0001562180-21-001608.txt : 20210225 0001562180-21-001608.hdr.sgml : 20210225 20210225203526 ACCESSION NUMBER: 0001562180-21-001608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOBEL JONATHAN S CENTRAL INDEX KEY: 0001086618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 21683081 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-23 false 0001265131 Hilltop Holdings Inc. HTH 0001086618 SOBEL JONATHAN S 6565 HILLCREST AVE DALLAS TX 75205 true true false false Hilltop Securities Chairman Common Stock 2021-02-23 4 A false 20000.00 0.00 A 21699.00 D Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on July 31, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, July 31, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. /s/ Jonathan S. Sobel 2021-02-25