0001493152-21-015791.txt : 20210630
0001493152-21-015791.hdr.sgml : 20210630
20210630211657
ACCESSION NUMBER: 0001493152-21-015791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210628
FILED AS OF DATE: 20210630
DATE AS OF CHANGE: 20210630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keller Rodney C. Jr.
CENTRAL INDEX KEY: 0001813326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34643
FILM NUMBER: 211063669
MAIL ADDRESS:
STREET 1: 900 E. OLD SETTLERS BLVD.
STREET 2: SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYRO, Inc.
CENTRAL INDEX KEY: 0001086745
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 980204758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
BUSINESS PHONE: 512-994-4917
MAIL ADDRESS:
STREET 1: 900 E. OLD SETTLERS BOULEVARD, SUITE 100
CITY: ROUND ROCK
STATE: TX
ZIP: 78664
FORMER COMPANY:
FORMER CONFORMED NAME: DropCar, Inc.
DATE OF NAME CHANGE: 20180201
FORMER COMPANY:
FORMER CONFORMED NAME: WPCS INTERNATIONAL INC
DATE OF NAME CHANGE: 20020612
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX STAR VENTURES INC
DATE OF NAME CHANGE: 20010424
4
1
ownership.xml
X0306
4
2021-06-28
0
0001086745
AYRO, Inc.
AYRO
0001813326
Keller Rodney C. Jr.
900 E. OLD SETTLERS BOULEVARD,
SUITE 100
ROUND ROCK
TX
78664
1
1
0
0
Chief Executive Officer
Common Stock
2021-06-28
4
M
0
38541
2.45
A
472708
D
Common Stock
2021-06-28
4
S
0
38541
5.0000
D
434167
D
Common Stock
2021-06-28
4
M
0
100
3.48
A
434267
D
Common Stock
2021-06-28
4
S
0
100
5.0000
D
434167
D
Common Stock
2021-06-28
4
M
0
10908
2.45
A
445075
D
Common Stock
2021-06-28
4
S
0
10908
5.0000
D
434167
D
Common Stock
2021-06-28
4
M
0
20451
2.45
A
454618
D
Common Stock
2021-06-28
4
S
0
20451
5.0000
D
434167
D
Common Stock
2021-06-29
4
M
0
63526
3.48
A
497693
D
Common Stock
2021-06-29
4
S
0
63526
5.0045
D
434167
D
Common Stock
2021-06-29
4
M
0
6474
4.03
A
440641
D
Common Stock
2021-06-29
4
S
0
6474
5.0045
D
434167
D
Employee Stock Options (right to buy)
2.45
2021-06-28
4
M
0
38541
0
D
2027-11-13
Common Stock
38541
0
D
Employee Stock Options (right to buy)
2.45
2021-06-28
4
M
0
10908
0
D
2027-12-01
Common Stock
10908
0
D
Employee Stock Options (right to buy)
2.45
2021-06-28
4
M
0
20451
0
D
2028-11-13
Common Stock
20451
0
D
Employee Stock Options (right to buy)
3.48
2021-06-28
4
M
0
100
0
D
2029-03-31
Common Stock
100
63526
D
Employee Stock Options (right to buy)
3.48
2021-06-29
4
M
0
63526
0
D
2029-03-31
Common Stock
63526
0
D
Employee Stock Options (right to buy)
4.03
2021-06-29
4
M
0
6474
0
D
2029-11-13
Common Stock
6474
13977
D
Represents a broker-assisted sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2021.
These shares were purchased in multiple transactions at a price of $5.00.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.019, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Represents an exercise of an option to purchase 38,541 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 100 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 10,908 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 20,451 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 63,526 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
Represents an exercise of an option to purchase 6,474 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
These options are fully vested and exercisable.
/s/ Rodney C. Keller, Jr.
2021-06-30