0001493152-21-016125.txt : 20210702
0001493152-21-016125.hdr.sgml : 20210702
20210702201105
ACCESSION NUMBER: 0001493152-21-016125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keller Rodney C. Jr.
CENTRAL INDEX KEY: 0001813326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34643
FILM NUMBER: 211072197
MAIL ADDRESS:
STREET 1: 900 E. OLD SETTLERS BLVD.
STREET 2: SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYRO, Inc.
CENTRAL INDEX KEY: 0001086745
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 980204758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
BUSINESS PHONE: 512-994-4917
MAIL ADDRESS:
STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
FORMER COMPANY:
FORMER CONFORMED NAME: DropCar, Inc.
DATE OF NAME CHANGE: 20180201
FORMER COMPANY:
FORMER CONFORMED NAME: WPCS INTERNATIONAL INC
DATE OF NAME CHANGE: 20020612
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX STAR VENTURES INC
DATE OF NAME CHANGE: 20010424
4
1
ownership.xml
X0306
4
2021-06-30
0
0001086745
AYRO, Inc.
AYRO
0001813326
Keller Rodney C. Jr.
900 E. OLD SETTLERS BOULEVARD, SUITE 100
ROUND ROCK
TX
78664
1
1
0
0
Chief Executive Officer
Common Stock
2021-06-30
4
M
0
13977
4.03
A
448144
D
Common Stock
2021-06-30
4
S
0
13977
5.0364
D
434167
D
Common Stock
2021-06-30
4
M
0
426
3.17
A
434593
D
Common Stock
2021-06-30
4
S
0
426
5.0364
D
434167
D
Common Stock
2021-07-01
4
M
0
70000
3.17
A
504167
D
Common Stock
2021-07-01
4
S
0
70000
5.11
D
434167
D
Employee Stock Options (right to buy)
4.03
2021-06-30
4
M
0
13977
0
D
2029-11-13
Common Stock
13977
0
D
Employee Stock Options (right to buy)
3.17
2021-06-30
4
M
0
426
0
D
2030-09-29
Common Stock
426
459042
D
Employee Stock Options (right to buy)
3.17
2021-07-01
4
M
0
70000
0
D
2030-09-29
Common Stock
70000
389042
D
Represents a broker-assisted sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.15, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Represents an exercise of an option to purchase 13,977 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 426 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 70,000 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
These options are fully vested and exercisable.
The shares underlying this stock option vest according to the following schedule: one-third of the optioned shares vested on 12/4/2020, and an additional one-third of the optioned shares will vest on 12/4/2021 and 12/4/2022, respectively, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.
/s/ Rodney C. Keller, Jr.
2021-07-02