0001493152-21-015791.txt : 20210630 0001493152-21-015791.hdr.sgml : 20210630 20210630211657 ACCESSION NUMBER: 0001493152-21-015791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210628 FILED AS OF DATE: 20210630 DATE AS OF CHANGE: 20210630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keller Rodney C. Jr. CENTRAL INDEX KEY: 0001813326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34643 FILM NUMBER: 211063669 MAIL ADDRESS: STREET 1: 900 E. OLD SETTLERS BLVD. STREET 2: SUITE 100 CITY: ROUND ROCK STATE: TX ZIP: 78664 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYRO, Inc. CENTRAL INDEX KEY: 0001086745 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 980204758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100 CITY: ROUND ROCK STATE: TX ZIP: 78664 BUSINESS PHONE: 512-994-4917 MAIL ADDRESS: STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100 CITY: ROUND ROCK STATE: TX ZIP: 78664 FORMER COMPANY: FORMER CONFORMED NAME: DropCar, Inc. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: WPCS INTERNATIONAL INC DATE OF NAME CHANGE: 20020612 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX STAR VENTURES INC DATE OF NAME CHANGE: 20010424 4 1 ownership.xml X0306 4 2021-06-28 0 0001086745 AYRO, Inc. AYRO 0001813326 Keller Rodney C. Jr. 900 E. OLD SETTLERS BOULEVARD, SUITE 100 ROUND ROCK TX 78664 1 1 0 0 Chief Executive Officer Common Stock 2021-06-28 4 M 0 38541 2.45 A 472708 D Common Stock 2021-06-28 4 S 0 38541 5.0000 D 434167 D Common Stock 2021-06-28 4 M 0 100 3.48 A 434267 D Common Stock 2021-06-28 4 S 0 100 5.0000 D 434167 D Common Stock 2021-06-28 4 M 0 10908 2.45 A 445075 D Common Stock 2021-06-28 4 S 0 10908 5.0000 D 434167 D Common Stock 2021-06-28 4 M 0 20451 2.45 A 454618 D Common Stock 2021-06-28 4 S 0 20451 5.0000 D 434167 D Common Stock 2021-06-29 4 M 0 63526 3.48 A 497693 D Common Stock 2021-06-29 4 S 0 63526 5.0045 D 434167 D Common Stock 2021-06-29 4 M 0 6474 4.03 A 440641 D Common Stock 2021-06-29 4 S 0 6474 5.0045 D 434167 D Employee Stock Options (right to buy) 2.45 2021-06-28 4 M 0 38541 0 D 2027-11-13 Common Stock 38541 0 D Employee Stock Options (right to buy) 2.45 2021-06-28 4 M 0 10908 0 D 2027-12-01 Common Stock 10908 0 D Employee Stock Options (right to buy) 2.45 2021-06-28 4 M 0 20451 0 D 2028-11-13 Common Stock 20451 0 D Employee Stock Options (right to buy) 3.48 2021-06-28 4 M 0 100 0 D 2029-03-31 Common Stock 100 63526 D Employee Stock Options (right to buy) 3.48 2021-06-29 4 M 0 63526 0 D 2029-03-31 Common Stock 63526 0 D Employee Stock Options (right to buy) 4.03 2021-06-29 4 M 0 6474 0 D 2029-11-13 Common Stock 6474 13977 D Represents a broker-assisted sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2021. These shares were purchased in multiple transactions at a price of $5.00. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.019, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Represents an exercise of an option to purchase 38,541 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. Represents an exercise of an option to purchase 100 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. Represents an exercise of an option to purchase 10,908 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. Represents an exercise of an option to purchase 20,451 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. Represents an exercise of an option to purchase 63,526 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. Represents an exercise of an option to purchase 6,474 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant. These options are fully vested and exercisable. /s/ Rodney C. Keller, Jr. 2021-06-30