0001086763-21-000009.txt : 20210813
0001086763-21-000009.hdr.sgml : 20210813
20210813172044
ACCESSION NUMBER: 0001086763-21-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 211173410
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001086763
XXXXXXXX
06-30-2021
06-30-2021
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
08-13-2021
1
488
2596817
1
0001512978
028-14438
Brookmont Capital Management
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
522
2630
SH
SOLE
2347
0
283
ABBOTT LABS
COM
002824100
1281
11046
SH
SOLE
6686
0
4360
ABBVIE INC
COM
00287Y109
1250
11094
SH
SOLE
7674
0
3420
ABERDEEN STD PLATINUM ETF TR
PHYSCL PLATM SHS
003260106
292
2908
SH
SOLE
2908
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1049
3557
SH
SOLE
1877
0
1680
ACTIVISION BLIZZARD INC
COM
00507V109
605
6344
SH
SOLE
3544
0
2800
ADOBE SYSTEMS INCORPORATED
COM
00724F101
4185
7146
SH
SOLE
3411
0
3735
ADVANCED MICRO DEVICES INC
COM
007903107
221
2355
SH
SOLE
1009
0
1346
AIRBNB INC
COM CL A
009066101
311
2029
SH
SOLE
1330
0
699
ALASKA AIR GROUP INC
COM
011659109
282
4677
SH
SOLE
4488
0
189
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
7919
43523
SH
SOLE
42552
0
971
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1413
6231
SH
SOLE
6013
0
218
ALIGN TECHNOLOGY INC
COM
016255101
340
556
SH
SOLE
76
0
480
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
501
10750
SH
SOLE
10750
0
0
ALLIANT ENERGY CORP
COM
018802108
389
6985
SH
SOLE
6554
0
431
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2175
12829
SH
SOLE
11666
0
1163
ALPHABET INC
CAP STK CL A
02079K305
1419
581
SH
DFND
1
581
0
0
ALPHABET INC
CAP STK CL A
02079K305
7025
2877
SH
SOLE
1593
0
1284
ALPHABET INC
CAP STK CL C
02079K107
1303
520
SH
DFND
1
520
0
0
ALPHABET INC
CAP STK CL C
02079K107
126298
50392
SH
SOLE
46694
0
3698
ALPS ETF TR
ALERIAN MLP
00162Q452
2050
56292
SH
SOLE
56292
0
0
ALTRIA GROUP INC
COM
02209S103
1452
30450
SH
DFND
1
30450
0
0
ALTRIA GROUP INC
COM
02209S103
10476
219714
SH
SOLE
208796
0
10918
AMAZON COM INC
COM
023135106
2959
860
SH
DFND
1
860
0
0
AMAZON COM INC
COM
023135106
84032
24427
SH
SOLE
22164
0
2263
AMERICAN AIRLS GROUP INC
COM
02376R102
391
18458
SH
SOLE
17336
0
1122
AMERICAN EXPRESS CO
COM
025816109
568
3438
SH
SOLE
1850
0
1588
AMERICAN FIN TR INC
COM CLASS A
02607T109
219
25805
SH
SOLE
25805
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
862
3191
SH
SOLE
1941
0
1250
AMERICAN WTR WKS CO INC NEW
COM
030420103
383
2486
SH
SOLE
112
0
2374
AMERISOURCEBERGEN CORP
COM
03073e105
19736
172379
SH
SOLE
158480
0
13900
AMGEN INC
COM
031162100
1244
5103
SH
SOLE
3561
0
1542
ANALOG DEVICES INC
COM
032654105
2247
13051
SH
SOLE
1098
0
11953
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
248
3445
SH
SOLE
3297
0
148
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
288
32469
SH
SOLE
29710
0
2759
ANTHEM INC
COM
036752103
19166
50198
SH
SOLE
46079
0
4119
AON PLC
SHS CL A
G0403H108
1403
5875
SH
DFND
1
5875
0
0
AON PLC
SHS CL A
G0403H108
17748
74334
SH
SOLE
70216
0
4118
APOLLO COML REAL EST FIN INC
NOTE 4.750% 8/2
03762UAB1
101
100000
PRN
SOLE
100000
0
0
APPLE INC
COM
037833100
44016
321377
SH
SOLE
231746
0
89630
APPLIED MATLS INC
COM
038222105
461
3236
SH
SOLE
2689
0
547
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
384
23757
SH
DFND
1
23757
0
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
115
7089
SH
SOLE
7089
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
815
7597
SH
SOLE
389
0
7208
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
385
558
SH
SOLE
517
0
41
AT&T INC
COM
00206R102
1684
58508
SH
SOLE
54903
0
3605
ATLASSIAN CORP PLC
CL A
G06242104
341
1326
SH
SOLE
1326
0
0
AUTODESK INC
COM
052769106
713
2441
SH
SOLE
1416
0
1025
AUTOMATIC DATA PROCESSING IN
COM
053015103
493
2481
SH
SOLE
1253
0
1228
AXON ENTERPRISE INC
COM
05464C101
225
1275
SH
SOLE
1210
0
65
BALL CORP
COM
058498106
13007
160537
SH
SOLE
148680
0
11857
BANK NEW YORK MELLON CORP
COM
064058100
713
13923
SH
SOLE
10225
0
3698
BARCLAYS BANK PLC
DJUBS CMDT ETN36
06738C778
9410
345947
SH
SOLE
332193
0
13754
BAXTER INTL INC
COM
071813109
848
10536
SH
SOLE
1184
0
9352
BERKSHIRE HATHAWAY INC
CL A
084670108
4605
11
SH
SOLE
11
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1579
5680
SH
DFND
1
5680
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
50511
181747
SH
SOLE
170204
0
11544
BK OF AMERICA CORP
COM
060505104
1528
37053
SH
SOLE
33966
0
3087
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248e102
2181
145505
SH
SOLE
134917
0
10588
BLACKROCK CORE BD TR
SHS BEN INT
09249e101
3344
202405
SH
SOLE
191138
0
11267
BLACKROCK CR ALLOCATION INCO
COM
092508100
2449
157097
SH
SOLE
149594
0
7503
BLACKROCK FLOATING RATE INCO
COM
09255X100
1640
123747
SH
SOLE
123233
0
515
BLACKROCK INC
COM
09247X101
19450
22230
SH
SOLE
20922
0
1308
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
1917
112617
SH
SOLE
107696
0
4921
BLACKROCK MULTI SECTOR INC T
COM
09258A107
888
47569
SH
SOLE
43222
0
4347
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
2407
91758
SH
SOLE
73447
0
18311
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
3250
204037
SH
SOLE
166320
0
37717
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
2138
138946
SH
SOLE
128794
0
10152
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
2168
137625
SH
SOLE
127511
0
10114
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
3463
134326
SH
SOLE
128282
0
6044
BLACKROCK UTILS INFRASTRUCTU
COM
09248D104
302
11736
SH
SOLE
11736
0
0
BLOOM ENERGY CORP
COM CL A
093712107
2823
105047
SH
SOLE
101669
0
3378
BOEING CO
COM
097023105
1767
7376
SH
SOLE
6985
0
391
BOOKING HOLDINGS INC
COM
09857L108
22110
10105
SH
SOLE
9233
0
872
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
1128
120000
SH
DFND
1
120000
0
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
14
1465
SH
SOLE
1465
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
798
11948
SH
SOLE
8047
0
3901
BROADCOM INC
COM
11135F101
3611
7572
SH
SOLE
7258
0
314
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
2007
39368
SH
DFND
1
39368
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
26172
513373
SH
SOLE
486088
0
27286
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1369
24645
SH
SOLE
24645
0
0
BROWN FORMAN CORP
CL B
115637209
1853
24730
SH
SOLE
23500
0
1230
CANADIAN NATL RY CO
COM
136375102
1300
12317
SH
SOLE
2361
0
9956
CARMAX INC
COM
143130102
17876
138413
SH
SOLE
127035
0
11379
CARRIER GLOBAL CORPORATION
COM
14448C104
278
5711
SH
SOLE
2915
0
2796
CATERPILLAR INC
COM
149123101
1155
5306
SH
SOLE
4800
0
506
CDW CORP
COM
12514G108
327
1875
SH
SOLE
87
0
1788
CENTERRA GOLD INC
COM
152006102
377
49400
SH
SOLE
49400
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
338
469
SH
SOLE
387
0
82
CHEVRON CORP NEW
COM
166764100
5367
51237
SH
SOLE
31036
0
20201
CIGNA CORP NEW
COM
125523100
512
2161
SH
SOLE
1962
0
199
CIM COML TR CORP
COM NEW
125525584
723
80738
SH
DFND
1
80738
0
0
CIM COML TR CORP
COM NEW
125525584
131
14692
SH
SOLE
14692
0
0
CINTAS CORP
COM
172908105
1207
3161
SH
SOLE
2956
0
205
CISCO SYS INC
COM
17275R102
2264
42712
SH
SOLE
33459
0
9253
CITIGROUP INC
COM NEW
172967424
474
6702
SH
SOLE
5220
0
1482
CLOUDFLARE INC
CL A COM
18915M107
315
2978
SH
SOLE
2928
0
50
CME GROUP INC
COM
12572Q105
438
2060
SH
SOLE
357
0
1703
COCA COLA CO
COM
191216100
1505
27819
SH
SOLE
20156
0
7663
COHEN & STEERS LTD DURATION
COM
19248C105
406
14836
SH
SOLE
13438
0
1398
COHEN & STEERS QUALITY INCOM
COM
19247L106
430
27340
SH
SOLE
24953
0
2387
COHEN & STEERS REIT & PFD &
COM
19247X100
535
19645
SH
SOLE
18061
0
1584
COINBASE GLOBAL INC
COM CL A
19260Q107
280
1106
SH
SOLE
1106
0
0
COLGATE PALMOLIVE CO
COM
194162103
258
3174
SH
SOLE
2813
0
361
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
3302
153239
SH
SOLE
151390
0
1849
COMCAST CORP NEW
CL A
20030N101
2804
49170
SH
SOLE
44775
0
4395
COMPASS MINERALS INTL INC
COM
20451N101
504
8500
SH
DFND
1
8500
0
0
COMPASS MINERALS INTL INC
COM
20451N101
2
39
SH
SOLE
0
0
39
CORTEVA INC
COM
22052L104
1425
32121
SH
SOLE
810
0
31311
COSTCO WHSL CORP NEW
COM
22160K105
21126
53394
SH
SOLE
48771
0
4623
CROWDSTRIKE HLDGS INC
CL A
22788C105
597
2375
SH
SOLE
2324
0
51
CROWN CASTLE INTL CORP NEW
COM
22822V101
1346
6898
SH
SOLE
1436
0
5462
CTO RLTY GROWTH INC NEW
COM
22948Q101
487
9100
SH
DFND
1
9100
0
0
CTO RLTY GROWTH INC NEW
COM
22948Q101
51
951
SH
SOLE
951
0
0
CUMMINS INC
COM
231021106
258
1058
SH
SOLE
884
0
174
CVS HEALTH CORP
COM
126650100
6703
80337
SH
SOLE
73818
0
6519
DANAHER CORPORATION
COM
235851102
19589
72996
SH
SOLE
66836
0
6160
DEERE & CO
COM
244199105
552
1565
SH
SOLE
1391
0
174
DEXCOM INC
COM
252131107
408
955
SH
SOLE
367
0
588
DIAGEO PLC
SPON ADR NEW
25243Q205
709
3700
SH
DFND
1
3700
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
1845
9624
SH
SOLE
8737
0
887
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
802
101500
SH
DFND
1
101500
0
0
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
64
8077
SH
SOLE
8029
0
48
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
432
16026
SH
SOLE
0
0
16026
DISCOVERY INC
COM SER C
25470F302
2134
73650
SH
DFND
1
73650
0
0
DISCOVERY INC
COM SER C
25470F302
9326
321817
SH
SOLE
302969
0
18848
DISNEY WALT CO
COM
254687106
54842
312008
SH
SOLE
287168
0
24839
DOCUSIGN INC
COM
256163106
1148
4105
SH
SOLE
3425
0
680
DOLLAR TREE INC
COM
256746108
838
8426
SH
SOLE
591
0
7835
DOMINION ENERGY INC
COM
25746U109
595
8092
SH
SOLE
6785
0
1307
DOUBLELINE INCOME SOLUTIONS
COM
258622109
2677
147982
SH
DFND
1
147982
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
832
46002
SH
SOLE
44135
0
1867
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
1198
59704
SH
DFND
1
59704
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
780
38872
SH
SOLE
35824
0
3048
DOW INC
COM
260557103
2044
32299
SH
SOLE
3266
0
29033
DUPONT DE NEMOURS INC
COM
26614N102
2508
32394
SH
SOLE
1055
0
31339
EATON VANCE CALIF MUN BD FD
COM
27828A100
1178
98519
SH
SOLE
86987
0
11532
EATON VANCE CALIF MUN INCOM
SH BEN INT
27826F101
2396
171403
SH
SOLE
153324
0
18079
EATON VANCE FLTING RATE INC
COM
278279104
225
15665
SH
SOLE
15472
0
193
EATON VANCE LTD DURATION INC
COM
27828H105
2251
169792
SH
SOLE
168647
0
1145
EATON VANCE MUN BD FD
COM
27827X101
1953
142732
SH
SOLE
110062
0
32670
EATON VANCE MUN INCOME 2028
SHS
27829U105
809
34759
SH
SOLE
12026
0
22733
ECOLAB INC
COM
278865100
347
1683
SH
SOLE
838
0
845
EDWARDS LIFESCIENCES CORP
COM
28176e108
2591
25016
SH
SOLE
24018
0
998
ELECTRONIC ARTS INC
COM
285512109
273
1896
SH
SOLE
443
0
1453
EMERSON ELEC CO
COM
291011104
676
7023
SH
SOLE
4779
0
2244
ENBRIDGE INC
COM
29250N105
27380
683822
SH
SOLE
632747
0
51075
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
224
21106
SH
SOLE
21106
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
231
9559
SH
SOLE
8059
0
1500
EQUITY COMWLTH
COM SH BEN INT
294628102
391
14925
SH
DFND
1
14925
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
16
605
SH
SOLE
605
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
433
5825
SH
DFND
1
5825
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
340
4576
SH
SOLE
4317
0
259
EQUITY RESIDENTIAL
SH BEN INT
29476L107
427
5548
SH
SOLE
4932
0
616
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
17
11245
SH
SOLE
11245
0
0
ETF SER SOLUTIONS
POINT BRIDGE GOP
26922A628
2790
77000
SH
SOLE
77000
0
0
ETSY INC
COM
29786A106
252
1222
SH
SOLE
1063
0
159
EXXON MOBIL CORP
COM
30231G102
2350
37252
SH
SOLE
30166
0
7085
FACEBOOK INC
CL A
30303M102
69410
199620
SH
SOLE
182892
0
16729
FASTENAL CO
COM
311900104
208
3998
SH
SOLE
3205
0
793
FEDEX CORP
COM
31428X106
205
688
SH
SOLE
636
0
52
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
276
2347
SH
SOLE
2347
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9275
65469
SH
SOLE
59599
0
5870
FIRST AMERN FINL CORP
COM
31847R102
373
5979
SH
SOLE
5979
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
369
1974
SH
SOLE
356
0
1618
FIRST TR SR FLTG RATE INCOME
COM
33733U108
420
33075
SH
SOLE
32626
0
449
FISERV INC
COM
337738108
5954
55703
SH
SOLE
35103
0
20600
FIVERR INTL LTD
ORD SHS
M4R82T106
394
1623
SH
SOLE
1601
0
22
FLAHERTY & CRUMRINE DYNAMIC
SHS
33848W106
604
20618
SH
SOLE
19305
0
1313
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
1888
49300
SH
SOLE
49300
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
3060
54500
SH
SOLE
54500
0
0
FLEXSHARES TR
INTL QLTDV IDX
33939L837
415
15620
SH
SOLE
15620
0
0
FLEXSHARES TR
STOXX GLOBR INF
33939L795
667
11600
SH
SOLE
11600
0
0
FORD MTR CO DEL
COM
345370860
251
16898
SH
SOLE
14003
0
2895
FORTINET INC
COM
34959e109
1757
7378
SH
SOLE
7084
0
294
FULGENT GENETICS INC
COM
359664109
419
4546
SH
SOLE
4546
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
88
22045
SH
SOLE
22045
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
45425
980459
SH
SOLE
980459
0
0
GENERAL ELECTRIC CO
COM
369604103
457
33958
SH
SOLE
23069
0
10889
GENERAL MLS INC
COM
370334104
287
4710
SH
SOLE
4034
0
676
GENERAL MTRS CO
COM
37045V100
364
6160
SH
SOLE
4895
0
1265
GILEAD SCIENCES INC
COM
375558103
4156
60356
SH
SOLE
57827
0
2529
GLACIER BANCORP INC NEW
COM
37637Q105
371
6731
SH
SOLE
6724
0
7
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
441
11068
SH
SOLE
10893
0
175
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
236
10544
SH
SOLE
10544
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
460
23453
SH
SOLE
19501
0
3952
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
16495
191739
SH
SOLE
182528
0
9211
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
5673
139010
SH
SOLE
131709
0
7301
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
7653
219107
SH
SOLE
207098
0
12009
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
2775
42682
SH
SOLE
40883
0
1799
GOLDMAN SACHS ETF TR
ACES ULTRA SHR
381430230
625
12314
SH
SOLE
12314
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
886
2335
SH
SOLE
1811
0
524
GRAINGER W W INC
COM
384802104
292
666
SH
SOLE
591
0
75
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
524
24150
SH
SOLE
24150
0
0
HEICO CORP NEW
CL A
422806208
1219
9813
SH
SOLE
9459
0
354
HOME DEPOT INC
COM
437076102
5323
16694
SH
SOLE
13720
0
2974
HONEYWELL INTL INC
COM
438516106
2287
10425
SH
SOLE
8780
0
1645
HUBSPOT INC
COM
443573100
607
1042
SH
SOLE
1042
0
0
IAMGOLD CORP
COM
450913108
132
44665
SH
SOLE
44000
0
665
IDEXX LABS INC
COM
45168D104
1504
2381
SH
SOLE
2197
0
184
ILLUMINA INC
COM
452327109
594
1256
SH
SOLE
574
0
682
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
223
6651
SH
SOLE
6626
0
25
INSULET CORP
COM
45784P101
203
740
SH
SOLE
129
0
611
INTEL CORP
COM
458140100
11191
199344
SH
SOLE
183813
0
15531
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1334
11236
SH
SOLE
1178
0
10058
INTERNATIONAL BUSINESS MACHS
COM
459200101
869
5926
SH
SOLE
4607
0
1319
INTUIT
COM
461202103
1655
3377
SH
SOLE
3039
0
338
INTUITIVE SURGICAL INC
COM NEW
46120E602
1820
1979
SH
SOLE
1596
0
383
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
1329
52978
SH
SOLE
52224
0
754
INVESCO CALIF VALUE MUN INCO
COM
46132H106
2275
163530
SH
SOLE
150106
0
13424
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
464
39112
SH
SOLE
38064
0
1048
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
580
17470
SH
SOLE
17395
0
75
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
256
5797
SH
SOLE
5797
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
319
2114
SH
SOLE
2114
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
201
693
SH
SOLE
693
0
0
INVESCO QQQ TR
UNIT SER 1
46090e103
3466
9779
SH
SOLE
9779
0
0
INVESCO QUALITY MUN INCOME T
COM
46133G107
514
38052
SH
SOLE
30379
0
7673
INVESCO SR INCOME TR
COM
46131H107
398
89349
SH
SOLE
89016
0
333
INVESCO VALUE MUN INCOME TR
COM
46132P108
400
24246
SH
SOLE
19243
0
5003
IONIS PHARMACEUTICALS INC
COM
462222100
1374
34449
SH
SOLE
31305
0
3144
IQVIA HLDGS INC
COM
46266C105
40529
167254
SH
SOLE
153908
0
13346
ISHARES GOLD TR
ISHARES NEW
464285204
90821
2694185
SH
SOLE
2491208
0
202977
ISHARES INC
CORE MSCI EMKT
46434G103
3194
47681
SH
SOLE
47641
0
40
ISHARES SILVER TR
ISHARES
46428Q109
448
18516
SH
SOLE
18469
0
47
ISHARES TR
CORE S&P MCP ETF
464287507
472
1755
SH
SOLE
1755
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1861
16474
SH
SOLE
16406
0
68
ISHARES TR
S&P 500 VAL ETF
464287408
294
1992
SH
SOLE
1992
0
0
ISHARES TR
CORE S&P500 ETF
464287200
25666
59700
SH
SOLE
56848
0
2852
ISHARES TR
S&P 500 GRWT ETF
464287309
327
4500
SH
SOLE
4500
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
632
3984
SH
SOLE
2378
0
1606
ISHARES TR
RUS 1000 GRW ETF
464287614
1372
5052
SH
SOLE
5052
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
640
2791
SH
SOLE
2325
0
466
ISHARES TR
RUS 2000 GRW ETF
464287648
205
657
SH
SOLE
647
0
10
ISHARES TR
MSCI EAFE ETF
464287465
425
5384
SH
SOLE
4525
0
859
ISHARES TR
RUS MID CAP ETF
464287499
616
7778
SH
SOLE
7610
0
168
ISHARES TR
20 YR TR BD ETF
464287432
390
2700
SH
DFND
1
2700
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
719
5353
SH
SOLE
4583
0
770
ISHARES TR
MSCI EMG MKT ETF
464287234
585
10600
SH
SOLE
9584
0
1016
ISHARES TR
CORE US AGGBD ET
464287226
6170
53502
SH
SOLE
51750
0
1752
ISHARES TR
SELECT DIVID ETF
464287168
317
2716
SH
SOLE
2166
0
550
ISHARES TR
CHINA LG-CAP ETF
464287184
205
4426
SH
SOLE
4426
0
0
ISHARES TR
CORE S&P TTL STK
464287150
3177
32165
SH
SOLE
30681
0
1484
ISHARES TR
IBOXX HI YD ETF
464288513
280
3185
SH
SOLE
2792
0
393
ISHARES TR
MSCI KLD400 SOC
464288570
472
5693
SH
SOLE
5693
0
0
ISHARES TR
MBS ETF
464288588
201
1855
SH
SOLE
1855
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
7971
127286
SH
SOLE
105301
0
21985
ISHARES TR
SHRT NAT MUN ETF
464288158
436
4047
SH
SOLE
4047
0
0
ISHARES TR
CMBS ETF
46429B366
1327
24411
SH
SOLE
23193
0
1218
ISHARES TR
CORE MSCI EAFE
46432F842
4464
59630
SH
SOLE
56833
0
2797
ISHARES TR
CORE DIV GRWTH
46434V621
287
5700
SH
SOLE
5700
0
0
ISHARES TR
GLOBAL REIT ETF
46434V647
1397
50380
SH
SOLE
45418
0
4962
ISHARES TR
MSCI USA MULTIFT
46434V282
3189
74465
SH
SOLE
66533
0
7932
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
46159
909726
SH
SOLE
879165
0
30561
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
12602
246848
SH
SOLE
192117
0
54731
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
287
4737
SH
SOLE
4737
0
0
JACOBS ENGR GROUP INC
COM
469814107
333
2499
SH
SOLE
388
0
2111
JOHNSON & JOHNSON
COM
478160104
5029
30528
SH
SOLE
22994
0
7534
JPMORGAN CHASE & CO
COM
46625H100
31307
201279
SH
SOLE
185075
0
16205
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
276
14030
SH
SOLE
12253
0
1777
KAYNE ANDERSON ENERGY INFRST
COM
486606106
1340
150775
SH
SOLE
144327
0
6448
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661e108
497
65708
SH
SOLE
58724
0
6984
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
1623
10510
SH
SOLE
8068
0
2442
KHOSLA VENTURES ACQUISITION
CL A
482504107
218
22000
SH
DFND
1
22000
0
0
KKR ACQUISITION HOLDING I CO
UNIT 99/99/9999
48253T208
226
22500
SH
DFND
1
22500
0
0
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
388
7800
SH
DFND
1
7800
0
0
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
7673
154394
SH
SOLE
144515
0
9878
KOREA FD INC
COM NEW
500634209
208
4501
SH
SOLE
4501
0
0
LAM RESEARCH CORP
COM
512807108
1302
2001
SH
SOLE
1861
0
140
LAS VEGAS SANDS CORP
COM
517834107
292
5550
SH
SOLE
5349
0
201
LAUDER ESTEE COS INC
CL A
518439104
2069
6506
SH
SOLE
5206
0
1300
LENNAR CORP
CL B
526057302
17147
210516
SH
SOLE
196426
0
14090
LIBERTY BROADBAND CORP
COM SER C
530307305
1131
6516
SH
DFND
1
6516
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
21000
120928
SH
SOLE
113223
0
7705
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
1429
52600
SH
DFND
1
52600
0
0
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
1022
96500
SH
DFND
1
96500
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
3160
74136
SH
DFND
1
74136
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
132
3107
SH
SOLE
3107
0
0
LILLY ELI & CO
COM
532457108
491
2137
SH
SOLE
1700
0
437
LINDE PLC
SHS
G5494J103
14691
50815
SH
SOLE
47538
0
3277
LIVERAMP HLDGS INC
COM
53815P108
368
7855
SH
SOLE
0
0
7855
LKQ CORP
COM
501889208
658
13376
SH
SOLE
467
0
12909
LOCKHEED MARTIN CORP
COM
539830109
1332
3521
SH
SOLE
3377
0
144
LOWES COS INC
COM
548661107
61544
317284
SH
SOLE
291997
0
25287
LULULEMON ATHLETICA INC
COM
550021109
1183
3241
SH
SOLE
2786
0
455
LUMEN TECHNOLOGIES INC
COM
550241103
1352
99500
SH
DFND
1
99500
0
0
LUMEN TECHNOLOGIES INC
COM
550241103
1830
134675
SH
SOLE
128682
0
5993
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
292
13300
SH
SOLE
0
0
13300
LYFT INC
CL A COM
55087P104
9933
164244
SH
SOLE
152756
0
11489
MARKETAXESS HLDGS INC
COM
57060D108
769
1658
SH
SOLE
1566
0
92
MARTIN MARIETTA MATLS INC
COM
573284106
287
817
SH
SOLE
698
0
119
MASTERCARD INCORPORATED
CL A
57636Q104
55435
151839
SH
SOLE
140041
0
11799
MATCH GROUP INC NEW
COM
57667L107
546
3387
SH
SOLE
1425
0
1962
MAUI LD & PINEAPPLE INC
COM
577345101
268
25000
SH
DFND
1
25000
0
0
MCDONALDS CORP
COM
580135101
2911
12602
SH
SOLE
8147
0
4455
MEDTRONIC PLC
SHS
G5960L103
844
6800
SH
DFND
1
6800
0
0
MEDTRONIC PLC
SHS
G5960L103
34507
277992
SH
SOLE
245131
0
32861
MERCADOLIBRE INC
COM
58733R102
232
149
SH
SOLE
149
0
0
MERCK & CO INC
COM
58933Y105
1659
21333
SH
SOLE
17526
0
3807
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
1809
289429
SH
SOLE
263297
0
26132
MGM RESORTS INTERNATIONAL
COM
552953101
287
6724
SH
SOLE
1790
0
4934
MICROCHIP TECHNOLOGY INC.
COM
595017104
392
2615
SH
SOLE
530
0
2085
MICROSOFT CORP
COM
594918104
347466
1282634
SH
SOLE
1245006
0
37628
MONDELEZ INTL INC
CL A
609207105
773
12374
SH
SOLE
11614
0
760
MOODYS CORP
COM
615369105
209
577
SH
SOLE
187
0
390
MORGAN STANLEY
COM NEW
617446448
239
2604
SH
SOLE
1630
0
974
NETFLIX INC
COM
64110L106
15094
28575
SH
SOLE
26186
0
2389
NEUBERGER BRMAN CLIFRN MUNI
COM
64123C101
2013
138836
SH
SOLE
116043
0
22793
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
2027
219620
SH
SOLE
210920
0
8700
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
1143
20797
SH
SOLE
0
0
20797
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
415
30131
SH
SOLE
29000
0
1131
NEXTERA ENERGY INC
COM
65339F101
1166
15909
SH
SOLE
13982
0
1927
NIKE INC
CL B
654106103
1666
10786
SH
SOLE
6884
0
3902
NORFOLK SOUTHN CORP
COM
655844108
776
2925
SH
SOLE
626
0
2299
NORTHROP GRUMMAN CORP
COM
666807102
310
852
SH
SOLE
440
0
412
NOV INC
COM
62955J103
168
10960
SH
SOLE
10658
0
302
NOVARTIS AG
SPONSORED ADR
66987V109
799
8752
SH
SOLE
6934
0
1818
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
306
17145
SH
SOLE
14605
0
2540
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
379
24140
SH
SOLE
12610
0
11530
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
4663
294199
SH
SOLE
254908
0
39291
NUVEEN CALIF SELECT TAX FREE
SH BEN INT
67063R103
1135
67300
SH
SOLE
67300
0
0
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
2050
125750
SH
SOLE
102274
0
23476
NUVEEN CALIFORNIA MUNI VLU F
COM STK
67062C107
6367
595032
SH
SOLE
537908
0
57124
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
510
75574
SH
SOLE
73902
0
1672
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
191
12771
SH
SOLE
12771
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
234
13615
SH
SOLE
13615
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
619
62168
SH
SOLE
59749
0
2419
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
703
70465
SH
SOLE
67929
0
2537
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
198
12377
SH
SOLE
12377
0
0
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
2843
121498
SH
SOLE
118045
0
3453
NVIDIA CORPORATION
COM
67066G104
5046
6307
SH
SOLE
4035
0
2272
OAKTREE ACQUISITION CORP II
CL A SHS
G6715X103
212
21500
SH
DFND
1
21500
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
269
40251
SH
DFND
1
40251
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
493
73675
SH
SOLE
73675
0
0
OKTA INC
CL A
679295105
235
962
SH
SOLE
932
0
30
OLD DOMINION FREIGHT LINE IN
COM
679580100
214
844
SH
SOLE
120
0
724
OPTIMIZERX CORP
COM NEW
68401U204
206
3334
SH
SOLE
3334
0
0
ORACLE CORP
COM
68389X105
758
9735
SH
SOLE
4873
0
4862
OXFORD SQUARE CAP CORP
COM
69181V107
50
10126
SH
SOLE
10126
0
0
PACCAR INC
COM
693718108
377
4227
SH
SOLE
4000
0
227
PAYCHEX INC
COM
704326107
211
1966
SH
SOLE
1667
0
299
PAYCOM SOFTWARE INC
COM
70432V102
308
847
SH
SOLE
813
0
34
PAYPAL HLDGS INC
COM
70450Y103
3873
13289
SH
SOLE
10646
0
2643
PCM FD INC
COM
69323T101
1106
93179
SH
SOLE
91331
0
1848
PEPSICO INC
COM
713448108
2074
13995
SH
SOLE
10116
0
3879
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
694
30500
SH
DFND
1
30500
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
15115
664113
SH
SOLE
624488
0
39625
PFIZER INC
COM
717081103
7460
190505
SH
SOLE
182835
0
7671
PG&E CORP
COM
69331C108
1117
109850
SH
DFND
1
109850
0
0
PG&E CORP
COM
69331C108
8600
845600
SH
SOLE
845600
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
185
11627
SH
SOLE
11627
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
1078
66258
SH
DFND
1
66258
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
109
6714
SH
SOLE
6714
0
0
PHILIP MORRIS INTL INC
COM
718172109
1035
10440
SH
DFND
1
10440
0
0
PHILIP MORRIS INTL INC
COM
718172109
27909
281599
SH
SOLE
269314
0
12284
PIMCO CORPORATE & INCOME OPP
COM
72201B101
364
18405
SH
SOLE
18405
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1655
73957
SH
DFND
1
73957
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
3955
176722
SH
SOLE
167239
0
9483
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
1015
35246
SH
SOLE
35246
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
2787
120242
SH
DFND
1
120242
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
62
2676
SH
SOLE
2676
0
0
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
4199
335946
SH
SOLE
306816
0
29129
PIMCO ETF TR
25YR+ ZERO U S
72201R882
544
3750
SH
DFND
1
3750
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
4024
39467
SH
SOLE
39429
0
38
PIMCO INCOME STRATEGY FD II
COM
72201J104
324
29532
SH
SOLE
28507
0
1025
PIMCO MUN INCOME FD II
COM
72200W106
410
27191
SH
SOLE
27191
0
0
PINTEREST INC
CL A
72352L106
259
3282
SH
SOLE
3248
0
34
PNC FINL SVCS GROUP INC
COM
693475105
830
4351
SH
SOLE
3811
0
540
PROCTER AND GAMBLE CO
COM
742718109
3056
22647
SH
SOLE
18547
0
4100
PROGRESSIVE CORP
COM
743315103
766
7800
SH
DFND
1
7800
0
0
PROGRESSIVE CORP
COM
743315103
83
843
SH
SOLE
609
0
234
PROLOGIS INC.
COM
74340W103
270
2255
SH
SOLE
1263
0
992
PROSHARES TR
ULTRASHRT S&P500
74347B383
212
23500
SH
SOLE
22000
0
1500
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
244
12945
SH
SOLE
12945
0
0
PUBLIC STORAGE
COM
74460D109
2175
7233
SH
SOLE
2193
0
5040
QTS RLTY TR INC
COM CL A
74736A103
211
2735
SH
SOLE
2732
0
3
QUALCOMM INC
COM
747525103
23219
162448
SH
SOLE
129039
0
33409
RAYTHEON TECHNOLOGIES CORP
COM
75513e101
1019
11948
SH
SOLE
6121
0
5827
REALTY INCOME CORP
COM
756109104
619
9271
SH
SOLE
9119
0
152
REGENERON PHARMACEUTICALS
COM
75886F107
1525
2730
SH
DFND
1
2730
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
39
69
SH
SOLE
42
0
27
REPUBLIC SVCS INC
COM
760759100
304
2761
SH
SOLE
2295
0
466
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
639
36182
SH
SOLE
35779
0
403
REXFORD INDL RLTY INC
COM
76169C100
15971
280437
SH
SOLE
244691
0
35746
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
2693
172848
SH
DFND
1
172848
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
288
18511
SH
SOLE
18511
0
0
RLI CORP
COM
749607107
257
2455
SH
SOLE
2455
0
0
ROBERT HALF INTL INC
COM
770323103
365
4106
SH
SOLE
3791
0
315
ROBLOX CORP
CL A
771049103
14187
157667
SH
SOLE
144535
0
13132
ROCKWELL AUTOMATION INC
COM
773903109
1561
5456
SH
SOLE
4103
0
1353
S&P GLOBAL INC
COM
78409V104
2963
7220
SH
SOLE
2823
0
4397
SALESFORCE COM INC
COM
79466L302
25333
103708
SH
SOLE
94579
0
9129
SANDSTORM GOLD LTD
COM NEW
80013R206
406
51500
SH
DFND
1
51500
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
35
4409
SH
SOLE
4409
0
0
SCHWAB CHARLES CORP
COM
808513105
743
10200
SH
DFND
1
10200
0
0
SCHWAB CHARLES CORP
COM
808513105
18082
248347
SH
SOLE
235944
0
12403
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
247
6253
SH
SOLE
6253
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2266
21798
SH
SOLE
21798
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
231
2214
SH
SOLE
2214
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
868
23648
SH
SOLE
23648
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
214
2091
SH
SOLE
2091
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
541
3661
SH
SOLE
3661
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
658
3688
SH
SOLE
3688
0
0
SEMPRA ENERGY
COM
816851109
234
1768
SH
SOLE
1748
0
20
SERVICENOW INC
COM
81762P102
1544
2810
SH
SOLE
2591
0
219
SHERWIN WILLIAMS CO
COM
824348106
519
1905
SH
SOLE
1704
0
201
SHOPIFY INC
CL A
82509L107
283
194
SH
SOLE
181
0
13
SKYWORKS SOLUTIONS INC
COM
83088M102
1314
6851
SH
SOLE
1299
0
5552
SONY GROUP CORPORATION
SPONSORED ADR
835699307
1521
15650
SH
DFND
1
15650
0
0
SONY GROUP CORPORATION
SPONSORED ADR
835699307
21009
216098
SH
SOLE
203417
0
12681
SOTERA HEALTH CO
COM
83601L102
385
15881
SH
SOLE
508
0
15373
SOUTHWEST AIRLS CO
COM
844741108
316
5961
SH
SOLE
5770
0
191
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
207
600
SH
SOLE
600
0
0
SPDR GOLD TR
GOLD SHS
78463V107
3998
24138
SH
SOLE
24138
0
0
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
254
6059
SH
SOLE
6059
0
0
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
2630
50372
SH
SOLE
47666
0
2706
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15025
35100
SH
SOLE
34168
0
931
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
206
419
SH
SOLE
419
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
327
2675
SH
SOLE
2675
0
0
SPLUNK INC
COM
848637104
221
1528
SH
SOLE
528
0
1000
SSGA ACTIVE ETF TR
GLOBL ALLO ETF
78467V400
9723
211283
SH
SOLE
193213
0
18071
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
360
7775
SH
SOLE
7775
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1428
29508
SH
SOLE
29508
0
0
STAG INDL INC
COM
85254J102
749
20007
SH
SOLE
19110
0
897
STARBUCKS CORP
COM
855244109
13128
117411
SH
SOLE
103030
0
14382
STARWOOD PPTY TR INC
COM
85571B105
854
32624
SH
SOLE
31931
0
693
STERLING BANCORP DEL
COM
85917A100
4600
185560
SH
SOLE
185371
0
189
STORE CAP CORP
COM
862121100
477
13823
SH
SOLE
13747
0
76
STRYKER CORPORATION
COM
863667101
221
852
SH
SOLE
746
0
106
SVB FINANCIAL GROUP
COM
78486Q101
204
367
SH
SOLE
311
0
56
SYNOPSYS INC
COM
871607107
363
1315
SH
SOLE
950
0
365
SYSCO CORP
COM
871829107
1303
16757
SH
SOLE
5853
0
10904
T ROWE PRICE ETF INC
PRICE BLUE CHIP
87283Q107
255
8069
SH
SOLE
8069
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
19494
162236
SH
SOLE
148861
0
13374
TANZANIAN GOLD CORP
COM
87601A107
60
117371
SH
SOLE
117371
0
0
TARGET CORP
COM
87612e106
1023
4233
SH
SOLE
3481
0
752
TCW STRATEGIC INCOME FD INC
COM
872340104
504
85199
SH
DFND
1
85199
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
4243
716727
SH
SOLE
674980
0
41747
TESLA INC
COM
88160R101
2934
4317
SH
SOLE
3731
0
586
TEXAS INSTRS INC
COM
882508104
18293
95128
SH
SOLE
89221
0
5907
THE TRADE DESK INC
COM CL A
88339J105
625
8080
SH
SOLE
8050
0
30
THERMO FISHER SCIENTIFIC INC
COM
883556102
443
879
SH
SOLE
527
0
352
TJX COS INC NEW
COM
872540109
12395
183848
SH
SOLE
172769
0
11080
TWILIO INC
CL A
90138F102
451
1145
SH
SOLE
1112
0
33
UBER TECHNOLOGIES INC
COM
90353T100
27185
542398
SH
SOLE
508334
0
34065
UNION PAC CORP
COM
907818108
1191
5416
SH
SOLE
5192
0
224
UNITED PARCEL SERVICE INC
CL B
911312106
33791
162481
SH
SOLE
161531
0
950
UNITEDHEALTH GROUP INC
COM
91324P102
22226
55504
SH
SOLE
50897
0
4607
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
13501
182301
SH
SOLE
175565
0
6736
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
1905
9183
SH
SOLE
9183
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
216
2405
SH
SOLE
2405
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1524
6839
SH
SOLE
6839
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
3692
15555
SH
SOLE
15555
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
6833
67127
SH
SOLE
64721
0
2406
VANGUARD INDEX FDS
GROWTH ETF
922908736
829
2889
SH
SOLE
2799
0
90
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
481
1661
SH
SOLE
1661
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8389
21317
SH
SOLE
20852
0
465
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3184
33491
SH
SOLE
32964
0
527
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
349
4215
SH
SOLE
4215
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
3289
61624
SH
SOLE
59742
0
1882
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
235
1518
SH
SOLE
1169
0
349
VEEVA SYS INC
CL A COM
922475108
1142
3674
SH
SOLE
3537
0
137
VEREIT INC
COM
92339V308
1112
24203
SH
DFND
1
24203
0
0
VEREIT INC
COM
92339V308
67865
1477575
SH
SOLE
1318746
0
158829
VERISIGN INC
COM
92343e102
368
1615
SH
SOLE
158
0
1457
VERISK ANALYTICS INC
COM
92345Y106
545
3117
SH
SOLE
90
0
3027
VERIZON COMMUNICATIONS INC
COM
92343V104
1386
24743
SH
SOLE
20284
0
4458
VIDLER WATER RESOUCES INC
COM
92660e107
8673
652122
SH
DFND
1
652122
0
0
VIDLER WATER RESOUCES INC
COM
92660e107
3487
262193
SH
SOLE
186031
0
76162
VISA INC
COM CL A
92826C839
30520
130526
SH
SOLE
114852
0
15673
VULCAN MATLS CO
COM
929160109
893
5131
SH
SOLE
235
0
4896
WALGREENS BOOTS ALLIANCE INC
COM
931427108
201
3827
SH
SOLE
3074
0
753
WALKER & DUNLOP INC
COM
93148P102
657
6292
SH
SOLE
6292
0
0
WALMART INC
COM
931142103
859
6089
SH
SOLE
5126
0
963
WASTE MGMT INC DEL
COM
94106L109
1607
11469
SH
SOLE
2913
0
8556
WELLS FARGO CO NEW
COM
949746101
686
15144
SH
SOLE
10690
0
4454
WISDOMTREE TR
US QTLY DIV GRT
97717X669
498
8339
SH
SOLE
8339
0
0
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
218
8664
SH
SOLE
8664
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
2485
47603
SH
SOLE
44327
0
3276
WIX COM LTD
SHS
M98068105
406
1398
SH
SOLE
1389
0
9
WORKDAY INC
CL A
98138H101
1009
4226
SH
SOLE
4060
0
166
WP CAREY INC
COM
92936U109
274
3673
SH
SOLE
3550
0
123
XILINX INC
COM
983919101
15139
104666
SH
SOLE
17016
0
87650
XL FLEET CORP
COM CL A
9837FR100
85
10200
SH
SOLE
10200
0
0
YUM BRANDS INC
COM
988498101
806
7009
SH
SOLE
6383
0
626
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
846
1598
SH
SOLE
518
0
1080
ZOETIS INC
CL A
98978V103
572
3071
SH
SOLE
1231
0
1840
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
744
1922
SH
SOLE
1756
0
166
ZSCALER INC
COM
98980G102
219
1014
SH
SOLE
962
0
52