0001144204-17-060454.txt : 20171121 0001144204-17-060454.hdr.sgml : 20171121 20171121170352 ACCESSION NUMBER: 0001144204-17-060454 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 ITEM INFORMATION: Other Events FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WPCS INTERNATIONAL INC CENTRAL INDEX KEY: 0001086745 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 980204758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34643 FILM NUMBER: 171217590 BUSINESS ADDRESS: STREET 1: 521 RAILROAD AVE CITY: SUISUN STATE: CA ZIP: 94585 BUSINESS PHONE: 7074321300 MAIL ADDRESS: STREET 1: 521 RAILROAD AVE CITY: SUISUN STATE: CA ZIP: 94585 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX STAR VENTURES INC DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: WOWTOWN COM INC DATE OF NAME CHANGE: 20000315 FORMER COMPANY: FORMER CONFORMED NAME: PARAMOUNT SERVICES CORP DATE OF NAME CHANGE: 19990519 8-K 1 tv479987_8k.htm FORM 8-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 21, 2017

 

WPCS INTERNATIONAL INCORPORATED

(Exact name of Registrant as specified in its charter)

 

Delaware   001-34643   98-0204758
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

521 Railroad Avenue

Suisun City, California

   94585
(Address of Principal Executive Office)   (Zip Code)

 

Registrant's telephone number, including area code (707) 432-1300

 

 
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

xWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 8.01Other Events.

 

Since August 1, 2017, there have been the following transactions in the equity securities of WPCS International Incorporated (“WPCS”):

 

1.61,898 H-1 warrants were exercised for cash, resulting in the issuance of 61,898 shares of common stock and the receipt of $100,894;

 

2.309,900 H-2 Warrants were exercised for cash, resulting in the issuance of 309,900 shares of common stock and the receipt of $374,979;

 

3.615,728 H-3 Warrants were exercised for cash, resulting in the issuance of 615,728 shares and the receipt of $849,705;

 

4.4,289 shares of H-1 Preferred Stock were converted into 428,900 shares of Common Stock;

 

5.1,239 shares of H-2 Preferred Stock were converted into 123,900 shares of Common Stock; and

 

6.3,828 shares of H-3 Preferred Stock were converted into 382,800 shares of Common Stock.

 

As of the date hereof, there are 5,275,287 shares of WPCS’ Common Stock issued and outstanding.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  WPCS International Incorporated
   
Dated: November 21, 2017  
     
  By:  

/s/ David Allen

    David Allen, Chief Financial Officer