND 2 0 0 377 TANDY LEATHER FACTORY INC COM 87538X105 1252433 266475 SH SOLE 146125 0 120350 TANDY LEATHER FACTORY INC COM 87538X105 2633114 560237 SH DFND 1 560237 0 0 TARGET CORP COM 87612e106 1228758 7419 SH SOLE 5328 0 2091 TARGET CORP COM 87612e106 21201 128 SH DFND 2 22 0 106 TCW STRATEGIC INCOME FD INC COM 872340104 271150 57938 SH SOLE 56117 0 1821 TESLA INC COM 88160R101 2457571 11846 SH SOLE 8977 0 2869 TEXAS INSTRS INC COM 882508104 15975242 85884 SH SOLE 75816 0 10068 TEXAS INSTRS INC COM 882508104 1736961 9338 SH DFND 2 903 0 8435 TEXAS PACIFIC LAND CORPORATI COM 88262P102 5154159 3030 SH SOLE 2913 0 117 TEXAS PACIFIC LAND CORPORATI COM 88262P102 127577 75 SH DFND 2 57 0 18 THE CIGNA GROUP COM 125523100 278272 1089 SH SOLE 293 0 796 THE CIGNA GROUP COM 125523100 8688 34 SH DFND 2 0 0 34 THE NECESSITY RETAIL REIT IN COM CLASS A 02607T109 162150 25820 SH SOLE 25805 0 15 THE REAL BROKERAGE INC COM NEW 75585H206 12100 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 783863 1360 SH SOLE 566 0 794 THERMO FISHER SCIENTIFIC INC COM 883556102 282998 491 SH DFND 2 242 0 249 TJX COS INC NEW COM 872540109 3908945 49884 SH SOLE 43283 0 6601 TJX COS INC NEW COM 872540109 243386 3106 SH DFND 2 464 0 2642 T-MOBILE US INC COM 872590104 262885 1815 SH SOLE 1184 0 631 TORTOISE ENERGY INFRA CORP COM 89147L886 371057 12621 SH SOLE 12109 0 512 TRICO BANCSHARES COM 896095106 665440 16000 SH SOLE 3000 0 13000 TRX GOLD CORPORATION COM 87283P109 56596 117371 SH SOLE 117371 0 0 TYSON FOODS INC CL A 902494103 221224 3729 SH SOLE 2886 0 843 TYSON FOODS INC CL A 902494103 1014372 17100 SH DFND 1 17100 0 0 TYSON FOODS INC CL A 902494103 10025 169 SH DFND 2 70 0 99 UBER TECHNOLOGIES INC COM 90353T100 14785213 466411 SH SOLE 428068 0 38343 UBER TECHNOLOGIES INC COM 90353T100 1253481 39542 SH DFND 2 2019 0 37523 UNION PAC CORP COM 907818108 652887 3244 SH SOLE 2473 0 771 UNION PAC CORP COM 907818108 387828 1927 SH DFND 2 1004 0 923 UNITED PARCEL SERVICE INC CL B 911312106 1550242 7991 SH SOLE 5288 0 2703 UNITED PARCEL SERVICE INC CL B 911312106 69785381 359737 SH DFND 2 160 0 359577 UNITEDHEALTH GROUP INC COM 91324P102 25156174 53230 SH SOLE 44506 0 8724 UNITEDHEALTH GROUP INC COM 91324P102 3111060 6583 SH DFND 2 1776 0 4807 UNITY SOFTWARE INC COM 91332U101 241548 7446 SH SOLE 7367 0 79 US BANCORP DEL COM NEW 902973304 222049 6159 SH SOLE 2092 0 4068 US BANCORP DEL COM NEW 902973304 15934 442 SH DFND 2 0 0 442 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 542182 24324 SH SOLE 22665 0 1659 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 45182 2027 SH DFND 2 0 0 2027 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 30400355 411762 SH SOLE 368359 0 43402 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 4069953 55126 SH DFND 2 14607 0 40519 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1393115 15690 SH SOLE 15690 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7571982 20135 SH SOLE 19921 0 214 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 56411 150 SH DFND 2 0 0 150 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3078656 37074 SH SOLE 33130 0 3944 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 337641 4066 SH DFND 2 500 0 3566 VANGUARD INDEX FDS SM CP VAL ETF 922908611 92081 580 SH SOLE 580 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 133835 843 SH DFND 2 843 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2487169 11792 SH SOLE 11792 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 451736 1811 SH SOLE 1748 0 63 VANGUARD INDEX FDS GROWTH ETF 922908736 77922 312 SH DFND 2 0 0 312 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2160996 10588 SH SOLE 10588 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 51596 253 SH DFND 2 0 0 253 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 341703 3128 SH SOLE 0 0 3128 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 141149 1533 SH SOLE 1533 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 654183 7104 SH DFND 2 7104 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 572992 14183 SH SOLE 4923 0 9260 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 321309 4215 SH SOLE 4215 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 166176 2072 SH SOLE 1995 0 77 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 51630 644 SH DFND 2 0 0 644 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 214536 1393 SH SOLE 1393 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 429156 9501 SH SOLE 9501 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 352412 3340 SH SOLE 3340 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 707841 18201 SH SOLE 11731 0 6470 VERIZON COMMUNICATIONS INC COM 92343V104 38130 980 SH DFND 2 980 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 216768 688 SH SOLE 134 0 554 VERTEX PHARMACEUTICALS INC COM 92532F100 51356 163 SH DFND 2 0 0 163 VISA INC COM CL A 92826C839 6494759 28807 SH SOLE 21204 0 7602 VISA INC COM CL A 92826C839 892145 3957 SH DFND 2 1379 0 2578 WALMART INC COM 931142103 1550656 10516 SH SOLE 5526 0 4990 WALMART INC COM 931142103 274106 1859 SH DFND 2 106 0 1753 WASTE MGMT INC DEL COM 94106L109 506150 3102 SH SOLE 2276 0 826 WASTE MGMT INC DEL COM 94106L109 10117 62 SH DFND 2 0 0 62 WEBSTER FINL CORP COM 947890109 1505095 38181 SH SOLE 37872 0 309 WELLS FARGO CO NEW COM 949746101 438831 11740 SH SOLE 5738 0 6002 WELLS FARGO CO NEW COM 949746101 63882 1709 SH DFND 2 1560 0 149 WELLS FARGO CO NEW PERP PFD CNV A 949746804 3132354 2663 SH SOLE 2645 0 18 WELLS FARGO CO NEW PERP PFD CNV A 949746804 131740 112 SH DFND 2 0 0 112 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 136551 10267 SH SOLE 3200 0 7067 WILLIAMS COS INC COM 969457100 342178 11459 SH SOLE 9689 0 1770 WILLIAMS COS INC COM 969457100 28397 951 SH DFND 2 181 0 770 WISDOMTREE TR YIELD ENHANCD US 97717X511 4975562 113883 SH SOLE 107563 0 6320 WISDOMTREE TR YIELD ENHANCD US 97717X511 215872 4941 SH DFND 2 0 0 4941 XCEL ENERGY INC COM 98389B100 131306 1947 SH SOLE 681 0 1266 XCEL ENERGY INC COM 98389B100 999663 14823 SH DFND 2 14823 0 0 YUM BRANDS INC COM 988498101 720279 5453 SH SOLE 5108 0 345 YUM BRANDS INC COM 988498101 67361 510 SH DFND 2 12 0 498 ZOETIS INC CL A 98978V103 563899 3388 SH SOLE 1052 0 2336