0001086763-14-000009.txt : 20141114
0001086763-14-000009.hdr.sgml : 20141114
20141114121923
ACCESSION NUMBER: 0001086763-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 141222028
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
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0001086763
XXXXXXXX
09-30-2014
09-30-2014
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
11-14-2014
0
242
1004913
INFORMATION TABLE
2
infotable.xml
3M Co Com
COM
88579Y101
737
5199
SH
SOLE
4698
0
501
AbbeVie Inc.
COM
00287y109
370
6409
SH
SOLE
6409
0
0
Abbott Laboratories
COM
002824100
220
5279
SH
SOLE
5122
0
157
Accenture PLC
SHS CLASS A
G1151C101
229
2815
SH
SOLE
2548
0
267
Alaska Communications Systems
COM
01167P101
118
75000
SH
SOLE
75000
0
0
Allergan Inc/United States
COM
018490102
249
1398
SH
SOLE
1268
0
130
Altria Group Inc
COM
02209S103
17640
383973
SH
SOLE
325781
0
58192
Ambev SA American Depositary
SPONSORED ADR
02319v103
1636
249763
SH
SOLE
235887
0
13876
American Express Co
COM
025816109
12298
140484
SH
SOLE
116347
0
24137
American Realty Capital Properties Inc
COM
02917t104
79099
6558806
SH
SOLE
5331631
0
1227174
AmerisourceBergen Corp
COM
03073e105
225
2909
SH
SOLE
2909
0
0
Amgen Inc
COM
031162100
802
5711
SH
SOLE
5311
0
400
Anheuser-Busch InBev NV
SPONSORED ADR
03524A108
22318
201334
SH
SOLE
167564
0
33770
Aon plc
SHS CL A
G0408V102
14694
167602
SH
SOLE
142021
0
25581
Apple Inc
COM
037833100
7707
76500
SH
SOLE
37498
0
39002
ARMOUR Residential REIT Inc
COM
042315101
231
60000
SH
SOLE
60000
0
0
Artisan Partners Asset Managem
CL A
04316a108
667
12815
SH
SOLE
12444
0
371
AT&T Inc
COM
00206r102
671
19042
SH
SOLE
16500
0
2542
Automatic Data Processing Inc
COM
053015103
433
5210
SH
SOLE
5210
0
0
Avon Products Inc
COM
054303102
331
26260
SH
SOLE
25483
0
777
Ball Corp
COM
058498106
211
3333
SH
SOLE
3333
0
0
Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79
*W EXP 10/28/201
060505153
10
10000
SH
SOLE
10000
0
0
Bank of America Corp
COM
060505104
331
19391
SH
SOLE
14258
0
5133
Bank of New York Mellon Co
COM
064058100
20990
541953
SH
SOLE
445475
0
96478
Berkshire Hathaway CL A
CL A
084670108
2690
13
SH
SOLE
13
0
0
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
28334
205111
SH
SOLE
170499
0
34612
Blackrock Build America Bond T
SHS
09248x100
1108
52719
SH
SOLE
46339
0
6380
BlackRock Credit Allocation In
COM
092508100
831
62410
SH
SOLE
52986
0
9424
Blackrock Floating Rate Income
COM
091941104
178
12908
SH
SOLE
12908
0
0
BlackRock Inc Co
COM
09247X101
19621
59762
SH
SOLE
50209
0
9553
Blackrock Ltd Duration
COM SHS
09249w101
544
33661
SH
SOLE
28391
0
5270
Blackrock Muniholdings CA Insu
COM
09254l107
421
29574
SH
SOLE
28574
0
1000
Boeing Co
COM
097023105
19251
151134
SH
SOLE
126880
0
24254
Bofi Holding Inc
COM
05566u108
1091
15000
SH
SOLE
15000
0
0
Bristol Myers Squibb Co
COM
110122108
827
16151
SH
SOLE
15749
0
402
British American Tobacco PLC
SPONSORED ADR
110448107
12923
114281
SH
SOLE
98340
0
15941
Broadcom Corp
CL A
111320107
1290
31914
SH
SOLE
29330
0
2584
Brown Foreman Corp Class B Wit
CL B
115637209
1489
16507
SH
SOLE
16251
0
256
Buckeye Partners LP
UNIT LTD PARTN
118230101
331
4150
SH
SOLE
3697
0
453
Calavo Growers Inc
COM
128246105
278
6159
SH
SOLE
3079
0
3080
Century Communities Inc
COM
156504300
851
49024
SH
SOLE
44312
0
4712
Chambers Street Properties
COM
157842105
7506
996812
SH
SOLE
894401
0
102411
Chevron Corp
COM
166764100
2991
25064
SH
SOLE
25064
0
0
Cisco Systems Inc
COM
17275R102
826
32808
SH
SOLE
26228
0
6579
Citi A Warrants Exp 01/04/19
*W EXP 01/04/201
172967226
18
18985
SH
SOLE
18985
0
0
Citigroup Inc
COM NEW
172967424
447
8634
SH
SOLE
6768
0
1866
Coach Inc
COM
189754104
291
8184
SH
SOLE
7935
0
249
Coca Cola Inc
COM
191216100
884
20730
SH
SOLE
20513
0
217
Cohen & Steers Limited Duratio
COM
19248c105
2613
105895
SH
SOLE
105044
0
851
Cohen & Steers Total Return Re
COM
19247r103
429
35890
SH
SOLE
34716
0
1174
Colgate-Palmolive Co
COM
194162103
576
8831
SH
SOLE
8831
0
0
Colony Financial Inc
COM
19624r106
1390
62100
SH
SOLE
60600
0
1500
Comcast Corp
CL A SPL
20030N200
15231
284688
SH
SOLE
237722
0
46966
Comstock Mining Inc
COM
205750102
17
14163
SH
SOLE
14163
0
0
ConocoPhillips
COM
20825C104
429
5608
SH
SOLE
5606
0
2
Cornerstone Strategic Value Fu
COM NEW
21924b203
146
25000
SH
SOLE
25000
0
0
Cosi Inc
COM NEW
22122p200
34
15037
SH
SOLE
15037
0
0
Costco Wholesale Corp
COM
22160k105
446
3556
SH
SOLE
3333
0
223
Covidien PLC
SHS
G2554F113
11662
134801
SH
SOLE
113942
0
20859
Cys Invts Inc Com
COM
12673a108
247
30000
SH
SOLE
30000
0
0
Devon Energy Corp
COM
25179M103
16867
247394
SH
SOLE
206214
0
41180
Diageo PLC
SPON ADR NEW
25243Q205
24999
216633
SH
SOLE
180165
0
36468
Diana Containerships I Com
COM
y2069p101
39
17500
SH
SOLE
17500
0
0
Dominion Resources Inc/VA
COM
25746U109
455
6590
SH
SOLE
6590
0
0
Doubleline Income Solutions Cl
COM
258622109
1699
78462
SH
SOLE
70867
0
7595
DoubleLine Opportunistic Credi
COM
258623107
1327
56219
SH
SOLE
53678
0
2541
Dow Chemical Co/The
COM
260543103
13852
264143
SH
SOLE
81353
0
182790
Dynex Capital Inc
COM NEW
26817q506
396
49000
SH
SOLE
49000
0
0
Eaton Vance Limited Duration I
COM
27828h105
731
50142
SH
SOLE
43571
0
6571
Eaton Vance Short Duration
COM
27828V104
346
23573
SH
SOLE
22188
0
1385
Ecolab Inc
COM
278865100
323
2811
SH
SOLE
350
0
2461
EI du Pont de Nemours & Co
COM
263534109
255
3556
SH
SOLE
3556
0
0
Eldorado Gold Corp
COM
284902103
76
11330
SH
SOLE
11330
0
0
Eli Lilly & Co
COM
532457108
678
10461
SH
SOLE
9612
0
849
Emerson Electric Co
COM
291011104
353
5634
SH
SOLE
5634
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273v100
624
10112
SH
SOLE
9304
0
808
Enterprise Prods Partners L P
COM
293792107
2003
49708
SH
SOLE
47328
0
2380
Exxon Mobil Corp
COM
30231G102
2649
28163
SH
SOLE
27163
0
1000
Facebook Inc
CL A
30303m102
712
9013
SH
SOLE
2277
0
6736
Fifth Street Finance Corp
COM
31678A103
92
10000
SH
SOLE
10000
0
0
Flaherty and Crumrine Dynamic
SHS
33848w106
1651
73093
SH
SOLE
71970
0
1123
Frontier Communications Corp
COM
35906a108
179
27500
SH
SOLE
27500
0
0
FTD Companies, Inc
COM
30281v108
853
25006
SH
SOLE
22793
0
2213
General American Investors
COM
368802104
903
24368
SH
SOLE
24368
0
0
General Electric Co
COM
369604103
1642
64099
SH
SOLE
59204
0
4895
General Motors Co
COM
37045v100
11493
359845
SH
SOLE
302900
0
56944
Gilead Sciences Inc
COM
375558103
7416
69670
SH
SOLE
69430
0
240
Glacier Bancorp Inc
COM
37637Q105
413
15985
SH
SOLE
15985
0
0
Gladstone Capital Corp
COM
376535100
111
12701
SH
SOLE
12701
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
17862
388555
SH
SOLE
331489
0
57067
Goldman Sachs Group Inc
COM
38141G104
12751
69462
SH
SOLE
56658
0
12805
Google Inc
CL A
38259p508
357
618
SH
SOLE
328
0
290
Google Inc
CL C
38259p706
373
634
SH
SOLE
344
0
290
Halliburton Co
COM
406216101
624
9666
SH
SOLE
9336
0
330
HCP Inc
COM
40414L109
403
10140
SH
SOLE
10140
0
0
Home Depot Inc/The
COM
437076102
675
7359
SH
SOLE
7359
0
0
Honeywell International Inc
COM
438516106
203
2177
SH
SOLE
2177
0
0
Illinois Tool Works Inc
COM
452308109
384
4547
SH
SOLE
4547
0
0
Intel Corp
COM
458140100
674
19351
SH
SOLE
17548
0
1803
International Business Machine
COM
459200101
21800
114842
SH
SOLE
95489
0
19353
Intersections Inc.
COM
460981301
96
25000
SH
SOLE
25000
0
0
iShares Core S&P Total US Stoc
CORE S&P TTL STL
464287150
1251
13947
SH
SOLE
12633
0
1314
iShares DJ Select Dividend Ind
SELECT DIVID ETF
464287168
358
4850
SH
SOLE
4300
0
550
iShares MSCI Eafe Index Fund
MSCI EAFE ETF
464287465
775
12094
SH
SOLE
7818
0
4276
iShares MSCI Emerging Markets
MSCI EMG MKT ETF
464287234
215
5185
SH
SOLE
3224
0
1961
iShares S&P Midcap 400 Growth
S&P MC 400GR ETF
464287606
243
1602
SH
SOLE
1602
0
0
iShares S&P Small Cap 400 Inde
CORE S&P SCP ETF
464287804
401
3843
SH
SOLE
3843
0
0
iShares Silver Trusts
ISHARES
46428Q109
224
13693
SH
SOLE
12593
0
1100
Johnson & Johnson Com
COM
478160104
33840
317481
SH
SOLE
271309
0
46172
JPMorgan Chase & Co
COM
46625H100
582
9655
SH
SOLE
9519
0
136
Just Energy Group Inc Com
COM
48213w101
140
30000
SH
SOLE
30000
0
0
Kayne Anderson Mdstm Com
COM
48661e108
904
22555
SH
SOLE
17830
0
4725
Kinder Morgan Energy LP Unit L
UT LTD PARTNER
494550106
249
2665
SH
SOLE
2255
0
410
Kraft Foods Group Inc
COM
50076Q106
686
12166
SH
SOLE
12166
0
0
Legg Mason BW Global Income Op
COM
52469b100
488
28823
SH
SOLE
24417
0
4406
Level 3 Communications Inc
COM NEW
52729n308
2053
44894
SH
SOLE
40160
0
4734
Linn Energy LLC
UNIT LTD LIAB
536020100
382
12671
SH
SOLE
1727
0
10944
Live Nation Entertainment Inc
COM
538034109
528
21994
SH
SOLE
20061
0
1933
Lockheed Martin Corp
COM
539830109
245
1339
SH
SOLE
1311
0
28
Magellan Midstream Partners LP
COM UNIT RP LP
559080106
947
11248
SH
SOLE
10562
0
686
Markwest Energy Partners LP
UNIT LTD PARTN
570759100
293
3812
SH
SOLE
3001
0
811
McDonald's Corp
COM
580135101
1649
17396
SH
SOLE
17195
0
201
Medtronic Inc Com
COM
585055106
364
5871
SH
SOLE
5871
0
0
Merck & Co Inc New Com
COM
58933Y105
749
12640
SH
SOLE
12640
0
0
Microsoft Corp
COM
594918104
78433
1691819
SH
SOLE
1598047
0
93771
Mondelez International Inc
CL A
609207105
14564
425027
SH
SOLE
351047
0
73981
National Oilwell Varco Inc
COM
637071101
821
10789
SH
SOLE
10789
0
0
NeoPhotonics Corp Com
COM
64051t100
84
25000
SH
SOLE
25000
0
0
Nexpoint Credit Strategies Fun
COM
65340g106
750
70666
SH
SOLE
69319
0
1347
NextEra Energy Inc
COM
65339F101
243
2593
SH
SOLE
2593
0
0
NII Holdings Inc
CL B NEW
62913F201
2
39611
SH
SOLE
39611
0
0
Nordstrom Inc
COM
655664100
356
5210
SH
SOLE
5210
0
0
Novartis AG
SPONSORED ADR
66987V109
21911
232771
SH
SOLE
194374
0
38397
Novatel Wireless Inc.
COM NEW
66987m604
37
10000
SH
SOLE
10000
0
0
NRG Energy Inc
COM NEW
629377508
627
20583
SH
SOLE
18786
0
1797
Nucor Corp
COM
670346105
761
14029
SH
SOLE
14029
0
0
Nuveen Build America Bond Fund
COM
67074c103
1072
52560
SH
SOLE
46230
0
6330
Nuveen Build America Bond Oppo
COM
67074q102
770
36306
SH
SOLE
31043
0
5263
Nuveen CA Muni Advantage Fd
COM
67066Y105
233
16338
SH
SOLE
16338
0
0
Nuveen CA Muni Value Fund
COM
67062C107
3459
334517
SH
SOLE
294517
0
40000
Nuveen Credit Strategies Incom
COM SHS
67073d102
1865
208856
SH
SOLE
193277
0
15579
Nuveen Multi-Strategy Inc & Gr
COM
67073b106
1106
120167
SH
SOLE
100464
0
19703
Nuveen Mun Value Fd Inc Com
COM
670928100
159
16874
SH
SOLE
2200
0
14674
Nuveen Municipal High Income O
COM
670682103
134
10292
SH
SOLE
6792
0
3500
Nuveen Ny Municipal Value Fund
COM
67062M105
99
10200
SH
SOLE
10200
0
0
Nuveen Quality Preferred Incom
COM
67072C105
572
65633
SH
SOLE
45511
0
20122
Oaktree Capital Group LLC
UNIT CL A
674001201
772
15100
SH
SOLE
14600
0
500
Occidental Petroleum Corp
COM
674599105
14357
149319
SH
SOLE
122679
0
26640
Oi SA
SPN ADR REP PFD
670851203
24
34186
SH
SOLE
34186
0
0
Oi SA Adr F Sponsored Reps 1
SPONSORED ADR
670851104
762
1029669
SH
SOLE
942215
0
87454
Oiltanking Partners LP
UNIT LTD
678049107
251
5069
SH
SOLE
4838
0
231
ONEOK Inc
COM
682680103
326
4977
SH
SOLE
4630
0
347
Oracle Corp
COM
68389X105
21555
563090
SH
SOLE
469455
0
93635
PACCAR Inc
COM
693718108
227
4000
SH
SOLE
4000
0
0
PCM Fund Inc
COM
69323T101
7441
670324
SH
SOLE
629418
0
40906
Pearson PLC
SPONSORED ADR
705015105
359
17940
SH
SOLE
17378
0
562
Penn West Petroleum Ltd
COM
707887105
108
16000
SH
SOLE
16000
0
0
Pennantpark Invt Corp Com
COM
708062104
128
11704
SH
SOLE
7500
0
4204
PepsiCo Inc
COM
713448108
663
7118
SH
SOLE
6618
0
500
Pfizer Inc
COM
717081103
3431
116034
SH
SOLE
31034
0
85000
Philip Morris International In
COM
718172109
22767
272983
SH
SOLE
233127
0
39856
Pimco CA Municipal Income Fund
COM
72201c109
1420
136556
SH
SOLE
135556
0
1000
PIMCO Dynamic Credit Income Fu
COM SHS
72202d106
1357
60374
SH
SOLE
54292
0
6082
PIMCO Income Fund
SHS
72201y101
3644
115458
SH
SOLE
105166
0
10292
Pimco Income Strategy Fund
COM
72201H108
471
39454
SH
SOLE
39454
0
0
Pimco Income Strategy Fund II
COM
72201j104
5345
507587
SH
SOLE
468797
0
38790
Pimco Municipal Income Fund II
COM
72200w106
277
23775
SH
SOLE
23775
0
0
Plains All American Pipeline U
UNIT LTD PARTN
726503105
707
12011
SH
SOLE
9989
0
2022
Portugal Telecom SGPS SA
SPONSORED ADR
737273102
63
30000
SH
SOLE
30000
0
0
Powershares Cef Income
CEF INC COMPST
73936Q843
1717
70527
SH
SOLE
70527
0
0
Procter & Gamble Co
COM
742718109
1055
12603
SH
SOLE
10775
0
1828
Prologis Inc
COM
74340w103
1362
36115
SH
SOLE
35065
0
1050
Prospect Capital Corp
COM
74348T102
218
22000
SH
SOLE
22000
0
0
Public Storage
COM
74460d109
548
3307
SH
SOLE
2651
0
656
QUALCOMM Inc
COM
747525103
19290
257996
SH
SOLE
201239
0
56756
Realty Income Corp
COM
756109104
2057
50430
SH
SOLE
47828
0
2602
Regency Energy Partners LP
COM UNITS L P
75885y107
215
6582
SH
SOLE
4969
0
1613
Republic Services Inc
COM
760759100
12573
322214
SH
SOLE
264703
0
57511
Retail Opportunity Investments
COM
76131n101
3216
218771
SH
SOLE
211737
0
7034
Rexford Industrial Realty Inc
COM
76169c100
43211
3122208
SH
SOLE
2587486
0
534722
Reynolds American Inc
COM
761713106
655
11100
SH
SOLE
9800
0
1300
RLI Corp
COM
749607107
203
4700
SH
SOLE
4700
0
0
Rockwell Automation Inc
COM
773903109
488
4437
SH
SOLE
4437
0
0
Rockwell Collins Inc
COM
774341101
338
4300
SH
SOLE
4300
0
0
Roundys Inc Company
COM
779268101
60
20000
SH
SOLE
20000
0
0
Royal Dutch Shell PLC - ADR A
SPONS ADR A
780259206
431
5666
SH
SOLE
5666
0
0
Rubicon Minerals Corp
COM
780911103
19
14000
SH
SOLE
14000
0
0
Safeway Inc
COM NEW
786514208
352
10263
SH
SOLE
0
0
10263
Schlumberger Ltd
COM
806857108
15433
151769
SH
SOLE
127624
0
24145
Schwab Strategic Tr Us Brd Mkt
US BRD MKT ETF
808524102
259
5439
SH
SOLE
5439
0
0
Simon Property Group Inc
COM
828806109
11290
68666
SH
SOLE
58059
0
10607
Source Capital Inc
COM
836144105
708
10900
SH
SOLE
10584
0
316
SPDR BarCap ST High Yield Bond
SHT TRM HGH YLD
78468r408
3315
110757
SH
SOLE
102571
0
8186
SPDR Gold Trust
GLD SHS
78463v107
1351
11622
SH
SOLE
11372
0
250
Spdr Index Shs Fds Euro Stoxx
EURO STOXX 50
78463x202
494
12438
SH
SOLE
12438
0
0
Spdr S&P 500 Etf Tr Tr Unit
TR UNIT
78462F103
2305
11698
SH
SOLE
9656
0
2041
SPDR S&P MidCap 400 ETF Trust
UTSER1 S&PDCRP
78467y107
220
881
SH
SOLE
663
0
218
Spectra Energy Corp
COM
847560109
271
6908
SH
SOLE
6637
0
271
Sprint Nextel Corp
COM SER 1
85207u105
68
10744
SH
SOLE
10744
0
0
Staples Inc
COM
855030102
326
26912
SH
SOLE
26119
0
793
Starbucks Corp
COM
855244109
591
7827
SH
SOLE
6921
0
906
Starwood Property Trust Inc
COM
85571b105
2606
118650
SH
SOLE
115761
0
2889
Stratasys Ltd
SHS
m85548101
362
3000
SH
SOLE
3000
0
0
Stryker Corp
COM
863667101
368
4560
SH
SOLE
4560
0
0
Sunoco Logistics Partners LP
COM UNITS
86764l108
532
11030
SH
SOLE
10294
0
736
Sysco Corp
COM
871829107
14605
384846
SH
SOLE
325860
0
58986
Tanzanian Royalty Exploration
COM
87600u104
248
117371
SH
SOLE
117371
0
0
Telefonica SA
SPONSORED ADR
879382208
9796
637323
SH
SOLE
541319
0
96004
Templeton Emerging Markets Inc
COM
880192109
765
60148
SH
SOLE
57906
0
2242
Tesla Motors Inc
COM
88160r101
222
916
SH
SOLE
501
0
415
Teva Pharmaceutical Industries
ADR
881624209
1686
31369
SH
SOLE
30454
0
915
TIBCO Software Inc
COM
88632q103
250
10600
SH
SOLE
10600
0
0
Ticc Capital Corp Com
COM
87244T109
200
22626
SH
SOLE
12500
0
10126
Time Warner Inc
COM NEW
887317303
217
2887
SH
SOLE
2887
0
0
TJX Cos Inc
COM
872540109
14552
245936
SH
SOLE
204765
0
41171
Tortoise Energy Infrastructure
COM
89147l100
920
19118
SH
SOLE
16562
0
2556
Total SA
SPONSORED ADR
89151E109
745
11565
SH
SOLE
11565
0
0
Travelers Cos Inc/The
COM
89417e109
223
2371
SH
SOLE
2371
0
0
TSW Strategic Income Fund Inc
COM
872340104
1003
178157
SH
SOLE
158655
0
19502
Two Harbors Investment Corp
COM
90187b101
151
15638
SH
SOLE
10835
0
4803
UCP Inc CL A
CL A
90265y106
1108
92711
SH
SOLE
85351
0
7360
Unilever NV
N Y SHS NEW
904784709
2186
55100
SH
SOLE
52700
0
2400
Union Pacific Corp
COM
907818108
16594
153056
SH
SOLE
127886
0
25170
United Parcel Service Inc
CL B
911312106
24602
250301
SH
SOLE
208548
0
41753
United Technologies Corp
COM
913017109
561
5311
SH
SOLE
5311
0
0
US Bancorp
COM NEW
902973304
510
12201
SH
SOLE
12201
0
0
Vanguard Emerging Markets ETF
FTSE EMR MKT ETF
922042858
813
19491
SH
SOLE
18933
0
558
Vanguard Europe Pacific ETF
FTSE DEV MKT ETF
921943858
2670
67166
SH
SOLE
66195
0
971
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
1968
10900
SH
SOLE
10900
0
0
Ventas Inc
COM
92276f100
826
13326
SH
SOLE
13326
0
0
Verizon Communications Inc
COM
92343v104
623
12459
SH
SOLE
11217
0
1243
Walgreen Co
COM
931422109
432
7288
SH
SOLE
7288
0
0
Wal-Mart Stores Inc
COM
931142103
365
4775
SH
SOLE
4775
0
0
Walt Disney Co
COM DISNEY
254687106
16987
190806
SH
SOLE
154706
0
36100
WCI Communitites
COM PAR $0.01
92923c807
772
41861
SH
SOLE
37962
0
3899
Wells Fargo & Co
COM
949746101
24683
475858
SH
SOLE
400494
0
75364
Wells Fargo Multi-Sector Incom
COM SHS
94987D101
721
51660
SH
SOLE
45318
0
6342
Western Asset Emerging Markets
COM
95766a101
717
41903
SH
SOLE
40212
0
1691
Western Asset Mtg Cap Com
COM
95790D105
148
10000
SH
SOLE
10000
0
0
Western Gas Partners LP
COM UNIT LP IN
958254104
341
4542
SH
SOLE
4255
0
287
Wet Seal Inc
CL A
961840105
110
210000
SH
SOLE
210000
0
0
World Wrestling Entertainment
CL A
98156q108
1210
87888
SH
SOLE
85391
0
2497